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EX-99.2 - EXHIBIT 99.2 - QAD INCc06229exv99w2.htm
EX-99.1 - EXHIBIT 99.1 - QAD INCc06229exv99w1.htm
 
 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 8-K

CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): September 22, 2010

QAD Inc.
(Exact name of registrant as specified in its charter)

         
Delaware   0-22823   77-0105228
(State or other Jurisdiction of Incorporation)   (Commission File Number)   (IRS Employer Identification No.)
     
100 Innovation Place,
Santa Barbara, California
  93108
(Address of Principal Executive Offices)   (Zip Code)

Registrant’s telephone number, including area code: (805) 566-6000

 
 
(Former name or former address if changed since last report.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

þ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 
 

 

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Item 8.01  Other Events.

On September 22, 2010, the registrant issued a press release regarding its proposed recapitalization plan. A copy of the press release is attached as Exhibit 99.1.

On September 22, 2010, the registrant’s Chief Executive Officer, Karl Lopker, sent an email to all of the registrant’s employees regarding its proposed recapitalization plan. A copy of the email is attached as Exhibit 99.2.

The information in this Form 8-K and the exhibits attached hereto shall not be deemed “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934, nor shall it be deemed incorporated by reference in any filling under the Securities Act of 1933 or the Securities Exchange Act of 1934, except as shall be expressly set forth by specific reference in such filing.

 Item 9.01  Financial Statements and Exhibits.  

(d)  Exhibits.  

     
Exhibit No.   Description
 
   
99.1
  Press Release dated September 22, 2010
 
99.2
  Email to Employees dated September 22, 2010

 

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SIGNATURES
 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.    

         
  QAD Inc.
 
 
September 22, 2010  By:   /s/ Daniel Lender    
    Daniel Lender   
    Executive Vice President and Chief Financial Officer   

 

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INDEX TO EXHIBITS  

     
Exhibit No.   Description
 
   
99.1
  Press Release Dated September 22, 2010
 
99.2
  Email to Employees Dated September 22, 2010

 

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