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EX-10.1 - DOCUMENT SECURITY SYSTEMS INCv191920_ex10-1.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
 

 
 
FORM 8-K/A
 
CURRENT REPORT
 
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported): July 21, 2010
 
DOCUMENT SECURITY SYSTEMS, INC.
(Exact name of registrant as specified in its charter)
 
 
New York
 
1-32146
 
16-1229730
(State or other jurisdiction of incorporation)
 
(Commission File Number)
 
(IRS Employer Identification No.)
 
 
First Federal Plaza, Suite 1525
28 East Main Street
Rochester, NY
 
14614
(Address of principal executive offices)
 
(Zip Code)
 
 
Registrant’s telephone number, including area code: (585) 325-3610
 
 
Not Applicable
(Former name or former address, if changed since last report.)
 
 Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
 
¨
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
¨
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
¨
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
¨
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 
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Item 3.02 Unregistered Sales of Securities
 
This Form 8-K/A amends our Form 8-K, filed on July 21, 2010, to replace Exhibit 10.1 Form of Subscription Agreement we originally filed on July 21, 2010. The original Form of Subscription Agreement was not the final version of that agreement.  The final version is attached hereto as Exhibit 10.1. 
 
Item 9.01 Financial Statements and Exhibits.
 
 (d)  Exhibits.
 
     
Exhibit No.
 
Description of Exhibit
     
 10.1
 
Form of Subscription Agreement
     

 
SIGNATURE
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
 
DOCUMENT SECURITY SYSTEMS, INC.
 
       
Dated: July 29, 2010
By:
/S/    Patrick A. White 
 
   
Patrick A. White 
 
   
Chief Executive Officer 
 
       

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