Aspira Women's Health Inc. - FORM 8-K - EX-99.3

Attached files

file	filename
8-K - FORM 8-K - Aspira Women's Health Inc.	f54398e8vk.htm
EX-99.2 - EX-99.2 - Aspira Women's Health Inc.	f54398exv99w2.htm
EX-99.1 - EX-99.1 - Aspira Women's Health Inc.	f54398exv99w1.htm

Exhibit 99.3

UNITED STATES BANKRUPTCY COURT
DISTRICT OF DELAWARE


In re: Vermillion, Inc.		Case No. 09-11091 (CSS)
		Reporting Period: October 01, 2009 - October 31, 2009

MONTHLY OPERATING REPORT
File with Court and submit copy to United States Trustee within 20 days after end of month.

Submit copy of report to any official committee appointed in the case.

Document

Explanation

Affidavit/Supplement

REQUIRED DOCUMENTS

Form No.

Attached

Schedule of Cash Receipts and Disbursements

MOR-1

Bank Reconciliation (or copies of debtor’s bank reconciliations)

MOR-1a

exhibit 1, 1a &2

Schedule of Professional Fees Paid

MOR-1b

Copies of bank statements

Cash disbursements journals

exhibit 3

Statement of Operations

MOR-2

exhibit 4

Balance Sheet

MOR-3

exhibit 5

Status of Postpetition Taxes

MOR-4

exhibit 6

Copies of IRS Form 6123 or payment receipt

Copies of tax returns filed during reporting period

Summary of Unpaid Postpetition Debts

MOR-4

Listing of aged accounts payable

MOR-4

exhibit 7

Accounts Receivable Reconciliation and Aging

MOR-5

N/A

Debtor Questionnaire

MOR-5

I declare under penalty of perjury (28 U.S.C. Section 1746) that this report and the attached documents are true and correct to the best of my knowledge and belief.




Signature of Debtor		Date



Signature of Joint Debtor		Date
		12/14/2009

Signature of Authorized Individual*		Date

Gail S. Page		Executive Chairman


Printed Name of Authorized Individual		Title of Authorized Individual


*		Authorized individual must be an officer, director or shareholder if debtor is a corporation; a partner if debtor is a partnership; a manager or member if debtor is a limited liability company.

MOR
(04/07)


In re: Vermillion, Inc.		Case No. 09-11091 (CSS)
	Debtor	Reporting Period: October 01, 2009 - October 31, 2009

SCHEDULE OF CASH RECEIPTS AND DISBURSEMENTS

Amounts reported should be per the debtor’s books, not the bank statement. The beginning cash should be the ending cash from the prior month or, if this is the first report, the amount should be the balance on the date the petition was filed. The amounts reported in the “CURRENT MONTH — ACTUAL” column must equal the sum of the four bank account columns. The amounts reported in the “PROJECTED” columns should be taken from the SMALL BUSINESS INITIAL REPORT (FORM IR-1) . Attach copies of the bank statements and the cash disbursements journal. The total disbursements listed in the disbursements journal must equal the total disbursements reported on this page. A bank reconciliation must be attached for each account. [See MOR-1 (CON’T)]

BANK ACCOUNTS

CURRENT MONTH

CUMULATIVE FILING TO DATE

OPER.

PAYROLL

TAX

OTHER

ACTUAL

PROJECTED

ACTUAL

PROJECTED

CASH BEGINNING OF MONTH

515,714.34

825139.85

1,340,854.19

RECEIPTS

CASH SALES

0.00

ACCOUNTS RECEIVABLE

0.00

LOANS AND ADVANCES

0.00

SALE OF ASSETS

0.00

OTHER (ATTACH LIST)

0.00

Funds from warrant exercises

2,377,753.75

DIP loan from Quest

400,000.00

TRANSFERS (FROM DIP ACCTS)

0.00

TOTAL RECEIPTS

2,777,753.75

DISBURSEMENTS

NET PAYROLL

10,547.93

PAYROLL TAXES

5,200.36

SALES, USE, & OTHER TAXES

13,499.26

INVENTORY PURCHASES

0.00

SECURED/RENTAL/LEASES

9,700.56

INSURANCE — medical & D & O insurance

32,216.00

ADMINISTRATIVE

168,287.21

SELLING

OTHER (ATTACH LIST)

Bank charge

681.83

ADP payroll processing fee

563.00

OWNER DRAW *

TRANSFERS (TO DIP ACCTS)

PROFESSIONAL FEES

U.S. TRUSTEE QUARTERLY FEES

COURT COSTS

TOTAL DISBURSEMENTS

240,696.15

NET CASH FLOW

2,537,057.60

(RECEIPTS LESS DISBURSEMENTS)

CASH — END OF MONTH

3,877,911.79


*		COMPENSATION TO SOLE PROPRIETORS FOR SERVICES RENDERED TO BANKRUPTCY ESTATE

THE FOLLOWING SECTION MUST BE COMPLETED



DISBURSEMENTS FOR CALCULATING U.S. TRUSTEE QUARTERLY FEES: (FROM CURRENT MONTH ACTUAL COLUMN)
TOTAL DISBURSEMENTS		240,696.15
LESS: TRANSFERS TO DEBTOR IN POSSESSION ACCOUNTS	$	0.00
PLUS: ESTATE DISBURSEMENTS MADE BY OUTSIDE SOURCES (i.e. from escrow accounts)	$	0.00
TOTAL DISBURSEMENTS FOR CALCULATING U.S. TRUSTEE QUARTERLY FEES	$	240,696.15

FORM MOR-1
(04/07)


In re: Vermillion, Inc.		Case No. 09-11091 (CSS)
	Debtor	Reporting Period: October 01, 2009 — October 31, 2009

BANK RECONCILIATIONS
Continuation Sheet for MOR-1
A bank reconciliation must be included for each bank account. The debtor’s bank reconciliation may be substituted for this page.

