Attached files
file | filename |
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EX-99.2 - EDELMAN FINANCIAL GROUP INC. | v176610_ex99-2.htm |
EX-99.1 - EDELMAN FINANCIAL GROUP INC. | v176610_ex99-1.htm |
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of
the
Securities Exchange Act of 1934
Date of
Report (Date of earliest event reported) March 8, 2010
Sanders
Morris Harris Group Inc.
(Exact
name of registrant as specified in its charter)
Texas
(State or
other jurisdiction of incorporation)
0-30066
|
76-0583569
|
|
(Commission
File Number)
|
(IRS
Employer Identification No.)
|
|
600
Travis, Suite 3100, Houston, Texas
|
77002
|
|
(Address
of principal executive offices)
|
(Zip
Code)
|
Registrant’s
telephone number, including area code (713) 993-4610
(Former
name or former address, if changed since last report)
Check the
appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following
provisions:
o Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
o Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
o
Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
o
Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c))
Item
2.02 Results of Operations
and Financial Condition
The
following information is furnished pursuant to Item, 2.02, “Results of Operation
and Financial Condition” and Item 7.01, “Regulation FD Disclosure.”
On March
8, 2009, Sanders Morris Harris Group Inc. announced its results of operations
for the quarter and year ended December 31, 2009.
Item
7.01 Regulation FD
Disclosure
The
information set froth in Tem 2.02 “Results of Operations and Financial
Condition” is also furnished pursuant to this Item 7.01 and Exhibit 99.1 and
99.1 are hereby incorporated by reference into this 7.01.
Item
9.01. Financial Statements and
Exhibits.
a.
Financial
statements of business acquired
Not
Applicable
b.
Pro forma
financial information
Not Applicable
c.
Exhibits
99.1
|
Press
Release.
|
99.2
|
Script
of telephone call
|
2
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has
duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
SANDERS
MORRIS HARRIS GROUP INC.
|
|
By: /s/ George L. Ball | |
George L. Ball, | |
Chief Executive Officer | |
Date:
March 8, 2010
|
3