AMERICAN PHYSICIANS CAPITAL INC - FORM 10-K - EX-99.1

Attached files

file	filename
10-K - FORM 10-K - AMERICAN PHYSICIANS CAPITAL INC	k48957e10vk.htm
EX-31.2 - EX-31.2 - AMERICAN PHYSICIANS CAPITAL INC	k48957exv31w2.htm
EX-31.1 - EX-31.1 - AMERICAN PHYSICIANS CAPITAL INC	k48957exv31w1.htm
EX-21.1 - EX-21.1 - AMERICAN PHYSICIANS CAPITAL INC	k48957exv21w1.htm
EX-23.1 - EX-23.1 - AMERICAN PHYSICIANS CAPITAL INC	k48957exv23w1.htm
EX-32.1 - EX-32.1 - AMERICAN PHYSICIANS CAPITAL INC	k48957exv32w1.htm
EX-10.57 - EX-10.57 - AMERICAN PHYSICIANS CAPITAL INC	k48957exv10w57.htm
EX-10.58 - EX-10.58 - AMERICAN PHYSICIANS CAPITAL INC	k48957exv10w58.htm
EX-10.56 - EX-10.56 - AMERICAN PHYSICIANS CAPITAL INC	k48957exv10w56.htm

Exhibit 99.1

Consolidated Fixed-Income Security and
Cash and Cash Equivalents Portfolio
American Physicians Capital, Inc. and Subsidiaries
As of December 31, 2009


		Fair		Amortized		Par
CUSIP	Description	Value (1)		Cost		Value
				(in thousands)
AVAILABLE-FOR-SALE DEBT SECURITIES
States And Political Subdivisions
709141-Q5-7	PENNSYLVANIA ST		9,976		9,302		9,000
196454-FL-1	CO DEPT TRANSN REV		7,554		6,885		6,575
718814-XK-7	PHOENIX ARIZ		7,262		6,575		6,300
95667Q-AN-6	WEST VA ST SCH BLDG AUTH REV		7,201		6,781		6,500
646135-2Y-8	NEW JERSEY ST TRANSN TR FD AUTH		7,178		6,765		6,500
646039-JA-6	NEW JERSEY ST		7,112		6,483		6,225
741701-VD-5	PRINCE GEORGES CNTY MD		6,936		6,261		6,000
167723-BD-6	CHICAGO ILL TRAN AUTH		6,674		6,313		6,000
928172-HL-2	VIRGINIA ST PUB BLDG AUTH		6,632		6,182		6,000
709141-Z7-3	PENNSYLVANIA ST		6,578		6,138		5,965
977056-8D-5	WISCONSIN ST		6,560		6,166		6,000
373383-N7-9	GEORGIA ST		6,074		5,728		5,485
186343-UR-8	CLEVELAND OHIO		5,792		5,333		5,050
391554-AP-7	GREATER ALBANY SCH DIST OR		5,743		5,214		5,000
592013-7M-2	METROPOLITAN GOVT NASHVILLE & DAV		5,721		5,196		5,000
419780-S5-1	HAWAII ST		5,506		5,145		5,000
527839-BY-9	LEWIS CNTY WASH PUB UTIL		5,468		5,159		5,000
575827-3X-6	MASSACHUSETTS ST CONS LN-SER C		5,458		5,164		5,000
79575D-LQ-1	SALT RIV PROJ ARIZ AGRIC IMPT		5,456		5,204		5,000
594700-CA-2	MICHIGAN ST TRUNK LINE FD		5,450		5,154		5,000
181054-7U-5	CLARK CNTY NEV SCH DIST		5,444		5,142		5,000
92817F-XF-8	VIRGINIA ST PUB SCH AUTH		5,401		5,146		5,000
452151-PZ-0	ILLINOIS ST		5,387		5,128		5,000
972176-6H-9	WILSON CNTY TENN		3,422		3,250		3,075
972176-6J-5	WILSON CNTY TENN		3,234		3,162		3,005
665093-EF-3	NORTHERN COOK CNTY ILL SOLID WASTE		1,343		1,257		1,200
665093-EE-6	NORTHERN COOK CNTY ILL SOLID WASTE		1,341		1,255		1,200
969073-HN-8	WILL CNTY ILL CMNTY HIGH SCH		1,131		1,068		1,000
250092-F4-0	DES MOINES IOWA		1,096		1,031		1,000
723159-AT-6	PINELLAS CNTY FLA CAP IMPT REV		1,000		1,000		1,000
409558-D6-7	HAMPTON VA PUB IMPT		881		881		860
615401-HU-3	MOON AREA SCH DIST PA		561		520		500
708796-AP-2	PENNSYLVANIA HSG FIN AGY		545		500		500

