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EX-99.1 - STRATS SM TRUST FOR Goldman Sachs Cap I SEC SERIES 2005-3 | efc9-1097_ex991.htm |
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the
Securities
Exchange Act of 1934
Date of
report (Date of earliest event reported): December 15,
2009
SYNTHETIC
FIXED-INCOME SECURITIES, INC. ON BEHALF OF:
STRATSSM
TRUST FOR GOLDMAN SACHS CAPITAL I SECURITIES, SERIES 2005-3
(Exact
Name of Registrant as Specified in Its Charter)
333-111858-15
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Delaware
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001-32633
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52-2316339
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(State
or Other Jurisdiction of Incorporation)
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(Commission
File Number)
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(I.R.S.
Employer Identification
No.)
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Synthetic
Fixed-Income Securities, Inc.
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301
South College
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Charlotte,
North Carolina
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28288
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(Address
of Principal Executive Offices)
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(Zip
Code)
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Registrant’s
telephone number, including area code: (212)
214-6282
Check the appropriate box below if the Form 8-K filing
is intended to simultaneously satisfy the filing obligation of the registrant
under any following provisions (see General Instruction A.2.
below):
[ ]
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Written communications pursuant to Rule 425 under
the Securities Act (17 CFR
230.425)
|
[ ]
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Soliciting material pursuant to Rule 14a-12(b)
under the Exchange Act (17 CFR
240.14a-12(b))
|
[ ]
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Pre-commencement communications pursuant to Rule
14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
|
[ ]
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Pre-commencement communications pursuant to Rule
13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
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1
The
STRATSSM
TRUST FOR GOLDMAN SACHS CAPITAL I SECURITIES, SERIES 2005-3, which we refer to
herein as the “Trust,” was formed pursuant to the Base Trust Agreement, dated as
of September 26, 2003, between Synthetic Fixed-Income Securities, Inc., as
depositor, and U.S. Bank Trust National Association, as trustee and securities
intermediary, as supplemented by the STRATSSM Certificates
Series Supplement 2005-3 in respect of the Trust dated as of September 30,
2005.
Item
8.01. OTHER EVENTS
On
December 15, 2009 distribution was made to the holders of the certificates
issued by the Trust. Specific information with respect to the
distribution is filed as Exhibit 99.1 hereto.
No other
reportable transactions or matters have occurred during the current reporting
period.
The
Goldman Sachs Group, Inc. (“Goldman”), the issuer of the junior subordinated
debentures, the sole assets held by the issuer of the underlying securities, is
subject to the information reporting requirements of the Securities Exchange Act
of 1934, as amended (the “Exchange Act”). For information on Goldman
Sachs Capital I please see its periodic and current reports filed with the
Securities and Exchange Commission (the “Commission”) under its Exchange Act
file number, 001-14965. The Commission maintains a site on the World
Wide Web at “http://www.sec.gov” at which users can view and download copies of
reports, proxy and information statements and other information filed
electronically through the Electronic Data Gathering, Analysis and Retrieval
system, or “EDGAR.” Periodic and current reports and other
information required to be filed pursuant to the Exchange Act by Goldman may be
accessed on this site. Neither Synthetic Fixed-Income Securities,
Inc. nor the Trustee has participated in the preparation of such reporting
documents, or made any due diligence investigation with respect to the
information provided therein. Neither Synthetic Fixed-Income
Securities, Inc. nor the Trustee has verified the accuracy or completeness of
such documents or reports. There can be no assurance that events
affecting the issuer of the underlying securities, the issuer of the junior
subordinated debentures, or the underlying securities themselves have not
occurred or have not yet been publicly disclosed which would affect the accuracy
or completeness of the publicly available documents described
above.
(c)
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The
following exhibit is filed as part of this
report:
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99.1
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Trustee’s
Distribution Statement to the STRATSSM
Certificates, Series 2005-3 for December 15, 2009 Scheduled
Distribution Date.
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2
SIGNATURE
Pursuant to
the requirements of the Securities Exchange Act of 1934, the registrant has duly
caused this report to be signed on its behalf by the undersigned thereunto duly
authorized.
Synthetic
Fixed-Income Securities, Inc.
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By:
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/s/ John
Bellissimo
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Name:
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John
Bellissimo
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Title:
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Director |
Date: December
15, 2009
3
EXHIBIT
INDEX
Exhibit
Number
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Description
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99.1
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Trustee’s
Distribution Statement to the STRATSSM
Certificates, Series 2005-3 for December 15, 2009 Scheduled
Distribution Date.
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4