Operating

Payroll

Tax

Other

#3300661—8

#3300661—2

BALANCE PER BOOKS

See exhibit 1&1a

See exhibit 2

BANK BALANCE

(+) DEPOSITS IN TRANSIT (ATTACH LIST)

(-) OUTSTANDING CHECKS (ATTACH LIST)

OTHER (ATTACH EXPLANATION)

ADJUSTED BANK BALANCE *

* Adjusted bank balance must equal

balance per books

DEPOSITS IN TRANSIT

Date

Amount

Date

Amount

Date

Amount

Date

Amount

CHECKS OUTSTANDING

Ck. #

Amount

Ch. #

Amount

Ck. #

Amount

Ck. #

Amount

OTHER

FORM MOR-1a
(04/07)


VERMILLION INC.		MOR 1 — Exhibit 1
Silicon Valley Bank — Checking Account 3300661008
As of October 31, 2009


Closing Ledger Per Statement	3,938,188.08		1
Sweep In Transit Per Statement	0.00		2

Checks outstanding	(61,624.04	)		Exhibit 1a
Checks held	0.00
Deposit in transit	0.00


	3,876,564.04



Balance per general ledger: Account 1010	3,876,564.04


Variance	—

Vermillion Inc.
Outstanding AP checks as of 10/31/2009

NUMBER

DATES

REFERENCE

PAYEE NAME

AMOUNT

CLR

2173

10/13/2009

00CERTI02

CERTIFIED COMPLIANCE DONALD R. WHITE,

10,000.00

2175

10/19/2009

00ALAME02

TAX COLLECTO

13,404.04

2191

10/19/2009

00PAGEA00

PAGE, GAIL

38,220.00

61,624.04

MOR 1 — Exhibit 2

VERMILLION, INC
Silicon Valley Bank Payroll Account 3300661012 — GL Account #1016
As Of October 31, 2009


Balance per bank statement:			1,347.75

Less outstanding checks:

ck #

Check Date

Name

1,347.75

GL balance

1,347.75

Balance per general ledger: Account 1016

1,347.75

Variance

—


In re: Vermillion, Inc.		Case No.09-11091 (CSS)
	Debtor	Reporting Period: October 01, 2009 — October 31, 2009

SCHEDULE OF PROFESSIONAL FEES AND EXPENSES PAID
This schedule is to include all retained professional payments from case inception to current month.

Check

Amount Paid

Year-To-Date

Payee

Period Covered

Amount Approved

Payor

Number

Date

Fees

Expenses

Fees

Expenses

BMC Group, Inc.

Retainer fee

10,000.00

301471

04/09/09

10,000.00

FORM MOR-1b
(04/07)


		Statement of Account
		PAGE 1

THIS STATEMENT DATE 10-31-09
LAST STATEMENT DATE 9-30-09
ACCOUNT NUMBER 3300661008

ENCLOSURE DEBITS 39

VERMILLION INC
OPERATING DEBTOR IN POSSESION
47350 FREMONT BLVD
FREMONT CA 94538

3300661008 ANALYSIS CHECKING


PREVIOUS BALANCE	9-30-09	515,714.34
+DEPOSITS/CREDITS	34	3,602,594.75
-CHECKS/DEBITS	44	180,121.01
-SERVICE CHARGE		.00
CURRENT BALANCE		3,938,188.08

*DESCRIPTIVE TRANSACTIONS*


DATE		TRACER		DESCRIPTION	AMOUNT
	10-01		438620	Wire fr Fort Mason Partners930		16095.00
				FROM ACCOUNT 3300661012
	10-01		438621	wire fr Iroquois MasterFund930		88097.00
				FROM ACCOUNT 3300661012
	10-01		438626	wire fr Phronesis Partners-1		100000.00
				FROM ACCOUNT 3300661012
	10-01		438629	wire fr Phronesis Partners-2		100000.00
				FROM ACCOUNT 3300661012
	10-01		438632	wire fr Phronesis Partners-3		100000.00
				FROM ACCOUNT 3300661012
	10-01		438633	wire fr Phronesis Partners-4		100000.00
				FROM ACCOUNT 3300661012
	10-01		438634	wire fr Phronesis Partners-5		100000.00
				FROM ACCOUNT 3300661012
	10-01		438637	wire fr Phronesis Partners-6		100000.00
				FROM ACCOUNT 3300661012
	10-01		438638	wire fr Phronesis Partners-7		100000.00
				FROM ACCOUNT 3300661012
	10-01		438641	wire fr Phronesis Partners-8		20649.00
				FROM ACCOUNT 3300661012
	10-06		439729	Warrant-Vasilios M Kofitsas		812.00
				FROM ACCOUNT 3300661012
	10-06		439730	Warrant — James Irvine		6363.50
				FROM ACCOUNT 3300661012
	10-06		439731	Warrant — Edward B Newman		6363.50
				FROM ACCOUNT 3300661012
	10-06		439732	Warrant — Oppenheimer&Co.		89473.75
				FROM ACCOUNT 3300661012
	10-06		439733	Warrant — Henry William		9992.75
				FROM ACCOUNT 3300661012
	10-06		439735	Warrant — Henry William		8494.50
				FROM ACCOUNT 3300661012
	10-06		439734	Warrant — Serena Puerta		2303.50
				FROM ACCOUNT 3300661012
	10-06		439742	Warrant — Frank Kee Colen		72892.00
				FROM ACCOUNT 3300661012
	10-06		439744	Warrant — Sun Jen Yung		1641.50
				FROM ACCOUNT 3300661012
	10-06		439743	Warrant-Christopher Todd Hagar		1044.00
				FROM ACCOUNT 3300661012
	10-06		439745	Warrant — Stuart Barich		13504.25
				FROM ACCOUNT 3300661012
	10-06		439746	Warrant — Andrew F Kaminsky		2303.50
				FROM ACCOUNT 3300661012
	10-06		439810	Warrant — Rida Wong		812.00
				FROM ACCOUNT 3300661012
	10-06		439866	Warrant — Stanley B Stern		12989.25
				FROM ACCOUNT 3300661012
	10-06		439867	Warrant — Michael P O’Hare		911.50
				FROM ACCOUNT 3300661012
	10-07		29	WIRE IN 091007B1QGC07C004932		220242.00
				200928003955;ORG ROCKMORE INVST MASTER FUND LTD;OBI ROCKMORE

CONTINUED ON NEXT PAGE


		Statement of Account PAGE 2

THIS STATEMENT DATE 10-31-09
LAST STATEMENT DATE 9-30-09
ACCOUNT NUMBER 3300661008

VERMILLION INC


10-08	440357	Warrant — Chris A Hieb	679.00
		FROM ACCOUNT 3300661012
10-09	440735	Fund ADP fees	500.00-
		TO ACCOUNT 3300661012
10-13	441159	To fund 10/15/09 payroll	8845.02-
		TO ACCOUNT 3300661012
10-16	442744	Warrant — Fort Mason1	100000.00
		FROM ACCOUNT 3300661012
10-16	442746	Warrant — Fort Mason	48196.00
		FROM ACCOUNT 3300661012
10-16	442745	Warrant — Fort Mason 2	100000.00
		FROM ACCOUNT 3300661012
10-26	28	WIRE IN 091026E6B7361C000175	5573.00
		200929901429;ORG ZUBIN R MORY &
10-26	13	ANALYSIS SERVICE CHARGE	681.83-
10-27	27	WIRE IN 091027B1Q8152C004538	400000.00
		200930004086;ORG QUEST DIAGNOSTICS INC;OBI FIRST DISBURSEMEN
10-28	445486	to fund direct deposit	4515.17-
		TO ACCOUNT 3300661012
10-28	445701	to fund payroll taxes	3500.00-
		TO ACCOUNT 3300661012
10-29	29	WIRE IN 091029B1Q8021C029624	1607095.00
		200930205814;ORG OPPENHEIMER GLOBAL OPP FD;OBI VERMILLION IN
10-30	34	WIRE IN 091030B1Q8152C006525	66067.25
		200930304678;ORG DAVID I WANG; OBI REF- BY ORDER OF DAVID WAN