Subtotal States And Political Subdivisions			161,117		150,488		144,940
Corporate Securities
904764-AG-2	UNILEVER CAP CORP		6,852		6,574		6,500
002824-AS-9	ABBOTT LABS		6,364		5,995		6,000
26353L-JB-8	DU PONT E I DE NEMOURS & CO		6,254		5,717		6,000
210805-DP-9	CONTINENTAL AIRLS EETC		6,116		6,500		6,500
717081-CZ-4	PFIZER INC		5,288		4,995		5,000
456866-AK-8	INGERSOLL RAND CO		5,286		4,778		5,000
24713@-AA-4	DELOITTE & TOUCHE USA LLP		3,966		4,000		4,000
45072G-AA-0	I-PRETSL II COMBINATION		2,160		2,160		2,160
369604-AY-9	GENERAL ELEC CO		1,058		972		1,000
075887-AS-8	BECTON DICKINSON & CO		528		482		500

Subtotal Corporate Securities			43,872		42,173		42,660
Mortgage-Backed Securities
393505-XC-1	GREEN TREE FINANCIAL CORP		84		82		82

Subtotal Mortgage-Backed Securities			84		82		82


TOTAL AVAILABLE-FOR-SALE DEBT SECURITIES		$	205,073	$	192,743	$	187,682


(1)	=	Available-for-sale debt securities are carried in the balance sheet at fair value.


		Fair		Amortized		Par
CUSIP	Description	Value		Cost (2)		Value
		(in thousands)
HELD-TO-MATURITY DEBT SECURITIES
States And Political Subdivisions
64711R-BD-7	NM FIN AUTH ST TRANSN REV		7,588		7,192		6,805
677519-SC-5	OHIO ST		7,464		6,861		6,615
29270C-HK-4	ENERGY N W WASH ELEC REV		7,373		6,802		6,500
341150-QU-7	FLORIDA ST		7,172		6,801		6,500
576002-AS-8	MASSACHUSETTS ST SPL OBLIG		7,348		6,786		6,500
645916-WU-7	NEW JERSEY ECONOMIC DEV AUTH REV		7,122		6,753		6,500
93974A-NH-3	WA ST REF-VAR PURP-SER R-03-A		6,984		6,649		6,500
736742-MA-2	PORTLAND ORE SWR SYS REV		6,704		6,500		6,000
167484-3S-1	CHICAGO ILL		6,613		6,340		6,000
576000-AZ-6	MASSACHUSETTS ST SCH BLDG AUTH		6,638		6,277		6,000
928109-JY-4	VIRGINIA ST		6,948		6,265		6,000
455393-AM-0	INDIANAPOLIS IND THERMAL ENERGY		6,370		6,236		6,000
040654-KT-1	ARIZONA ST TRANSN BRD HWY REV		6,575		6,222		6,000
647310-G3-9	NEW MEXICO ST SEVERANCE TAX		6,205		6,027		6,000
20772F-JN-1	CONNECTICUT ST		6,459		6,005		5,730
837147-XX-0	SC ST PUB SVC AUTH REV REF-SER D		6,002		5,651		5,430
341426-PT-5	FLORIDA ST BRD OF ED PUB ED-SER J		5,917		5,534		5,290
472682-LZ-4	JEFFSN CNTY ALA SWR REV CAP IMPT		5,637		5,388		5,230
591745-F5-8	METROPOLITAN ATLANTA RAPID TRAN		5,519		5,340		5,040
478700-B2-2	JOHNSON CNTY KANS UNI SCH DIST		5,462		5,312		5,000
181324-MB-7	CLARK CNTY WASH SCH DIST NO 119		5,423		5,251		5,000
262608-NQ-1	DU PAGE & WILL CNTYS ILL CMNTY SCH		5,591		5,208		5,000
677519-3S-7	OHIO ST		5,735		5,203		5,000
576004-ED-3	MASSACHUSETTS ST SPL OBLIG REV		5,510		5,183		5,000
442436-2F-7	HSTN TEX WTR & SWR SYS		5,571		5,169		5,000
199820-QY-0	COMAL TEX INDPT SCH DIST		5,396		5,157		5,000
604128-3H-9	MINNESOTA ST		5,496		5,151		5,000
46613Q-AM-6	JEA FLA ST JOHNS RIV PWR PK SYS		5,340		5,129		5,000
40785E-MW-3	HAMILTON SOUTHEASTERN IND CONS SCH		5,129		5,024		4,725
235416-ZU-1	DALLAS TEX WTRWKS & SWR SYS REV		5,081		4,608		4,455
385640-FG-7	GRAND IS NEB ELEC REV SYS		4,738		4,567		4,485
509228-EQ-1	LAKE CNTY ILL ADLAI E STEVENSON SCH		4,120		3,927		3,750
491552-PM-1	KENTUCKY ST TPK AUTH		3,760		3,634		3,500
040663-2J-4	ARIZONA ST UNIV REVS		3,678		3,409		3,220
927793-NT-2	RPAR HOLDINGS REF-US RT 58 CORRID		3,306		3,131		3,000
927793-NU-9	VIRGINIA COMWLTH TRANSN BRD		3,296		3,125		3,000
509228-ER-9	LAKE CNTY ILL ADLAI E STEVENSON SCH		3,058		2,914		2,795
040663-2K-1	ARIZONA ST UNIV REVS		2,909		2,787		2,645


