Attached files
| file | filename |
|---|---|
| EX-99.1 - SULPHCO INC | v197420_ex99-1.htm |
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of
the
Securities Exchange Act of 1934
Date of
Report (Date of earliest event reported): September 20,
2010
_________________________________________________________________________________
SulphCo,
Inc.
_________________________________________________________________________________
(Exact
name of registrant as specified in charter)
|
Nevada
|
001-32636
|
88-0224817
|
||
|
(State
or other jurisdiction of
incorporation)
|
(Commission
File
Number)
|
(IRS
Employer
Identification
No.)
|
4333
W. Sam Houston Pkwy N., Suite 190
Houston,
Texas 77043
(Address
of principal executive offices) (Zip Code)
(713)
896-9100
(Registrant’s
telephone number, including area code)
Check the
appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following
provisions (see General Instruction A.2. below):
|
o
|
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
|
|
o
|
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
|
|
o
|
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
|
|
o
|
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
|
Section
3 – Securities and Trading Markets
Item
3.01. Notice of Delisting or Failure to Satisfy a Continued Listing
Rule of Standard; Transfer of Listing.
On
September 20, 2010, SulphCo, Inc. (the “Company”) received notice (the “Notice”)
that the NYSE Amex LLC (the “Exchange”) had accepted the Company’s plan of
compliance (the “Plan”). In accepting the Company’s Plan, the
Exchange granted the Company an extension until December 30, 2011 for the
continued listing of the Company’s common stock and for the Company to regain
compliance with the continued listing standards (the “Plan Period”) subject to
quarterly progress reviews by the Exchange during the Plan Period.
As
previously disclosed, the Company is not in compliance with Sections 1003(a)(ii)
and 1003(a)(iii) of the Exchange’s Company Guide (the “Company Guide”) which set
forth minimum stockholders’ equity and net income requirements.
In July,
the Company submitted its Plan to the Exchange that set forth the actions it had
taken and additional actions that would be taken to return the Company to
compliance with the applicable standards in the Company Guide.
On
September 23, 2010, the Company issued a press release announcing the Company
had received the Notice from the staff of the Exchange. A copy of the
press release is furnished as Exhibit 99.1 to this Current Report on Form
8-K.
The
information included herein and in Exhibit 99.1 shall not be deemed “filed”
for purposes of Section 18 of the Securities Exchange Act of 1934, as
amended (the "Exchange Act"), or otherwise subject to the liabilities of that
section, nor shall it be deemed incorporated by reference in any filing under
the Securities Act of 1933, as amended, or the Exchange Act.
Section
9 - Financial Statements and Exhibits
Item
9.01. Financial Statements and Exhibits.
|
|
(d) Exhibits
|
||
|
Exhibit
Number
|
|
Exhibit Title or
Description
|
|
|
99.1
|
Press
Release dated September 23, 2010
|
||
2
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has
duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
|
SulphCo,
Inc.
|
||
|
Dated
as of: September 24, 2010
|
By:
|
/s/ Stanley
W. Farmer
|
|
Name:
Stanley W. Farmer
Title: Vice
President, Chief Financial Officer,
Treasurer
and Corporate Secretary
|
||
3