*CHECKS PAID*


SERIAL #	DATE		AMOUNT		SERIAL #		DATE		AMOUNT
2155		10-15		9.84		2177		10-27		499.65
2156		10-09		305.96		2178		10-26		304.33
2157		10-14		5466.00		2179		10-23		983.00
2158		10-13		900.00		2180		10-26		5040.00
2159		10-14		1645.00		2181		10-27		1182.07
2160		10-16		270.00		2182		10-23		4083.00
2161		10-13		26750.00		2183		10-26		165.00
2162		10-14		1143.06		2184		10-28		605.00
2163		10-09		54.98		2185		10-26		10355.54
2164		10-26		7280.00		2186		10-27		30.00
2165		10-13		1785.05		2187		10-27		17937.07
2166		10-09		9440.56		2188		10-27		483.61
2167		10-13		260.00		2189		10-28		354.29
2168		10-15		13375.00		2190		10-26		446.56
2169		10-15		127.38		2192		*10-28		1060.50
2170		10-15		3406.18		2193		10-28		524.64
2171		10-14		472.50		2194		10-26		170.42
2172		10-19		41052.28		2195		10-23		1496.00
2174*		10-30		95.22		2196		10-26		2415.00
2176*		10-27		104.30

*DAILY BALANCE SUMMARY*


DATE	BALANCE		DATE		BALANCE		DATE		BALANCE
9-30		515714.34		10-01		1340555.34		10-06		1570456.84
10-07		1790698.84		10-08		1791377.84		10-09		1781076.34
10-13		1742536.27		10-14		1733809.71		10-15		1716891.31
10-16		1964817.31		10-19		1923765.03		10-23		1917203.03
10-26		1895917.35		10-27		2275680.65		10-28		2265121.05
10-29		3872216.05		10-30		3938188.08

ALL SVB AUDIT CONFIRMATION REQUESTS SHOULD BE
SUBMITTED TO CAPITAL CONFIRMATION WWW.CONFIRMATION.COM

PAGE: 3

PAGE: 4

PAGE: 5

PAGE: 6


		Statement of Account

		PAGE 1
		THIS STATEMENT DATE 10-31-09
		LAST STATEMENT DATE 9-30-09
		ACCOUNT NUMBER 3300661012

		ENCLOSURE DEBITS

VERMILLION INC
PAYROLL DEBTOR IN POSSESSION
47350 FREMONT BLVD
FREMONT CA 94538


3300661012	ANALYSIS CHECKING

PREVIOUS BALANCE		9-30-09	825,139.85
+DEPOSITS/CREDITS		21	496,136.69
-CHECKS/DEBITS		35	1,319,928.79
-SERVICE CHARGE			.00
CURRENT BALANCE			1,347.75

*DESCRIPTIVE TRANSACTIONS*


DATE		TRACER		DESCRIPTION	AMOUNT
	10-01		438620	Wire fr Fort Mason Partners930 TO ACCOUNT 3300661008		16095.00	-
	10-01		438621	wire fr Iroquois MasterFund930 TO ACCOUNT 3300661008		88097.00	-
	10-01		438626	wire fr Phronesis Partners-1 TO ACCOUNT 3300661008		100000.00	-
	10-01		438629	wire fr Phronesis Partners-2 TO ACCOUNT 3300661008		100000.00	-
	10-01		438632	wire fr Phronesis Partners-3 TO ACCOUNT 3300661008		100000.00	-
	10-01		438633	wire fr Phronesis Partners-4 TO ACCOUNT 3300661008		100000.00	-
	10-01		438634	wire fr Phronesis Partners-5 TO ACCOUNT 3300661008		100000.00	-
	10-01		438637	wire fr Phronesis Partners-6 TO ACCOUNT 3300661008		100000.00	-
	10-01		438638	wire fr Phronesis Partners-7 TO ACCOUNT 3300661008		100000.00	-
	10-01		438641	wire fr Phronesis Partners-8 TO ACCOUNT 3300661008		20649.00	-
	10-05		31	WIRE IN 091005B6B7HU2R004305 200927801688;ORG VASILIOS M KOFITSAS;REF 37713944		812.00
	10-05		31	WIRE IN 091005B1QGC04C006560 200927803512; ORG CHRISTOPHER TODD HAGAR;OBI PAYROLL DEBTOR I		1044.00
	10-05		31	WIRE IN 091005B6B7HU2R009462 200927803488; ORG VICTOR YUNG T TEE SUN JEN YUNG TTEE; REF P309		1641.50
	10-05		31	WIRE IN 091005B1QGC06C005950 200927802437; ORG SERENA PUERTA; REF DCD OF 09/10/05		2303.50
	10-05		31	WIRE IN 091005B1Q8153C002277 200927801605; ORG JAMES IRVINE		6363.50
	10-05		31	WIRE IN 091005B1Q8153C002274 200927801607; ORG EDWARD B NEWMAN		6363.50
	10-05		31	WIRE IN 091005B1Q8153C004397 200927802916;ORG OPPENHEIMER & CO INC;OBI FBO HENRY WILLIAM		8494.50
	10-05		31	WIRE IN 091005B1Q8154C004118 200927802409; ORG OPPENHEIMER & CO INC;OBI HENRY WILLIAM		9992.75
	10-05		31	WIRE IN 091005B1Q8154C005003 200927803118; ORG STUART BARICH		13504.25
	10-05		31	WIRE IN 091005B1Q8151C005167 200927803421; ORG FRANK KEE COL		72892.00
	10-05		31	WIRE IN 091005B1Q8151C003667 200927802276; ORG OPPENHEIMER & CO INC		89473.75
	10-06		439729	Warrant-Vasilios M Kofitsas TO ACCOUNT 3300661008		812.00-

