Attached files
| file | filename |
|---|---|
| EX-99.1 - EX-99.1 - AMERICAN AXLE & MANUFACTURING HOLDINGS INC | k49005exv99w1.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT REPORT PURSUANT
TO SECTION 13 OR 15(D) OF THE
SECURITIES EXCHANGE ACT OF 1934
TO SECTION 13 OR 15(D) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event reported): March 19, 2010
AMERICAN AXLE & MANUFACTURING HOLDINGS, INC
(Exact Name of Registrant as Specified in Its Charter)
Delaware
(State or Other Jurisdiction of Incorporation)
(State or Other Jurisdiction of Incorporation)
| 1-14303 | 36-3161171 | |
| (Commission File Number) | (IRS Employer Identification No.) | |
| One Dauch Drive, Detroit, Michigan | 48211-1198 | |
| (Address of Principal Executive Offices) | (Zip Code) | |
(313) 758-2000
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any of the following
provisions (see General Instruction A.2. below):
| o | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) | |
| o | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) | |
| o | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) | |
| o | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
SECTION 7 — REGULATION FD
Item 7.01 Regulation FD
On March 19, 2010, American Axle & Manufacturing Holdings, Inc. (AAM), issued a press release
announcing that Richard E. Dauch, Co-Founder, Chairman and Chief Executive Officer, has established
a Rule 10b5-1 stock trading plan to sell a portion of his holdings of AXL common stock, as part of
a personal financial planning strategy related to asset diversification and estate planning. The
trading plan was established by Mr. R. E. Dauch in accordance with guidelines specified under Rule
10b5-1 of the Securities Exchange Act, as amended, and AAM’s policies regarding insider
transactions in AXL common stock.
The press release is furnished as Exhibit 99.1 to this Form 8-K.
SECTION 9 — FINANCIAL STATEMENTS AND EXHIBITS
Item 9.01 Financial Statements and Exhibits.
| Exhibit No. | Description | Method of Furnishing | ||
99.1
|
Press release dated March 19, 2010 | Furnished with this Report |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly
caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.
AMERICAN AXLE & MANUFACTURING HOLDINGS, INC.
| Date: March 19, 2010 | By: | /s/ Michael K. Simonte | ||
| Michael K. Simonte | ||||
| Executive Vice President — Finance & Chief Financial Officer (also in the capacity of Chief Accounting Officer) |
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