Attached files
| file | filename |
|---|---|
| EX-32.02 - DWSB EXHIT3202 - MORGAN STANLEY SMITH BARNEY SPECTRUM GLOBAL BALANCED LP | dwsexhit3202.htm |
| EX-31.01 - DWSWB EXHIT3101 - MORGAN STANLEY SMITH BARNEY SPECTRUM GLOBAL BALANCED LP | dwsbexhit3101.htm |
| EX-31.02 - DWSB EXHIT3102 - MORGAN STANLEY SMITH BARNEY SPECTRUM GLOBAL BALANCED LP | dwsbexhit3102.htm |
| EX-32.01 - DWSB EXHIT 3201 - MORGAN STANLEY SMITH BARNEY SPECTRUM GLOBAL BALANCED LP | dwsbexhit3201.htm |
| EX-13.01 - MORGAN STANLEY SMITH BARNEY SPECTRUM GLOBAL BALANCED LP | dtype1spectann09.txt |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-K/A
(Amendment No. 1)
x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
For the fiscal year ended December 31, 2009 or
o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
For the transition period from __________________to__________________
Commission File Number: 0-26340
|
MORGAN STANLEY SMITH BARNEY SPECTRUM GLOBAL BALANCED L.P.
|
||||||||
|
(Exact name of registrant as specified in its charter)
|
||||||||
|
Delaware
|
13-3782232
|
|||||||
|
State or other jurisdiction of
incorporation or organization
|
(I.R.S. Employer
Identification No.)
|
|||||||
|
Demeter Management LLC
|
||||||||
|
522 Fifth Avenue, 13th Floor
|
||||||||
|
New York, NY
|
10036
|
|||||||
|
(Address of principal executive offices)
|
(Zip Code)
|
|||||||
|
Registrant’s telephone number, including area code
|
(212) 296-1999
|
|
|
Securities registered pursuant to Section 12(b) of the Act:
|
||
|
Title of each class
|
Name of each exchange
|
|
|
On which registered
|
||
|
None
|
None
|
|
Securities registered pursuant to Section 12(g) of the Act:
Units of Limited Partnership Interest
(Title of Class)
Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act. Yes o No x
Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the Act. Yes o No x
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes x No o
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Registration S-T (§232.405 of this chapter) during the proceeding 12 months (or for such shorter period that the registrant was required to submit and post such files) Yes o No o
Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K (§229.404 of this chapter) is not contained herein, and will not be contained, to the best of registrant’s knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K. [ ]
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definition of “large accelerated filer”, “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act.
|
Large accelerated filer o
|
Accelerated filer o
|
|
Non-accelerated filer x
|
Smaller reporting company o
|
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes 0 No T
State the aggregate market value of the Units of Limited Partnership Interest held by non-affiliates of the registrant. The aggregate market value shall be computed by reference to the price at which Units were sold as of the last business day of the registrant’s most recently completed second fiscal quarter: $22,473,461 at June 30, 2009.
DOCUMENTS INCORPORATED BY REFERENCE
(See Page 1)
EXPLANATORY NOTE
This Annual Report on Form 10-K/A (“Form 10-K/A”) is being filed as Amendment No. 1 to our Annual Report on Form 10-K for the year ended December 31, 2009, which was filed with
the Securities and Exchange Commission on March 26, 2010 (the “Original Filing”). This Form 10-K/A is a technical amendment to add as Exhibit 13.01, the Annual Report to Limited Partners for the year ended December 31, 2009. The referenced exhibit was inadvertently omitted from the electronically filed document.
This Form 10-K/A only adds the referenced exhibit, and we have not modified or updated other disclosures presented in our Original Filing. Accordingly, this Amendment No. 1 does not reflect events occurring after the filing of our Original Filing and does not modify or update those disclosures affected by subsequent events. Information not affected by this amendment is unchanged and reflects the disclosures made at the time of the Original Filing.
SIGNATURE
Pursuant to the requirements of the Sections 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
|
MORGAN STANLEY SMITH BARNEY SPECTRUM GLOBAL BALANACED L.P.
|
||
|
(Registrant)
|
||
|
By:
|
Demeter Management LLC
|
|
|
(General Partner)
|
||
|
March 29, 2010
|
By:
|
/s/ Christian Angstadt
|
|
Christian Angstadt, Chief Financial Officer
|
||
EXHIBIT INDEX
ITEM
|
13.01
|
December 31, 2009, Annual Report to Limited Partners is filed herewith.
|
|
31.01
|
Certification of President of Demeter Management LLC, the general partner of the Partnership pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
|
|
31.02
|
Certification of Chief Financial Officer of Demeter Management LLC, the general partner of the Partnership pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
|
|
32.01
|
Certification of President of Demeter Management LLC, the general partner of the Partnership, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
|
|
32.02
|
Certification of Chief Financial Officer of Demeter Management LLC, the general partner of the Partnership, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
|