CONTINUED ON NEXT PAGE


		Statement of Account

		PAGE 2
		THIS STATEMENT DATE 10-31-09
		LAST STATEMENT DATE 9-30-09
		ACCOUNT NUMBER 3300661012

VERMILLION INC


DATE		TRACER		DESCRIPTION	AMOUNT
	10-06		439730	Warrant — James Irvine TO ACCOUNT 3300661008		6363.50	-
	10-06		439731	Warrant — Edward B Newman TO ACCOUNT 3300661008		6363.50	-
	10-06		439732	Warrant — Oppenheimer&Co. TO ACCOUNT 3300661008		89473.75	-
	10-06		439733	Warrant — Henry William TO ACCOUNT 3300661008		9992.75	-
	10-06		439735	Warrant — Henry William TO ACCOUNT 3300661008		8494.50	-
	10-06		439734	Warrant — Serena Puerta TO ACCOUNT 3300661008		2303.50	-
	10-06		439742	Warrant — Frank Kee Colen TO ACCOUNT 3300661008		72892.00	-
	10-06		439744	Warrant — Sun Jen Yung TO ACCOUNT 3300661008		1641.50	-
	10-06		439743	Warrant-Christopher Todd Hagar TO ACCOUNT 3300661008		1044.00	-
	10-06		439745	Warrant — Stuart Barich TO ACCOUNT 3300661008		13504.25	-
	10-06		439746	Warrant — Andrew F Kaminsky TO ACCOUNT 3300661008		2303.50	-
	10-06		439810	Warrant — Rida Wong TO ACCOUNT 3300661008		812.00	-
	10-06		439866	Warrant — Stanley B Stern TO ACCOUNT 3300661008		12989.25	-
	10-06		439867	Warrant — Michael P O’Hare TO ACCOUNT 3300661008		911.50	-
	10-06		29	WIRE IN 091006B1Q8152C003938 200927902498; ORG RIDA WONG;OBI RE-RIDA WONG		812.00
	10-06		29	WIRE IN 091006B1QGC04C004247 200927903041; ORG MICHAEL P O’HARE SIMONA;OBI FOR CREDIT OF:		911.50
	10-06		29	WIRE IN 091006B1QGC05C003448 200927901494; ORG ANDREW F KAMI NSKY; REF SWF OF 09/10/06		2303.50
	10-06		29	WIRE IN 091006B1Q8154C004194 200927902863; ORG STANLEY B STERN; OBI PAYMENT FOR 2 WARRANT E		12989.25
	10-07		29	WIRE IN 091007L1B7811R000527 200928002362; ORG CHRIS A HIEB; OBI FOR CREDIT OF: VERMILLIONP		679.00
	10-08		440357	Warrant — Chris A Hieb TO ACCOUNT 3300661008		679.00	-
	10-09		440735	Fund ADP fees FROM ACCOUNT 3300661008		500.00
	10-13		441159	To fund 10/15/09 payroll FROM ACCOUNT 3300661008		8845.02
	10-13		31	WIRE OUT 091013L1B77D1C001151 200928603132; BNF ADP TAX SERVICES INC WIRE IMPOUND;OBI ID# 5		6032.76	-
	10-14		30	WIRE OUT 091014L1B77D1C000222 200928701150;BNF ADP INC FUNDS MGMT;OBI ID# 04Q1V 5449925W;		2812.26	-
	10-15		31	WIRE IN 091015B1Q8021C023098 200928804737;ORG FORT MASON MASTER, LP		248196.00
	10-16		442744	Warrant — Fort Mason1 TO ACCOUNT 3300661008		100000.00	-
	10-16		442746	Warrant — Fort Mason TO ACCOUNT 3300661008		48196.00	-
	10-16		442745	Warrant — Fort Mason 2 TO ACCOUNT 3300661008		100000.00	-
	10-28		445486	to fund direct deposit FROM ACCOUNT 3300661008		4515.17
	10-28		445701	to fund payroll taxes FROM ACCOUNT 3300661008		3500.00

CONTINUED ON NEXT PAGE


		Statement of Account

		PAGE 3
		THIS STATEMENT DATE 10-31-09
		LAST STATEMENT DATE 9-30-09
		ACCOUNT NUMBER 3300661012

VERMILLION INC


10-28	28	WIRE OUT 091028L1B77D1C000880 200930101354;BNF ADP TAX SERVICES INC WIRE IMPOUND;OBI ID# 4	4515.17	-
10-29	29	WIRE OUT 091029L1B77D1C000300 200930201528;BNF ADP INC FUNDS MGMT;OBI ID# 04Q1V 5558665VV;	2388.10	-

*EFT ACTIVITY*


DATE		TRACER		DESCRIPTION	AMOUNT
	10-09		2282	ADP PAYROLL FEES ADP — FEES CIPHERGEN BIOSYSTEMS I		291.45	-
	10-23		2296	ADP PAYROLL FEES ADP — FEES CIPHERGEN BIOSYSTEMS I		271.55	-

*DAILY BALANCE SUMMARY*


DATE	BALANCE		DATE		BALANCE		DATE		BALANCE
9-30		825139.85		10-01		298.85		10-05		213184.10
10-06		298.85		10-07		977.85		10-08		298.85
10-09		507.40		10-13		3319.66		10-14		507.40
10-15		248703.40		10-16		507.40		10-23		235.85
10-28		3735.85		10-29		1347.75

ALL SVB AUDIT CONFIRMATION REQUESTS SHOULD BE
SUBMITTED TO CAPITAL CONFIRMATION WWW.CONFIRMATION.COM

MOR — Exhibit 3



CHECK HISTORY REPORT		VERMILLION, INC.