		Fair		Amortized		Par
CUSIP	Description	Value		Cost (2)		Value
		(in thousands)
States And Political Subdivisions (continued)
259291-DD-1	DOUGLAS CNTY NEB SCH DIST NO 001		2,759		2,599		2,500
97705L-FZ-5	WISCONSIN ST		2,181		2,103		2,000
235416-A7-9	DALLAS TEX WTRWKS & SWR SYS REV		2,273		2,099		2,045
438670-FF-3	HONOLULU HAWAII CITY & CNTY		2,078		1,942		1,855
678519-FD-6	OKLAHOMA CITY OKLA		1,164		1,134		1,075
345874-PH-8	FOREST LAKE MINN INDPT SCH DIST		1,068		1,055		1,000
463813-GW-9	IRVING TEX INDPT SCH DIST		1,096		1,052		1,000
659048-CN-0	NORTH DAVIESS IND SCH BLDG CORP		1,102		1,041		1,000
718814-UE-4	PHOENIX ARIZ		1,066		1,033		1,000
93974A-NL-4	WA ST REF-VAR PURP-SER R-03-A		1,063		1,018		1,000
452001-WT-3	ILL EDL AUTH REVS		809		768		750
181211-DJ-9	CLARK CNTY WASH SCH DIST NO 101		624		593		570
263417-GJ-0	DU PAGE CNTY ILL CMNTY HS		543		530		520
341535-PW-6	FLORIDA ST BRD ED PUB ED		560		523		500
517840-WW-0	LAS VEGAS VALLEY NEV WTR DIST		546		520		500
799098-DD-7	SAN MIGUEL CNTY COLO SCH DIST		547		520		500
442352-AH-3	HOUSTON TEX AREA WTR CORP		549		518		500
040654-JV-8	AZ ST TRANSN BRD HWY REV SER B		551		518		500
51166F-AD-1	LAKELAND FLA ENERGY SYS REV		538		515		500
54811B-EP-2	LOWER COLO RIV AUTH TEX		509		508		500
159195-MY-9	CHANNELVIEW TEX INDPT SCH DIST		511		484		475
655181-BJ-3	NOBLESVILLE-SOUTHEASTN PUB LIBR		503		478		460

Subtotal States And Political Subdivisions			237,877		225,069		215,965

Corporate Securities
74740F-GF-7	QUAKER OATS CO		6,509		6,286		6,000
134429-AM-1	CAMPBELL SOUP CO		6,384		6,144		6,000
41011W-AH-3	HANCOCK JOHN GLOBAL FDG		6,239		6,129		6,000
855707-AB-1	ST AUTO FINL CORP SR NT		5,890		6,041		6,000
035229-CD-3	ANHEUSER BUSCH		4,364		4,324		4,310
438516-AK-2	HONEYWELL INTL INC		3,036		3,015		3,000
615337-AA-0	THE MONY GROUP		2,541		2,528		2,510

