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EX-5 - MANTHEY REDMOND Corpv196011_ex5.htm

As  filed  with  the Securities and Exchange Commission on September 3, 2010.
Registration  No. 333-161600
  
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Amendment No. 5 to
FORM S-1

REGISTRATION STATEMENT UNDER
THE SECURITIES ACT OF 1933

MANTHEY REDMOND CORPORATION
(Exact name of registrant as specified in its charter)

Delaware
 
3510
 
26-4722406
State or other jurisdiction of
 
Primary Standard Industrial
 
(I.R.S. Employer
incorporation or organization
 
Classification Code Number)
 
Identification Number)

10940 Wilshire Boulevard, Suite 1600
Los Angeles, California 90024
(310) 443-4116

(Address, including zip code, and telephone number, including area code
of registrant’s principal executive offices)

Steven Charles Manthey
10940 Wilshire Boulevard, Suite 1600
Los Angeles, California 90024
(310) 443-4116

(Name, address, including zip code, and telephone number,
including area code, of agent for service)

with copy to
Lee W. Cassidy, Esq.
Cassidy & Associates
215 Apolena Avenue
Newport Beach, California
202/387-5400      949/673-4525 (fax)
Approximate Date of Commencement 
 
   of proposed sale to the public:
As soon as practicable after the effective date of this Registration Statement.

If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, check the following box.  x

If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.  ¨

If this Form is a post-effective amendment filed pursuant to Rule 462(c) under  the  Securities  Act, check the following box and list the Securities Act registration statement number of the earlier registration statement for the same offering. ¨

If this Form is a post-effective amendment filed pursuant to Rule 462(d) under  the  Securities  Act, check the following box and list the Securities Act registration number of the earlier effective registration statement for the same offering.  ¨

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company.  See definitions “large accelerated filer,”“accelerated file,” and “smaller reporting company” in Rule 12b-2 of the Exchange Act.  (Check one):
Large accelerated filer
¨
Accelerated filed
¨
Non-accelerated filed
¨
Smaller reporting company
x

 
 

 
 
This filing includes only Part II of the registration statmenet and is made solely to file an exhibit to the registration statement.

 
 

 
 
PART II

Item 13.  Other expenses of Issuance and Distribution

The following table sets forth the Company’s expenses in connection with this registration statement. All of the listed expenses are estimates, other than the filing fees payable to the Securities and Exchange Commission.

Registration Fees
  $    
State filing fees
  $    
Edgarizing fees
  $    
Transfer agent fees
  $    
Accounting fee
  $    
Legal fees
  $    
Printing
  $    

Item 14.    Indemnification of Directors and Officers

The Company’s articles of incorporation includes an indemnification provision that provides that a director shall not be liable to the Company or any shareholder for monetary damages for breach of fiduciary duty as a director except (i) for any breach of the director’s duty of loyalty to the Company or its shareholders or (ii) for acts or omissions not in good faith or which involve intentional misconduct of (iii) for unlawful payment of dividend or unlawful stock purchase or redemption or (iv) for any transaction from which the director derived an improper personal benefit.

The Company does not believe that such indemnification affects the capacity of such person acting as officer, director or control person of the Company.

Item 15.  Recent Sales of Unregistered Securities

The Company has sold the following securities within the past three years which were not registered under the Securities Act of 1933:

Since inception in April, 2009, the Company issued 10,250,000 shares of its common stock at par ($.0001) for an aggregate of $1,025 pursuant to an exemption from registration under Section 4(2) of the Securities Act of 1933, as amended, as a transaction by an issuer not involving any public offering.  Each of the transactions listed below was a private transaction with a person or entity related to or personally known to the founder of the Company or one of its officers or shareholders.  With the exception of Tiber Creek Corporation all of the issuances were to entities neither citizens nor residents of the United States.  There was no public solicitation or advertisement.

