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EX-99 - INDEPENDENT BANK CORP /MI/ibc8k_060210ex99p1.htm
EX-99 - INDEPENDENT BANK CORP /MI/ibc8k_060210ex99p2.htm

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

 

 

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

 

Date of Report:  June 2, 2010

 

INDEPENDENT BANK CORPORATION

(Exact name of registrant as

specified in its charter)

 

 

Michigan

(State or other jurisdiction

of incorporation)

0-7818

(Commission File Number)

38-2032782

(IRS Employer

Identification No.)

 

230 West Main Street

Ionia, Michigan

(Address of principal executive office)

48846

(Zip Code)

 

Registrant's telephone number,

including area code:

(616) 527-5820

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

x    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 


 

Item 7.01     Regulation FD Disclosure.

 

On or about June 2, 2010, Independent Bank Corporation (the "Company") sent a letter to holders of the publicly-held trust preferred securities issued by IBC Capital Finance II (Nasdaq:  IBCPO) in connection with the Company's offer to issue its common stock in exchange for its outstanding trust preferred securities (the "Exchange Offer") and a separate letter to the brokers, dealers, commercial banks, trust companies, and other nominees that may hold such trust preferred securities on behalf of the beneficial owners.

 

Copies of these letters are attached to this Current Report on Form 8-K as Exhibits 99.1 and 99.2, respectively, and are incorporated in this Item 7.01 by reference.  The information disclosed under this Item 7.01 and Exhibits 99.1 and 99.2 are furnished to, and not filed with, the Commission.  The letters are also being filed in accordance with Rule 425 under the Securities Act.

 

Item 9.01.   Financial Statements and Exhibits.

 

(d)           Exhibits

 

Exhibit

 

Description of Exhibits

 

 

 

99.1

 

Letter to IBCPO Holders.  This Exhibit is furnished to, and not filed with, the Commission.

 

 

 

99.2

 

Letter to Brokers, Dealers, Commercial Banks, Trust Companies, and Other Nominees.  This Exhibit is furnished to, and not filed with, the Commission.

 

 

 

 


 

 

SIGNATURE

 

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

 

 

INDEPENDENT BANK CORPORATION

 

(Registrant)

 

 

 

 

Date:  June 4, 2010

/s/ Robert N. Shuster

 

By:  Robert N. Shuster

 

Its:  Executive VP and CFO