Subtotal Corporate Securities			34,963		34,467		33,820

Mortgage-Backed Securities
31394N-4U-9	FHLMC MULTICLASS SER 2713		15,363		15,055		15,000
31394P-3P-6	FHLMC MULTICLASS SER 2740		14,940		14,720		14,675
31395L-VJ-7	FHLMC MULTICLASS PREASSIGN 00465		14,367		13,669		13,586
31394K-AD-6	FHLMC MULTICLASS SER 2687		12,053		11,927		11,889
31394K-G6-5	FHLMC MULTICLASS SER 2693		10,096		10,020		10,000
31395K-CV-3	FHLMC MULTICLASS SER 2905		10,417		9,997		10,000
31394M-A2-6	FHLMC MULTICLASS SER 2708		6,687		6,662		6,650
31395K-PG-2	FHLMC MULTICLASS SER 2903		6,334		6,304		6,335
31394W-HE-1	FHLMC MULTICLASS SER 2784		4,361		4,370		4,377
31393T-CP-9	FNMA REMIC TRUST 2003-92		3,227		3,179		3,206
31394G-H7-1	FHLMC REMIC SERIES 2649		3,131		3,108		3,187
31394Y-LZ-5	FHLMC MULTICLASS SER		2,626		2,602		2,619
31393D-DS-7	FNMA REMIC TRUST 2003-58		2,095		2,003		2,048
31394W-HQ-4	FHLMC MULTICLASS SER 2784		1,934		1,877		1,874
31394G-N8-2	FHLMC REMIC SERIES 2659		1,833		1,817		1,834


		Fair		Amortized		Par
CUSIP	Description	Value		Cost (2)		Value
		(in thousands)
Mortgage-Backed Securities (continued)
31394Y-NA-8	FHLMC MULTICLASS PREASSIGN		1,312		1,259		1,266
31395A-LR-4	FHLMC MULTICLASS SER 2807		505		503		499
31393Y-XE-0	FNMA REMIC SER 2004-45		137		137		137
31362J-E6-8	FNMA ARM #062257		56		56		56
36224V-H5-7	GNMA POOL #339652		35		33		31
36225A-ET-3	GNMA PLATINUM P/T 780146		9		9		9
31375A-G3-7	FNMA P/T 328818		6		6		6
31368H-US-0	FNMA ARM MEGA POOL #190593		2		2		2

Subtotal Mortgage-Backed Securities			111,526		109,315		109,286


TOTAL HELD-TO-MATURITY DEBT SECURITIES		$	384,366	$	368,851	$	359,071


(2)		Held-to-maturity debt securities are carried in the balance sheet at amortized cost.


CUSIP	Description	Cost
		(in thousands)
CASH & CASH EQUIVALENTS
31846V-41-9	FIRST AMER TREAS OBLIG		825
665278-70-1	NORTHERN INSTL FDS GOVT SELECT		44,491

Subtotal Money Market Funds			45,316

313589-UR-2	FNMA DISCOUNT NOTES		14,997
313385-UW-4	FHLB DISCOUNT NOTES		14,997
313385-UY-0	FHLB DISCOUNT NOTES		14,997
313589-SB-0	FNMA DISCOUNT NOTES		14,995
313589-SN-4	FNMA DISCOUNT NOTES		14,995
313385-RJ-7	FHLB DISCOUNT NOTES		10,997
313397-SP-7	FHLMC DISCOUNT NOTES		10,997
37056K-AM-2	GENERAL RE CORP		10,499
313397-UW-9	FHLMC DISCOUNT NOTES		9,992
93884F-A4-4	WASHINGTON GAS & LIGHT		6,775
313397-UP-4	FHLMC DISCOUNT NOTES		1,000
912795-UL-3	US TREASURY BILLS		500
313385-SN-7	FHLB DISCOUNT NOTES		500

Subtotal Commercial Paper			126,239

	CERTIFICATE OF DEPOSIT		100
	ZERO BALANCE CASH SWEEP ACCOUNTS		507

Subtotal Cash and CDs			607


TOTAL CASH & CASH EQUIVALENTS		$	172,162

AMERICAN PHYSICIANS CAPITAL INC - FORM 10-K - EX-99.1 - March 12, 2010

Attached files

AMERICAN PHYSICIANS CAPITAL INC Reports