Phoenix International Ventures, Inc. - FORM 10-Q/A - November 25, 2009

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EX-31.2 - CERTIFICATION - Phoenix International Ventures, Inc.ex312.htm
EX-31.1 - CERTIFICATION - Phoenix International Ventures, Inc.ex311.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549

FORM 10-Q/A
(Amendment No. 1)
(Mark One)
 
þ
Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
 
for the quarterly period ended  March 31, 2009
 
o
Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
 
For the transition period from _______________________ to ________________
 
Commission File Number 333-140257
 
PHOENIX INTERNATIONAL VENTURES, INC.
(Exact name of registrant as specified in its charter)
 
Nevada
  
20-8018146
(State or other jurisdiction of
incorporation or organization)
  
(I.R.S. Employer
Identification No.)

61B Industrial PKWY
Carson City, NV 89706
(Address of principal executive offices)
 
(775) 882-9700
(Registrant’s telephone number, including area code)
 
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.Yes  þ  No  o
 
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). Yes o  No  o

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer,” and “smaller reporting company” in Rule 12b-2 of the Exchange Act.
 
Large accelerated filer  o
 Accelerated filer     o
Non-accelerated filer o
(do not check if a smaller reporting company)
 Smaller reporting company þ
 
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act): Yes o No þ
 
The number of shares outstanding of the issuer’s common stock, as of May 14, 2009 was 8,046,718.
 
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EXPLANATORY NOTE 


This Amendment No. 1 on Form 10-Q/A (the “Amendment”) of Phoenix International Ventures, Inc.  (the “Company”) amends the Company’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2009, originally filed with the Securities and Exchange Commission on May 14, 2009 (the “Original Report”). This Amendment is being filed solely to amend the certifications of the Company’s Chief Executive Officer and Chief Financial Officer required pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 appended as Exhibits 31.1 and 31.2.  Specifically, the Company is re-filing these certifications solely to (i) add certain required language in the introductory paragraph of paragraph 4 and the language of paragraph 4(b) required by Item 601(b)(31) of Regulation S-K; (ii) to remove the title of the individual providing the certification in the first line of the certification, and (iii) to revise the certifications to use the word “report” instead of “quarterly report” in paragraphs 2, 3, and 4.

Other than these changes, the remainder of the document is unchanged from the Original Report.  This Amendment does not reflect events occurring after the filing of the Original Report or modify or update the disclosures therein in any way other than as required to reflect the changes described in this Explanatory Note.

This Amendment has been signed as of a current date, and includes the amended certifications as Exhibits 31.1 and 31.2, which are currently dated.
 
 
 
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Item 6.
Exhibits
 
 
 
 
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SIGNATURES
 
In accordance with the requirements of the Exchange Act, the registrant caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
 
Phoenix International Ventures, Inc.
  
 
(Registrant)
  
       
November 24, 2009
By:
/s/ Zahir Teja
  
   
Zahir Teja
  
   
President and Chief Executive Officer
  
       
 
     
     
       
November 24, 2009
By:
/s/ Neev Nissenson
  
   
Neev Nissenson
  
   
Chief Financial Officer
(principal financial and accounting officer)
  
       
 
 
 
 
 
 
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INDEX TO EXHIBITS



 
 
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Phoenix International Ventures, Inc. Reports

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