Attached files
file | filename |
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10-K - FORM 10-K - Principal Life Income Fundings Trust 36 | c57267e10vk.htm |
EX-34.3 - EX-34.3 - Principal Life Income Fundings Trust 36 | c57267exv34w3.htm |
EX-31.1 - EX-31.1 - Principal Life Income Fundings Trust 36 | c57267exv31w1.htm |
EX-33.1 - EX-33.1 - Principal Life Income Fundings Trust 36 | c57267exv33w1.htm |
EX-34.1 - EX-34.1 - Principal Life Income Fundings Trust 36 | c57267exv34w1.htm |
EX-35.1 - EX-35.1 - Principal Life Income Fundings Trust 36 | c57267exv35w1.htm |
EX-34.2 - EX-34.2 - Principal Life Income Fundings Trust 36 | c57267exv34w2.htm |
EX-33.2 - EX-33.2 - Principal Life Income Fundings Trust 36 | c57267exv33w2.htm |
Exhibit 33.3
REPORT ON ASSESSMENT OF COMPLIANCE WITH
REGULATION AB SERVICING CRITERIA
REGULATION AB SERVICING CRITERIA
Principal Life Insurance Company (the Asserting Party) is responsible for assessing compliance as
of and for the fiscal year ended December 31, 2009 (the Reporting Period) with the servicing
criteria set forth in Section 229.1122(d) of the Code of Regulations (the CFR), except for
criteria 229.1122(d)(1), (d)(2), (d)(3)(ii) through (iv) and (d)(4) of the CFR, which the Asserting
Party has concluded are not applicable to the servicing activities it performs with respect to the
asset-backed securities transactions covered by this report (Applicable Servicing Criteria). The
transactions covered by this report include all asset-backed securities transactions that were
conducted by the Principal Life Income Fundings Trusts registered with the Securities and Exchange
Commission (the SEC) pursuant to the Securities Act of 1933 on Registration Statement Nos.
333-147181 and 333-147181-01 (the Platform), as listed on Appendix A.
The Asserting Party has assessed its compliance with the Applicable Servicing Criteria for the
Reporting Period and has identified instances of non-compliance with the servicing criteria set
forth in Section 229.1122(d)(3)(i ). In some instances, certain distribution reports on Form 10-D
included errors regarding the principal amount of the notes on the payment date. Except for the
instances of non-compliance noted above, the Asserting Party has concluded that it has complied, in
all material respects, with the Applicable Servicing Criteria for the Reporting Period.
Ernst & Young LLP, an independent registered public accounting firm, has issued an attestation
report on the assessment of compliance with the Applicable Servicing Criteria as of December 31,
2009 and for the Reporting Period as set forth in this report.
Principal Life Insurance Company
/s/ Dwight N. Soethout | ||||
Name: | Dwight N. Soethout | |||
Title: | Vice President, Chief Financial Officer- Retirement and Investor Services | |||
Date: March 30, 2010
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APPENDIX A
Principal Life Income Fundings Trust 36
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