AMERICAN EXPRESS RECEIVABLES FINANCING CORP II - FORM 8-K - October 12, 2010

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EX-4.1 - EX-4.1 - AMERICAN EXPRESS RECEIVABLES FINANCING CORP IIy87049exv4w1.htm
EX-4.3 - EX-4.3 - AMERICAN EXPRESS RECEIVABLES FINANCING CORP IIy87049exv4w3.htm
EX-4.2 - EX-4.2 - AMERICAN EXPRESS RECEIVABLES FINANCING CORP IIy87049exv4w2.htm
Table of Contents

 
 
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported) October 7, 2010
         
AMERICAN EXPRESS
RECEIVABLES
FINANCING
CORPORATION II 		  AMERICAN EXPRESS
RECEIVABLES
FINANCING
CORPORATION III LLC 		  AMERICAN EXPRESS
RECEIVABLES
FINANCING
CORPORATION IV LLC
(as Originators of the American Express Credit Account Master Trust)
(Exact name of registrant as specified in its charter)
on behalf of
American Express Credit Account Master Trust
                                 
Delaware
(State or Other
Jurisdiction of
Incorporation
or
Organization) 		  333-155765-02
(Commission
File Number) 		  13-3854638
(I.R.S.
Employer
Identification
Number) 		  Delaware
(State or Other
Jurisdiction of
Incorporation or
Organization) 		  333-155765
(Commission File
Number) 		  20-0942395
(I.R.S.
Employer
Identification
Number) 		  Delaware
(State or Other
Jurisdiction of
Incorporation or
Organization) 		  333-155765-01
(Commission
File Number) 		  20-0942445
(I.R.S.
Employer
Identification
Number)
         
200 Vesey Street, Room 138
Mail Stop 01-31-12
New York, New York 10285
(212) 640-2000 		  4315 South 2700 West, Room 1900
Mail Stop 02-01-50
Salt Lake City, Utah 84184
(801) 945-2550 		  4315 South 2700 West, Room 1900
Mail Stop 02-01-56
Salt Lake City, Utah 84184
(801) 945-2068
(Address, Including Zip Code, and Telephone Number,
Including Area Code, of each Registrant’s Principal Executive Offices)
         
N/A   N/A   N/A
(Former Name or Former Address, if   (Former Name or Former Address, if   (Former Name or Former Address, if
Changed Since Last Report)   Changed Since Last Report)   Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions.
o   Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
o   Soliciting material pursuant to Rule 14a-12(b) under the Exchange Act (17 CFR 240.14a-12)
 
o   Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
o   Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 

 

TABLE OF CONTENTS

Item 8.01
Item 9.01. Exhibits
SIGNATURES
EXHIBIT INDEX
EX-4.1
EX-4.2
EX-4.3

Table of Contents

INFORMATION TO BE INCLUDED IN THE REPORT
     
Item 8.01.
  On October 7, 2010, the Pooling and Servicing Agreement, dated as of May 16, 1996, as amended and restated as of January 1, 2006 and as further amended from time to time, among American Express Receivables Financing Corporation II, American Express Receivables Financing Corporation III LLC, American Express Receivables Financing Corporation IV LLC, American Express Travel Related Services Company, Inc. and The Bank of New York Mellon, relating to the American Express Credit Account Master Trust, was amended by the Fourth Amendment to Pooling and Servicing Agreement. The amendment is attached hereto as Exhibit 4.1.
 
    
 
  On October 7, 2010, the Receivables Purchase Agreement, dated as of April 16, 2004, between American Express Centurion Bank and American Express Receivables Financing Corporation III LLC, was amended by the Third Amendment to Receivables Purchase Agreement. The amendment is attached hereto as Exhibit 4.2.
 
    
 
  On October 7, 2010, the Receivables Purchase Agreement, dated as of April 16, 2004, between American Express Bank, FSB and American Express Receivables Financing Corporation IV LLC, was amended by the Third Amendment to Receivables Purchase Agreement. The amendment is attached hereto as Exhibit 4.3.
Item 9.01. Exhibits.
The following are filed as Exhibits to this Report under Exhibit 4.
         
 
  Exhibit 4.1   Fourth Amendment to Pooling and Servicing Agreement, dated as of October 7, 2010, amending the Pooling and Servicing Agreement, dated as of May 16, 1996, as amended and restated as of January 1, 2006 and as further amended from time to time (incorporated herein by reference to Exhibit 4.1 to Registration No. 333-130508).
 
        
 
  Exhibit 4.2   Third Amendment to Receivables Purchase Agreement, dated as of October 7, 2010, amending the Receivables Purchase Agreement, dated as of April 16, 2004 (incorporated herein by reference to Exhibit 4.4 to Registration No. 333-113579).
 
        
 
  Exhibit 4.3   Third Amendment to Receivables Purchase Agreement, dated as of October 7, 2010, amending the Receivables Purchase Agreement, dated as of April 16, 2004 (incorporated herein by reference to Exhibit 4.5 to Registration No. 333-113579).

 

Table of Contents

SIGNATURES
     Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrants have duly caused this report to be signed on their behalf by the undersigned hereunto duly authorized.
             
    American Express Receivables Financing
Corporation II,		    
    as originator of the Trust and Co-Registrant and as Transferor on behalf of the Trust as Co-Registrant    
 
            
 
     By:
   Name: 		  /s/ Anderson Y. Lee
 
Anderson Y. Lee 		   
 
     Title:   President    
 
            
    American Express Receivables Financing
Corporation III LLC,		    
    as originator of the Trust and Co-Registrant and as Transferor on behalf of the Trust as Co-Registrant    
 
            
 
     By:
   Name: 		  /s/ Kevin L. Thompson
 
Kevin L. Thompson 		   
 
     Title:   President    
 
            
    American Express Receivables Financing
Corporation IV LLC,		    
    as originator of the Trust and Co-Registrant and as Transferor on behalf of the Trust as Co-Registrant    
 
            
 
     By:
   Name: 		  /s/ Denise D. Roberts
 
Denise D. Roberts 		   
 
     Title:   President    

 

Table of Contents

EXHIBIT INDEX
     
Exhibit   Description
 
    
Exhibit 4.1
  Fourth Amendment to Pooling and Servicing Agreement, dated as of October 7, 2010, amending the Pooling and Servicing Agreement, dated as of May 16, 1996, as amended and restated as of January 1, 2006 and as further amended from time to time (incorporated herein by reference to Exhibit 4.1 to Registration No. 333-130508).
 
    
Exhibit 4.2
  Third Amendment to Receivables Purchase Agreement, dated as of October 7, 2010, amending the Receivables Purchase Agreement, dated as of April 16, 2004 (incorporated herein by reference to Exhibit 4.4 to Registration No. 333-113579).
 
    
Exhibit 4.3
  Third Amendment to Receivables Purchase Agreement, dated as of October 7, 2010, amending the Receivables Purchase Agreement, dated as of April 16, 2004 (incorporated herein by reference to Exhibit 4.5 to Registration No. 333-113579).