 

 

Names
 
Number of Shares
 
       
Ruza Studenovich
    290,000  
A & J Stone Trust
    290,000  
Con and Vick Elfes
    40,000  
The Byron Real Estate Consulting Group Pty
    290,000  
Sharyn Alayne Johnston
    84,000  
Peter Geoffrey Craig
    100,000  
Peter McDonald
    100,000  
Peter Darcy
    10,000  
Sally Manthey
    1,500  
Jodie Manthey
    1,500  
John Daniels
    160,000  
Ferriter Super Fund
    133,000  
Allied Securities Inc
    200,000  
Branko Jose Pavnovic
    362,500  
Elly Marie Hohai
    100,000  
Donald Jessup
    1,500  
Tiber Creek Corporation
    250,000  
Anthony Stefanac
    400,000  
Vicky Narelle Baker and Stephen James Baker
    10,000  
Geoffrey Alan and Ada Ida Stella Johnston
    10,000  
Arthur and Con Nicolis
    39,000  
Kim Redmond-Fewtrell
    71,500  
Brendan Tresoglavic
    3,250  
Simon Tresoglavic and Anna Tresoglavic
    9,750  
Julian Walters
    6,500  
Alexsandar Citroski
    26,000  
Elizabeth Paskoski
    6,500  
Anne Rice
    3,250  
Julieanne Stone
    5,200  
Marsha Roberts
    1,950  
Maureen Egan
    4,550  
Amanda Scuglia
    650  
Telesia Veamatahau and Sione Ahovelo
    6,500  
Tevita Veamatahau
    1,300  
Sili Venusi Veamatahau
    6,500  
Brandon Howard
    650  
Nau Toutai Ahovelo
    650  
Gaiu Dinu
    650  
Losh Hazen Matthews
    6,500  
Kevin Ellem and Beryl Ellem
    6,500  
Tobias Essington Breen
    100,000  
Vasil Perovski
    3,600  
Paul Battisti and Samantha Battisti
    13,000  
Nathan Ghosn
    6,500  
Sylvania Marina
    6,500  
Chad Parrish
    6,500  
GJA Developments Pty Ltd
    6,500  
Joshua Redmond
    9,500  
Jack Warfield
    6,500  
Marko Matach
    3,250  
Anna Gamulin
    3,250  
Nada Studenovic
    3,250  
Janja Studenovic
    6,500  
Martin Dunning
    6,500  
Newstew Family Trust
    32,500  
Drago Bozic
    6,500  
Mladenko Radas
    6,500  
Peter Bottele Superannuation Fund
    16,250  
Fock Family Superannuation Fund
    16,250  
Neilson Family Trust
    32,500  
Global IP Traders Corporation
    380,000  
Darryl Andrew Wandrey
    16,000  
Manthey Holdings Pty Ltd
    3,040,000  
Redmond Family Holdings Pty Ltd
    2,590,800  
Alison Redmond
    290,000  
North American Motors Pty Ltd
    600,000  
 
 

 

Item 16.  Exhibits and Financial Statement Schedules.

EXHIBITS

3.1*
Certificate of Incorporation

3.2*
By-laws

5.0
Opinion of Counsel on legality of securities being registered

10.1*
Patent Licensing Agreement between Manthey Redmond Corporation and Manthey Redmond
(Aust) Pty Limited

10.2*
Investment Agreement between Manthey Redmond Corporation and Manthey Redmond
(Aust) Pty Limited

10.3*
Development Agreement between Manthey Redmond Corporation and Manthey Holdings
Pty Limited

23.1
Consent of Accountants

23.2
Consent of Attorney (as part of Exhibit 5.0)

 

 
 

* Previously filed
 
Item 17.  Undertakings

Undertaking Pursuant to Rule 415 Under the Securities Act of 1933

The undersigned registrant hereby undertakes:

(1).
To file, during any period in which it offers or sales securities, a post-effective amendment to this registration statement:

(i) To include any prospectus required by Section 10(a)(3) of the Securities Act of 1933;

(ii) To reflect in the prospectus any facts or events which, individually or together, represent a fundamental change in the information in the registration statement. Notwithstanding the foregoing, any increase or decrease in volume of securities offered (if the total dollar value of securities offered would not exceed that which was registered) any deviation from the low or high end of the estimated maximum offering range may be reflected in the form of prospectus filed with the Commission pursuant to Rule 424(b) if, in the aggregate, the changes in volume and price represent no more than a 20% change in the maximum aggregate offering price set forth in the “Calculation of Registration Fee” table in the effective registration statement; and

(iii) To include any additional material information with respect to the plan of distribution not previously disclosed in the registration statement or any material change to such information in the registration statement.

