Attached files
| file | filename |
|---|---|
| EX-99.1 - 180 DEGREE CAPITAL CORP. /NY/ | v202019_ex99-1.htm |
| EX-99.2 - 180 DEGREE CAPITAL CORP. /NY/ | v202019_ex99-2.htm |
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the
Securities
Exchange Act of 1934
Date of
Report (Date of earliest event reported):
November
12, 2010 (November 12, 2010)
HARRIS
& HARRIS GROUP, INC.
(Exact
name of registrant as specified in its charter)
|
New
York
(State
or other jurisdiction of
incorporation)
|
0-11576
(Commission
File
Number)
|
13-3119827
(IRS
Employer
Identification
No.)
|
1450
Broadway
New
York, New York 10018
(Address
of principal executive offices and zip code)
(212)
582-0900
(Registrant’s
telephone number, including area code)
Check the
appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following
provisions:
o
Written communications pursuant to Rule 425 under the
Securities Act (17 CFR 230.425)
o Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
o
Pre-commencement communications pursuant to Rule 14d-2(b)
under the Exchange Act (17 CFR 240.14d-2(b))
o
Pre-commencement communications pursuant to Rule 13e-4(c)
under the Exchange Act (17 CFR 240.13e-4(c))
Item
8.01. Other Events.
On
November 12, 2010, Harris & Harris Group, Inc. (the “Company”) released the
Quarterly Letter to Shareholders, which is available on the Company’s website at
www.HHVC.com. A copy of the Quarterly Letter to Shareholders is
attached as Exhibit 99.1 to this Form 8-K, and the Company's press release
issued November 12, 2010, is attached as Exhibit 99.2.
The
Quarterly Letter to Shareholders may contain statements of a forward-looking
nature relating to future events. These forward-looking statements
are subject to the inherent uncertainties in predicting future results and
conditions. These statements reflect the Company's current beliefs, and a
number of important factors could cause actual results to differ materially from
those expressed in the Quarterly Letter to Shareholders. Please see
the Company's Annual Report on Form 10-K for the year ended December 31, 2009,
the Quarterly Report on Form 10-Q for the quarter ended September 30, 2010, as
well as subsequent SEC filings, filed with the Securities and Exchange
Commission for a more detailed discussion of the risks and uncertainties
associated with the Company's business, including but not limited to, the risks
and uncertainties associated with venture capital investing and other
significant factors that could affect the Company's actual results. Except
as otherwise required by Federal securities laws, the Company undertakes no
obligation to update or revise these forward-looking statements to reflect new
events or uncertainties.
Additional
Information
The reference to the website
www.HHVC.com has been provided as a convenience, and the information contained
on such website is not incorporated by reference into this Form
8-K.
|
Item
9.01.
|
Financial
Statements and Exhibits.
|
|
|
(a)
|
Not
applicable.
|
|
|
(b)
|
Not
applicable.
|
|
|
(c)
|
Not
applicable.
|
|
|
(d)
|
Exhibits.
|
|
|
Exhibit No.
|
Description
|
|
|
99.1
|
Quarterly
Letter to Shareholders
|
|
|
99.2
|
Press
Release, dated November 12,
2010
|
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the Registrant has
duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
|
Date: November
12, 2010
|
HARRIS
& HARRIS GROUP, INC.
|
|
|
By:
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/s/ Douglas W. Jamison
|
|
|
Douglas
W. Jamison
|
||
|
Chief
Executive Officer
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||
EXHIBIT
INDEX
|
Exhibit No.
|
Description
|
|
|
99.1
|
Quarterly
Letter to Shareholders
|
|
|
99.2
|
Press
Release, dated November 12,
2010
|