Attached files
DELAWARE
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87-0638510
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(State or other jurisdiction of
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(IRS Employer
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incorporation)
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Identification No.)
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[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
The Company is offering and selling the above-described securities pursuant to a prospectus dated June 12, 2009 and a prospectus supplement dated October 13, 2010, pursuant to the Company's shelf registration statement on Form S-3 (SEC File No. 333-159649) previously declared effective by the Securities and Exchange Commission (the "Shelf Registration Statement"). The prospectus supplement and accompanying prospectus have been filed separately with the Securities and Exchange Commission.
A copy of the form of Warrant, opinion of Stoel Rives LLP, form of Subscription Agreement and Amendment No. 3are attached to this Current Report on Form 8-K as Exhibits 4.1, 5.1, 10.1 and 10.2, respectively, and are incorporated herein by reference. The foregoing is only a brief description of the terms set forth in the Warrants and the Subscription Agreements and Amendment No. 3, does not purport to be a complete description of the rights and obligations of the parties thereunder and such descriptions are qualified in their entirety by reference to these exhibits. This Current Report on Form 8-K is being filed in part for the purpose of incorporating Exhibits 4.1, 5.1, 10.1 and 10.2 by reference into the Shelf Registration Statement.
RASER TECHNOLOGIES, INC.
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Date: October 19, 2010
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By:
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/s/ Nicholas Goodman
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Nicholas Goodman
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Chief Executive Officer
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Exhibit No.
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Description
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EX-4.1
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Form of Warrant to be issued by Raser Technologies, Inc.
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EX-5.1
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Opinion of Stoel Rives LLP
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EX-10.1
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Form of Subscription Agreement between Raser Technologies, Inc. and the investor signatories thereto
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EX-10.2
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Amendment No. 3 to Unsecured Line of Credit Agreement and Promissory Note dated October 13, 2010 among Raser Technologies, Inc., Evergreen Clean Energy Fund, LLC and Bombay Investments
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