(2).
That, for the purpose of determining any liability under the Securities Act of 1933, each such post-effective amendment shall be deemed to be a new registration statement relating to the securities offered therein, and the offering of the securities at that time to be the initial bona fide offering thereof.

(3).
To remove from registration by means of a post-effective amendment any of the securities that remain unsold at the  termination of the offering.

(4).
That, for the purpose of determining liability under the Securities Act of 1933 to any purchaser in the initial distribution of securities:

Each prospectus filed pursuant to Rule 424(b) as part of a registration statement relating to this offering, other than registration statements relying on Rule 403B or other than prospectuses filed in reliance on Rule 430A, shall be deemed to be part of and included in the registration statement as of the date it is first used after effectiveness.  Provided, however, that no statement made in a registration statement or prospectus that is part of the registration statement or made in a document incorporated or deemed incorporated by reference into the registration statement or prospectus that is part of the registration statement will, as to a purchaser with a time of contract of sale prior to such first use, supersede or modify any statement that was made in the registration statement or prospectus that was part of the registration statement or made in any such document immediately prior to such date of first use.

(5).
That, for the purpose of determining liability under the Securities Act of 1933 to any purchaser in the initial distribution of securities:

The undersigned registrant undertakes that in a primary offering of securities of the undersigned registrant pursuant to this registration statement, regardless of the underwriting method used to sell the securities to the purchaser, if the securities are offered or sold to such purchaser by means of any of the following communications, the undersigned registrant will be a seller to the purchaser and will be considered to offer or sell such securities to such purchaser.:

 

 

 
i
Any preliminary prospectus or prospectus of the undersigned registrant relating to this offering required to be filed pursuant to Rule 424;
 
ii.
Any free writing prospectus relating to this offering prepared by or on behalf of the undersigned registrant or used or referred to by the undersigned registrant;
 
iii.
The portion of any other free writing prospectus relating to the offering containing material information about the undersigned registrant or its securities provided by or on behalf of the undersigned registrant; and
 
iv.
Any other communication that is an offer in the offering made by the undersigned registrant to the purchaser.

Undertaking Request for acceleration of effective date or filing of registration statement becoming effective upon filing.

The undersigned registrant hereby undertakes:

Insofar as indemnification for liabilities arising under the Securities Act of 1933 may be permitted to directors, officers and controlling persons of the registrant pursuant to the foregoing provisions, or otherwise, the registrant has been advised that in the opinion of the Securities and Exchange Commission such indemnification is against public policy as expressed in the Act and is, therefore, unenforceable. In the event that a claim for indemnification against such liabilities (other than the payment by the registrant of expenses incurred or paid by a director, officer or controlling person of the registrant in the successful defense of any action, suit or proceeding) is asserted by such director, officer or controlling person in connection with the securities being registered, the registrant will, unless in the opinion of its counsel the matter has been settled by controlling precedent, submit to a court of appropriate jurisdiction the question whether such indemnification by it is against public policy as expressed in the Act and will be governed by the final adjudication of such issue.

 

 

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized in the City of Los Angeles, State of California, on August 31, 2010.

   
MANTHEY REDMOND CORPORATION
     
Date:
8/31/2010
/s/ Steven Charles Manthey
   
President, principal executive officer
     
Date:
8/31/2010
/s/  Steven Charles Manthey
   
Treasurer, controller, principal financial officer,
   
Principal accounting officer

Pursuant to the requirements of the Securities Act of 1933, as amended, this registration statement has been signed below by the following persons in the capacities and on the dates indicated.

Signature
 
Capacity
 
Date
         
/s/  Steven Charles Manthey
 
Director
 
8/31/2010
         
/s/s  Timothy John Eric Redmond
 
Director
 
8/31/2010
         
/s/  Geoffrey Redmond
  
Director
  
8/31/2010