		SORTED BY CHECK NUMBER

ACTIVITY FROM: 10/01/09 TO: 10/31/09

BANK CODE: A SILICON VALLEY BANK CHECKING


CHECK	CHECK	VENDOR		CHECK
NUMBER	DATE	NUMBER	NAME	AMOUNT

002155	10/05/09	ATTL00	AT&T LONG DISTANCE		9.84
002156	10/05/09	ATTT1	AT&T		305.96
002157	10/05/09	BLUEC04	ANTHEM BLUE CROSS		5,466.00
002158	10/05/09	BOWNE00	BOWNE OF LOS ANGELES, INC.		900.00
002159	10/05/09	CARRU01	CARRUTHERS, SUSAN D		1,645.00
002160	10/05/09	CTCOR00	CT CORPORATION		270.00
002161	10/05/09	FIRST02	FIRST INSURANCE FUNDING CORP.		26,750.00
002162	10/05/09	FREMO03	FREMONT, CITY OF		1,143.06
002163	10/05/09	PACIF00	AT&T		54.98
002164	10/05/09	PAGEA00	PAGE, GAIL		7,280.00
002165	10/05/09	PGE00	P G & E		1,785.05
002166	10/05/09	PROLO00	PROLOGIS LIMITED PARTNERSHIP-I		9,440.56
002167	10/05/09	PUBLI00	PUBLIC STORAGE, INC.		260.00
002168	10/05/09	TOTEN00	THE TOTENBERG GROUP		13,375.00
002169	10/05/09	UPS00	UNITED PARCEL SERVICE		127.38
002170	10/05/09	WELLS00	WELLS FARGO SHAREOWNER SERVICE		3,406.18
002171	10/05/09	ZHOUT01	ZHOU, QUN		472.50
002172	10/13/09	APPLI11	APPLIED CLINICAL INTELLIGENCE		41,052.28
002173	10/13/09	CERTI02	CERTIFIED COMPLIANCE		10,000.00
002174	10/19/09	ALAME02	DONALD R. WHITE, TAX COLLECTOR		95.22
002175	10/19/09	ALAME02	DONALD R. WHITE, TAX COLLECTOR		13,404.04
002176	10/19/09	ALLIE03	ALLIED WASTE SERVICES #916		104.30
002177	10/19/09	ATT06	AT&T		499.65
002178	10/19/09	ATTT1	AT&T		304.33
002179	10/19/09	BOWNE00	BOWNE OF LOS ANGELES, INC.		983.00
002180	10/19/09	CARRU01	CARRUTHERS, SUSAN D		5,040.00
002181	10/19/09	CINGU05	AT & T MOBILITY		1,182.07
002182	10/19/09	ENDSI00	ENDSIGHT		4,083.00
002183	10/19/09	FACIL01	FACILITIES MAINTENANCE SVCS		165.00
002184	10/19/09	FIDEL03	FIDELITY INVESTMENTS		605.00
002185	10/19/09	FIRST02	FIRST INSURANCE FUNDING CORP.		10,355.54
002186	10/19/09	FREMO03	FREMONT, CITY OF		30.00
002187	10/19/09	FUNGE01	FUNG, ERIC		17,937.07
002188	10/19/09	GLOBA06	GLOBAL CROSSING CONFERENCING		483.61
002189	10/19/09	IRONM00	IRON MOUNTAIN		354.29
002190	10/19/09	PACIF00	AT&T		446.56
002191	10/19/09	PAGEA00	PAGE, GAIL		38,220.00
002192	10/19/09	PRNEW00	PR NEWSWIRE		1,060.50
002193	10/19/09	STERI00	STERICYCLE INC.		524.64
002194	10/19/09	UPS00	UNITED PARCEL SERVICE		170.42
002195	10/19/09	YIPCH01	YIP, CHRISTINE		1,496.00
002196	10/19/09	ZHOUT01	ZHOU, QUN		2,415.00

			BANK A TOTAL:		223,703.03



System Date: 11/20/2009 / 1:33 pm		Page: 1
Application Date: 11/20/2009		User: SGA / Vivian Kwan


In re: Vermillion, Inc.		Case No. 09-11091 (CSS)
	Debtor	Reporting Period: October 01, 2009 — October 31, 2009

STATEMENT OF OPERATIONS
(Income Statement)

The Statement of Operations is to be prepared on an accrual basis. The accrual basis of accounting recognizes revenue when it is realized and expenses when they are incurred, regardless of when cash is actually received or paid.

Cumulative

REVENUES

Month

Filing to Date

Gross Revenues

0.00

Less: Returns and Allowances

Net Revenue

0.00

COST OF GOODS SOLD

Beginning Inventory

Add: Purchases

Add: Cost of Labor

Add: Other Costs (attach schedule)

Less: Ending Inventory

Cost of Goods Sold

Gross Profit

0.00

OPERATING EXPENSES

See Exhibit 4

Advertising

Auto and Truck Expense

Bad Debts

Contributions

Employee Benefits Programs

Insider Compensation*

Insurance

Management Fees/Bonuses

Office Expense

Pension & Profit-Sharing Plans

Repairs and Maintenance

Rent and Lease Expense

Salaries/Commissions/Fees

Supplies

Taxes — Payroll

Taxes — Real Estate

Taxes — Other

Travel and Entertainment

Utilities

Other (attach schedule)

Total Operating Expenses Before Depreciation

Depreciation/Depletion/Amortization

Net Profit (Loss) Before Other Income & Expenses

OTHER INCOME AND EXPENSES

See Exhibit 4

Other Income (attach schedule)

Interest Expense

Other Expense (attach schedule)

Net Profit (Loss) Before Reorganization Items

REORGANIZATION ITEMS

See Exhibit 4

Professional Fees

U. S. Trustee Quarterly Fees

Interest Earned on Accumulated Cash from Chapter 11 (see continuation sheet) Gain (Loss) from Sale of Equipment

Other Reorganization Expenses (attach schedule)

Total Reorganization Expenses

Income Taxes

Net Profit (Loss)

(602,614.33

)


*		“Insider” is defined in 11 U.S.C. Section 101(31).

FORM MOR-2
(04/07)


VERMILLION INC. MOR 2 — INCOME STATEMENT — OCTOBER 31, 2009		Case No. 09-11091 (CSS) MOR 2 — Exhibit 4


GL ACCT		DESCRIPTION	AMT

REVENUE				0.00

COST OF REVENUE				0.00

OPERATING EXPENSES
	8110	SAMPLE ACQUISITION COSTS		17089.44
	8210	SALARIES		737.77
	8212	PAYROLL TAXES: F&A		1163.24
	8220	PAID TIME OFF		177.42
	8240	WORKERS’ COMPINS.: F&A		3685
	8310	HEALTH INSURANCE: F&A		120199.93
	8311	CONSULTING FEES		24532.82
	8320	LEGAL FEES — GENERAL		106000
	8321	LEGAL FEES — INTELLECTUAL PROP		12500
	8323	LEGAL FEES — COUNSEL OPINIONS		761.25
	8330	ACCOUNTING FEES: F&A		563
	8360	COLLABORATION COSTS		106057.03
	8375	ROYALTY/LICENSE FEES: LGL-UNSP		5916.56
	8437	EQUIPMENT RENTALS: FAC-UNSP		339.79
	8452	DEPRECIATION: FAC-UNSP		25604.55
	8610	AIRFARE		3382.6
	8620	HOTELS / LODGING		3818.85
	8630	BUSINESS MEALS & ENTERTAINMENT		1702.81
	8640	GROUND TRANSPORTATION		1131.26
	8650	OTHER TRAVEL		161.25
	8710	OFFICE AND COMPUTER SUPPLIES		80.58
	8716	INSURANCE — D&O		9349.05
	8720	COMPUTER MAINTENANCE/SUPPORT		126.94
	8731	SOFTWARE LICENSES & MAINT.		704.5
	8740	CELL PHONES AND PAGERS		2569.83
	8742	ISDN/WEB ACCESS CHARGES: IT-UN		502.3
	8750	BANK CHARGES AND FEES: F&A		681.83
	8765	FEES, PERMITS		3,223.06
	8775	POSTAGE AND SHIPPING: F&A		450.08
	8810	OFFICE RENT		9237.51
	8812	STORAGE		260
	8813	PROPERTY TAXES		1230.76
	8815	BUSINESS INSURANCE		266.45
	8820	UTILITIES		2339.11
	8825	OFFICE MAINTENANCE AND REPAIRS		165
	8830	OFFICE TELEPHONE AND FAX		1952.18

