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EX-10 - EX-10 - WESTERN ALLIANCE BANCORPORATIONp18044exv10.htm
EX-32 - EX-32 - WESTERN ALLIANCE BANCORPORATIONp18044exv32.htm
EX-31.2 - EX-31.2 - WESTERN ALLIANCE BANCORPORATIONp18044exv31w2.htm
EX-31.1 - EX-31.1 - WESTERN ALLIANCE BANCORPORATIONp18044exv31w1.htm
 
 
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 10-Q/A
(Amendment No. 1)
(Mark One)
     
þ   Quarterly Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934
For the Quarterly Period Ended June 30, 2010 or
     
o   Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
For the Transition period from                      to                     
Commission File Number: 001-32550
 
WESTERN ALLIANCE BANCORPORATION
(Exact Name of Registrant as Specified in Its Charter)
     
Nevada   88-0365922
(State or Other Jurisdiction   (I.R.S. Employer I.D. Number)
of Incorporation or Organization)    
2700 W. Sahara Avenue, Las Vegas, NV   89102
(Address of Principal Executive Offices)   (Zip Code)
     
(702) 248-4200    
(Registrant’s telephone number,
including area code)
   
 
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.
Yes þ       No o
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files).
Yes o       No o
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act. (Check one):
             
Large accelerated filer o   Accelerated filer þ   Non-accelerated filer o   Smaller reporting company o
        (Do not check if a smaller
reporting company)
   
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act)
Yes o       No þ
The number of shares outstanding of the issuer’s common stock as of July 31, 2010 was 73,426,774.
 
 

 


 

EXPLANATORY NOTE
This Form 10-Q/A is being filed to file Exhibit 10, which was inadvertently not filed with the Form 10-Q for the quarter ended June 30, 2010, which this Form 10-Q/A amends.
No other changes have been made to the Form 10-Q. This Form 10-Q/A speaks as of the original filing date of the Form 10-Q, does not reflect events that may have occurred subsequent to the original filing date, and does not modify or update in any way disclosures made in the Form 10-Q.

 


 

Item 6. Exhibits
     
10
  Employment letter dated April 2, 2010, between the Company and Kenneth Vecchione.
 
   
31.1
  CEO Certification Pursuant to Rule 13a-14(a)/15d-14(a).
 
   
31.2
  CFO Certification Pursuant to Rule 13a-14(a)/15d-14(a).
 
   
32
  CEO and CFO Certification Pursuant to 18 U.S.C. Section 1350, as adopted pursuant to section 906 of the Sarbanes — Oxley Act of 2002.

 


 

SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
             
 
  WESTERN ALLIANCE BANCORPORATION    
 
           
Date: August 18, 2010
  By:   /s/ Robert Sarver    
 
      Robert Sarver    
 
      President and Chief Executive Officer    
 
           
Date: August 18, 2010
  By:   /s/ Dale Gibbons    
 
      Dale Gibbons    
 
      Executive Vice President and    
 
      Chief Financial Officer    
 
           
Date: August 18, 2010
  By:   /s/ Susan Thompson    
 
      Susan Thompson    
 
      Senior Vice President and Controller    
 
      Principal Accounting Officer    

 


 

EXHIBIT INDEX
     
10
  Employment letter dated April 2, 2010, between the Company and Kenneth Vecchione.
 
   
31.1
  CEO Certification Pursuant to Rule 13a-14(a)/15d-14(a).
 
   
31.2
  CFO Certification Pursuant to Rule 13a-14(a)/15d-14(a).
 
   
32
  CEO and CFO Certification Pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.