Attached files
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| EX-99.01 - EXHIBIT 99.01 - ALLIANCEBERNSTEIN HOLDING L.P. | ex99_01.htm |
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
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Date
of Report (Date of earliest event reported):
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December 7,
2009
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AllianceBernstein
Holding l.p.
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(Exact
name of registrant as specified in its
charter)
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Delaware
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001-09818
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13-3434400
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(State
or other jurisdiction of
incorporation
or organization)
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(Commission
File Number)
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(I.R.S.
Employer Identification Number)
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1345
Avenue of the Americas, New York, New York
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10105
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(Address
of principal executive offices)
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(Zip
Code)
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Registrant’s
telephone number, including area code:
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212-969-1000
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Check
the appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligations of the registrant under any of the following
provisions:
o Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
o Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
o Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
o Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
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Section
5.
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Corporate Governance
and Management
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Item
5.02
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Departure of Directors
or Certain Officers; Election of Directors; Appointment of Certain
Officers; Compensatory Arrangements of Certain
Officers.
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(e)
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On
December 7, 2009, the Compensation Committee of the Board of Directors of
AllianceBernstein Corporation, the general partner of AllianceBernstein
Holding L.P. (“AB Holding”), approved the Post December 1, 2009 Provisions
under the Amended and Restated AllianceBernstein Incentive Compensation
Award Program (formerly known as the AllianceBernstein Partners
Compensation Plan, the “Program”). The Program has been
modified to provide that 2009 awards are converted into notional
investments in restricted AB Holding Units (NYSE: AB)
only. In prior years, award recipients were permitted to
allocate their awards among notional investments in restricted AB Holding
Units, certain of the investment services we provide to our clients and a
money market fund. We expect that awards made in future years
will be subject to the same (or substantially similar) terms as 2009
awards.
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Section
7.
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Regulation
FD
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Item
7.01.
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Regulation FD
Disclosure.
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AB
Holding is furnishing a news release (“News Release”) issued on December 10,
2009, in which it announced AllianceBernstein L.P.’s preliminary assets under
management as of November 30, 2009. The News Release is attached
hereto as Exhibit 99.01.
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Section
9.
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Financial Statements
and Exhibits
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Item
9.01.
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Financial Statements
and Exhibits.
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(d)
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Exhibits.
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News
Release.
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SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has
duly caused this report to be signed on its behalf by the undersigned thereunto
duly authorized.
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AllianceBernstein
Holding l.p.
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Dated: December
10, 2009
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By:
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/s/
Robert H. Joseph, Jr.
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Robert
H. Joseph, Jr.
Chief
Financial Officer
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