		TOTAL OPERATING EXPENSES		(468,663.75	)

	9110	INTEREST INCOME-MONEY MARKET		(2,147.96	)
	9230	INTEREST EXPENSE — CONVERTS		102,125.00
	9250	INTEREST EXPENSE-OTHER		32054.79
	9360	FRANCHISE TAXES		1,918.75

		TOTAL OTHER INCOME AND EXPENSES		133,950.58


	NET PROFIT (LOSS)			(602,614.33	)


In re: Vermillion, Inc.				Case No. 09-11091 (CSS)
Debtor				Reporting Period: October 01, 2009 — October 31, 2009

STATEMENT OF OPERATIONS — continuation sheet



		Cumulative
BREAKDOWN OF “OTHER” CATEGORY	Month	Filing to Date

Other Costs





Other Operational Expenses





Other Income





Other Expenses





Other Reorganization Expenses

Reorganization Items — Interest Earned on Accumulated Cash from Chapter 11:

Interest earned on cash accumulated during the chapter 11 case, which would not have been earned but for the bankruptcy proceeding, should be reported as a reorganization item.

FORM MOR-2 CONT’D
(04/07)


In re: Vermillion, Inc.				Case No. 09-11091 (CSS)
Debtor				Reporting Period: October 01, 2009 — October 31, 2009

BALANCE SHEET

The Balance Sheet is to be completed on an accrual basis only. Pre-petition liabilities must be classified separately from postpetition obligations.

BOOK VALUE AT END OF

BOOK VALUE ON

ASSETS

CURRENT REPORTING MONTH

PETITION DATE

CURRENT ASSETS

Unrestricted Cash and Equivalents

See exhibit 5

Restricted Cash and Cash Equivalents (see continuation sheet)

Accounts Receivable (Net)

Notes Receivable

Inventories

Prepaid Expenses

Professional Retainers

Other Current Assets (attach schedule)

TOTAL CURRENT ASSETS

PROPERTY AND EQUIPMENT

Real Property and Improvements

Machinery and Equipment

Furniture, Fixtures and Office Equipment

Leasehold Improvements Vehicles

Less Accumulated Depreciation

TOTAL PROPERTY & EQUIPMENT

OTHER ASSETS

Loans to Insiders*

Other Assets (attach schedule)

TOTAL OTHER ASSETS

TOTAL ASSETS

13,304,459.29

LIABILITIES AND OWNER EQUITY

BOOK VALUE AT END OF

BOOK VALUE ON

LIABILITIES NOT SUBJECT TO COMPROMISE (Postpetition)

CURRENT REPORTING MONTH

PETITION DATE

Accounts Payable

Taxes Payable (refer to FORM MOR-4)

Wages Payable

Notes Payable

Rent / Leases — Building/Equipment

Secured Debt / Adequate Protection Payments

Professional Fees

Amounts Due to Insiders*

Other Postpetition Liabilities (attach schedule)

TOTAL POSTPETITION LIABILITIES

$ 2,923,184.21

LIABILITIES SUBJECT TO COMPROMISE (Pre-Petition)

$ 30,220,703.59

Secured Debt

Priority Debt

Unsecured Debt

TOTAL PRE-PETITION LIABILITIES

TOTAL LIABILITIES

$ 33,143,887.80

OWNER EQUITY

Capital Stock

Additional Paid-In Capital

Partners’ Capital Account

Owner’s Equity Account

Retained Earnings — Pre-Petition

Retained Earnings — Postpetition

Adjustments to Owner Equity (attach schedule)

Postpetition Contributions (Distributions) (Draws) (attach schedule)

NET OWNER EQUITY

TOTAL LIABILITIES AND OWNERS’ EQUITY

$ 13,304,459.30


*		“Insider” is defined in 11 U.S.C. Section 101(31).


		Vermillion Inc.		Case No. 09-11091 (CSS)
		Balance Sheet		MOR 3 — Exhibit 5
		For the Eight Months Ending October 31, 2009


	Pre-petition		Post-petition		Total
Assets:
Cash and cash equivalents					$	3,882,376.12
Employee receivables
Prepaids and other						673,282.94
Intercompany — IllumeSys						222,159.97
Intercompany — CTI						10,318.48
Intercompany — Denmark						354,966.56
Intercompany — Germany						(370,347.39	)
Intercompany — UK						20,465.35
Intercompany — France						(128,360.30	)
Intercompany — Ciphergen Int’l						2,507,898.82
Intercompany — Japan						1,261,994.85
Intercompany — Italy						10,504.77
Intercompany — China						(527,039.97	)
Fixed assets						2,880,951.86
Accumulated depreciation						(2,565,115.73	)
Investment in IllumeSys						1,699,988.35
Investment in UK						17,569.28
Investment in Denmark						65,413.35
Investment in China						618,339.92
Investment in Germany						266,480.00
Investment in Japan						(1,008,058.87	)
Investment in Italy						9,112.44
Investment in France						9,314.25
Other long-term assets						3,392,244.24

Total assets						13,304,459.29
Liabilities:
Accounts payable		2,359,563.10		319,204.77		2,678,767.87


	Pre-petition		Post-petition		Total

Accrued liabilities		772,277.44		2,187,079.52		2,959,356.96
Accrued payroll and related Intercompany accounts		88,863.21		15,275.64		104,138.85
Deferred rent — current				1,624.28		1,624.28
Other current liabilities, net of discount		2,500,000.00				2,500,000.00
Convertible senior notes, net of discounts		14,500,000.00				14,500,000.00
Long-term debt to related party		9,999,999.84		400,000.00		10,399,999.84

Total liabilities		30,220,703.59		2,923,184.21		33,143,887.80

Stockholders’ equity:
Common stock						7,370.58
Additional paid in capital						231,081,041.92
Deferred stock-based compensation						3,152,300.93
Accum. comprehensive income
Retained earnings — prior						(248,699,448.32	)
Retained earnings — current						(5,380,693.61	)

Total stockholders’ equity						(19,839,428.50	)

Total liabilities and equity						13,304,459.30


In re: Vermillion, Inc.				Case No. 09-11091 (CSS)
Debtor				Reporting Period: October 01, 2009 — October 31, 2009

BALANCE SHEET — continuation sheet

BOOK VALUE AT END OF

BOOK VALUE ON

ASSETS

CURRENT REPORTING MONTH

PETITION DATE

Other Current Assets

Other Assets

BOOK VALUE AT END OF

BOOK VALUE ON

LIABILITIES AND OWNER EQUITY

CURRENT REPORTING MONTH

PETITION DATE

Other Postpetition Liabilities

Adjustments to Owner Equity

Postpetition Contributions (Distributions) (Draws)

Restricted Cash is cash that is restricted for a specific use and not available to fund operations. Typically, restricted cash is segregated into a separate account, such as an escrow account.


