Attached files
| file | filename |
|---|---|
| EX-99.1 - EX-99.1 - NUVEEN INVESTMENTS INC | c60596exv99w1.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): October 7, 2010
NUVEEN INVESTMENTS, INC.
(Exact name of registrant as specified in its charter)
| Delaware | 1-11123 | 36-3817266 | ||
| (State or other | (Commission File Number) | (IRS Employer | ||
| jurisdiction of | Identification | |||
| incorporation) | Number) |
| 333 West Wacker Drive, Chicago, Illinois (Address of principal executive offices) |
60606 (Zip Code) |
(312) 917-7700
(Registrant’s telephone number, including area code)
(Registrant’s telephone number, including area code)
N/A
(Former name or former address, if changed since last report)
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the
filing obligation of the registrant under any of the following provisions:
| o | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) | |
| o | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) | |
| o | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) | |
| o | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Section 7 — Regulation FD
Item 7.01 Regulation FD Disclosure.
The information in Item 7.01 of this Report, including the information contained in Exhibit 99.1,
shall be deemed “furnished” and shall not be deemed “filed” for the purposes of Section 18 of the
Securities Exchange Act of 1934, as amended, or otherwise subject to the
liabilities of that section, nor shall it be deemed incorporated by reference in any filing under
the Securities Act of 1933, as amended, except as shall be expressly set forth by specific
reference in such filing. Unless otherwise indicated, the terms “we”, “us”, “our”, “the Company”
and “Nuveen Investments” refer to Nuveen Investments, Inc. and, where appropriate, its
subsidiaries.
Attached as Exhibit 99.1 hereto and incorporated herein by reference are presentation slides that
will be shown by Nuveen Investments on Thursday, October 7, 2010, at the Deutsche Bank Leveraged
Finance Conference at 12:55 p.m. eastern time.
Section 9 — Financial Statements and Exhibits
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits
| Exhibit No. | Description | |
99.1
|
Presentation slides from a Nuveen Investments presentation at the Deutsche Bank Leveraged Finance Conference held on October 7, 2010. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly
caused this Report to be signed on its behalf by the undersigned thereunto duly authorized.
| Date: October 7, 2010 | NUVEEN INVESTMENTS, INC. | |||||
| By: Name: |
/s/ John L. MacCarthy
|
|||||
| Title: | Executive Vice President | |||||
EXHIBIT INDEX
| Exhibit No. | Description | |
99.1
|
Presentation slides from a Nuveen Investments presentation at the Deutsche Bank Leveraged Finance Conference held on October 7, 2010. |