In re: Vermillion, Inc.				Case No. 09-11091 (CSS)
Debtor				Reporting Period: October 01, 2009 — October 31, 2009

STATUS OF POSTPETITION TAXES

The beginning tax liability should be the ending liability from the prior month or, if this is the first report, the amount should be zero.

Attach photocopies of IRS Form 6123 or payment receipt to verify payment or deposit of federal payroll taxes.

Attach photocopies of any tax returns filed during the reporting period.

Beginning

Amount

Ending

Tax

Withheld or

Amount

Date

Check No.

Tax

Liability

Accrued

Paid

or EFT

Liability

Federal

Withholding

2,928.85

FICA-Employee

633.07

FICA-Employer

633.06

Unemployment

Income

Other:

Total Federal Taxes

4,194.98

State and Local

Withholding

950.39

Sales

Excise

Unemployment

Real Property

Personal Property

Other: State disability insurance

54.99

Total State and Local

1,005.38

Total Taxes

5,200.36

MOR — Exhibit 6

Liability Recap

Taxes Debited

Federal Income Tax

1,570.81

Earned Income Credit Advances

.00

Social Security — EE

235.36

Social Security — ER

235.36

Social Security Adj — EE

.00

Medicare — EE

121.37

Medicare — ER

121.36

Medicare Adj — EE

.00

COBRA Premium Assistance Payments

.00

Federal Unemployment Tax

.00

State Income Tax

500.51

State Unemployment Insurance — EE

.00

State Unemployment/Disability Ins — ER

.00

State Unemployment Insurance Adj — EE

.00

State Disability Insurance — EE

27.49

State Disability Insurance Adj — EE

.00

Workers’ Benefit Fund Assessment — EE

.00

Workers’ Benefit Fund Assessment — ER

.00

Local Income Tax

.00

School District Tax

.00

Total Taxes Debited Acct. No. XXXXXX1012

Tran/ABA XXXXXXXXX

2,812.26

Other Transfers

ADP Direct Deposit Acct. No. XXXXXX1012

Tran/ABA XXXXXXXXX

6,032.76

Total Liability

Total Amount Debited From Your Account

8,845.02

Bank Debits and Other Liability

Checks

.00

8,845.02

Adjustments/ Prepay/ Voids

.00

8,845.02

Taxes — Your Responsibility

None This Payroll

8,845.02

VERMILLION INC
Company Code: Q1V
Region Name: SANTA CLARA REGION

Batch:
Quarter Number:
Service Center:

0319
4
075

Period Ending:
Pay Date :
Current Date :

10/15/2009
10/15/2009
10/12/2009

Week 42
Page 1

Liability Recap

Taxes Debited

Federal Income Tax

1,358.04

Earned Income Credit Advances

.00

Social Security — EE

154.98

Social Security — ER

154.98

Social Security Adj — EE

.00

Medicare — EE

121.36

Medicare — ER

121.36

Medicare Adj — EE

.00

COBRA Premium Assistance Payments

.00

Federal Unemployment Tax

.00

State Income Tax

449.88

State Unemployment Insurance — EE

.00

State Unemployment/Disability Ins — ER

.00

State Unemployment Insurance Adj — EE

.00

State Disability Insurance — EE

27.50

State Disability Insurance Adj — EE

.00

Workers’ Benefit Fund Assessment — EE

.00

Workers’ Benefit Fund Assessment — ER

.00

Local Income Tax

.00

School District Tax

.00

Total Taxes Debited Acct. No. XXXXXX1012

Tran/ABA XXXXXXXXX

2,388.10

Other Transfers

ADP Direct Deposit Acct. No. XXXXXX1012

Tran/ABA XXXXXXXXX

4,515.17

Total Liability

Total Amount Debited From Your Account

6,903.27

Bank Debits and Other Liability

Checks

.00

6,903.27

Adjustments/ Prepay/ Voids

.00

6,903.27

Taxes — Your Responsibility

None This Payroll

6,903.27

VERMILLION INC
Company Code: Q1V
Region Name: SANTA CLARA REGION

Batch:
Quarter Number:
Service Center:

3674
4
075

Period Ending:
Pay Date :
Current Date :

10/31/2009
10/30/2009
10/27/2009

Week 44
Page 1

SUMMARY OF UNPAID POSTPETITION DEBTS

Attach aged listing of accounts payable. See exhibit 7

Number of Days Past Due

Current

0-30

31-60

61-90

Over 90

Total

Accounts Payable

138,606.75

19,660.05

4,455.07

6,842.30

149,640.60

319,204.77

Wages Payable

Taxes Payable

Rent/Leases-Building

Rent/Leases-Equipment

Secured Debt/Adequate Protection Payments

Professional Fees

Amounts Due to Insiders*

Other:

Total Postpetition Debts

Explain how and when the Debtor intends to pay any past-due postpetition debts.


*		“Insider” is defined in 11 U.S.C. Section 101(31).

FORM MOR-4
(04/07)


		VERMILLION, INC		Case No. 09-11091
		ACCOUNTS PAYABLE AGING REPORT		Exhibit 7
		ALL OPEN INVOICE AGED BY INVOICE DATE

VENDOR/ ______ DATES _______

INVOICE NO. INVOICE DUE DSCNT

CURRENT

30 DAYS

DAYS

120 DAYS

ALLIE03 ALLIED WASTE SERVICES

0916000743 10/28/09 11/12

73.72

ATT06 AT&T

9428578003 10/19/09 10/19

502.3

ATTL00 AT&T LONG DISTANCE

101209 10/12/09 10/12

36.06

BAYAL01 BAY ALARM COMPANY

2263122091 10/15/09 10/15

351

BIOPC01 BioPC LLC

00001 10/19/09 10/19

6,645.00

BOWNE00 BOWNE OF LOS ANGELES,

I-09092466 09/16/09 09/16

426

I-09094588 10/02/09 10/02

844

I-09101234 10/06/09 10/06

682

I-09101520 10/08/09 10/08

543

I-09101971 10/13/09 10/13

776

I-09103005 10/21/09 10/21

2,885.00

I-09103689 10/27/09 10/27

413

I090641410 06/17/09 06/17

3,986.00

CARRU01 CARRUTHERS, SUSAN D

100809 10/08/09 10/08

406.14

102809 10/28/09 10/28

4,480.00

CINGU05 AT & T MOBILITY

4609250 11/01/09 11/01

874.87

CINTA00 CINTAS CORPORATION #0

DG38044465 04/08/09 05/08

109.95

DG38046395 05/14/09 06/13

CITTE00 CIT TECHNOLOGY FIN SE

15483639 10/25/09 10/25

339.79

CONEX00 CONEXIS

0809-OR770 09/02/09 09/02

CREEC00 CREECH, WILLIAM B.

102409 10/24/09 10/24

1,500.00

102409A 10/24/09 10/24

1,095.48

CTCOR00 CT CORPORATION

042909 04/29/09 05/29

12,900.00

ETRAD00 E*TRADE FINANCIAL

110495 04/29/09 05/29

2,083.33

110651 05/28/09 06/27

2,083.33

110833 06/29/09 07/29

2,083.33

VENDOR/ ______ DATES _______

INVOICE NO. INVOICE DUE DSCNT

CURRENT

30 DAYS

DAYS

120 DAYS

110997 07/29/09 08/28

2,083.33

111154 08/27/09 09/26

2,083.33

FACIL01 FACILITIES MAINTENANC

28336 05/15/09 06/14

329

29002 10/15/09 11/14

165

FEDEX03 FEDEX ERS

896770490 04/06/09 04/21

316.13

FIRST02 FIRST INSURANCE FUNDI

07315-0001 10/21/09 10/21

72,488.78

FOLEY01 FOLEY & LARDNER

31040144 05/18/09 05/18

592.5

31053420 06/18/09 06/18

194.5

FUNGE01 FUNG, ERIC

10/23/09 10/23/09 10/23

2,195.27

10/31/09 10/31/09 10/31

11,000.00

GLOBA06 GLOBAL CROSSING CONFE

9032315794 10/24/09 11/23

468.41

HARPE03 HARPER, MARIBETH

16 10/31/09 10/31

761.25

HYMAN00 HYMAN, PHELPS & MCNAM

88192 06/19/09 06/19

840

89020 08/06/09 08/06

1,120.00

89819 09/16/09 09/16

2,520.65

IRONM00 IRON MOUNTAIN

102476677 08/31/09 09/30

377.02

ASS5108 08/31/09 09/30

349.92

AWV3620 09/30/09 10/30

354.29

JOHNS00 JOHNS HOPKINS UNIVERS

80001780 07/27/09 07/27

3,610.00

OHIOS00 THE OHIO STATE UNIVER

1747A 05/18/09 06/17

3,500.00

1747B 05/18/09 06/17

875

1747C 05/18/09 06/17

2,625.00

PACIF00 AT&T

101309 10/13/09 10/13

237.99

102509 10/25/09 10/25

458.83

PAGEA00 PAGE, GAIL

100809 10/08/09 10/08

771.38

101509 10/15/09 10/15

11,830.00

PALLI00 PALLIS, KATHERINE C.

63 09/07/09 10/07

1,575.00

PRAXA00 PRAXAIR DISTRIBUTION,

32874091 04/20/09 05/20

29.8

33739360 07/20/09 08/19

28.97

34035089 08/20/09 09/19

29.8

VENDOR/ ______ DATES _______

INVOICE NO. INVOICE DUE DSCNT

CURRENT

30 DAYS

DAYS

120 DAYS

PRECI09 PRECISIONMED INC.

709 06/04/09 06/04

5,000.00

733 09/28/09 09/28

10,000.00

PROLO00 PROLOGIS LIMITED PART

1031009 10/31/09 10/31

9,440.56

PUBLI00 PUBLIC STORAGE, INC.

103109 10/31/09 10/31

260

QUALI00 QUALITY REPROGRAPHICS

539136 10/12/09 11/11

160

QUINN00 QUINN EMANUEL URQUHAR

1142178 05/15/09 05/15

5,559.97

SPECIAL Speciality Laboratori

3669449 04/30/09 04/30

7,160.00

THOMS05 THOMSON FINANCIAL LLC

1396660 06/01/09 06/01

2,949.00

TOWNS00 TOWNSEND & TOWNSEND E

722016 05/27/09 05/27

1,237.33

722107 05/27/09 05/27

1,110.10

UPS00 UNITED PARCEL SERVICE

FW9028429 10/17/09 10/17

159.21

FW9028439 10/24/09 10/24

73.49

USTRUST US Trustee

100509 10/05/09 10/05

1,625.00

WELLS00 WELLS FARGO SHAREOWNE

53982 09/23/09 10/23

1,487.59

54506 10/26/09 11/25

1,563.74

WOMBLE Womble Carlyle Sandri

1812262 05/13/09 05/13

49,402.14

1819389 06/02/09 06/02

19,361.68

1821903 07/01/09 07/01

194.4

1821986 07/01/09 07/01

25,048.11

YIPCH01 YIP, CHRISTINE

2 11/06/09 11/06

2,244.00

3 11/06/09 11/06

1,768.00

ZHOUT01 ZHOU, QUN

102609 10/26/09 10/26

3,360.00

REPORT TOTALS:

138,606.75

19,660.05

4,455.07

6,842.30

149,640.60


In re: Vermillion, Inc.
Debtor

ACCOUNTS RECEIVABLE RECONCILIATION AND AGING

N/A



Accounts Receivable Reconciliation	Amount
Total Accounts Receivable at the beginning of the reporting period		0
+ Amounts billed during the period		0
- Amounts collected during the period		0
Total Accounts Receivable at the end of the reporting period		0

Accounts Receivable Aging	Amount
0 - 30 days old		0
31 - 60 days old		0
61 - 90 days old		0
91+ days old		0
Total Accounts Receivable		0
Amount considered uncollectible (Bad Debt)		0
Accounts Receivable (Net)		0

DEBTOR QUESTIONNAIRE



Must be completed each month	Yes	No
1. Have any assets been sold or transferred outside the normal course of business this reporting period? If yes, provide an explanation below.		X
2. Have any funds been disbursed from any account other than a debtor in possession account this reporting period? If yes, provide an explanation below.		X
3. Have all postpetition tax returns been timely filed? If no, provide an explanation below.	X
4. Are workers compensation, general liability and other necessary insurance coverages in effect? If no, provide an explanation below.	X
5. Has any bank account been opened during the reporting period? If yes, provide documentation identifying the opened account(s). If an investment account has been opened provide the required documentation pursuant to the Delaware Local Rule 4001-3.		X

FORM MOR-5
(04/07)

Aspira Women's Health Inc. - FORM 8-K - EX-99.3 - December 18, 2009

Attached files

Aspira Women's Health Inc. Reports