UNITED
STATES SECURITIES AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM
10-Q/A
Amendment
No. 1
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(Mark
One)
þ QUARTERLY
REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF
1934
For
the quarterly period ended September
30, 2009
OR
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¨ TRANSITION
REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF
1934
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For
the transition period from ____ to ____
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Commission
file number 001-00035
GENERAL ELECTRIC
COMPANY
(Exact
name of registrant as specified in its
charter)
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New
York
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14-0689340
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(State
or other jurisdiction of incorporation or organization)
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(I.R.S.
Employer Identification No.)
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3135
Easton Turnpike, Fairfield, CT
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06828-0001
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(Address
of principal executive offices)
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(Zip
Code)
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(Registrant’s
telephone number, including area code) (203)
373-2211
_______________________________________________
(Former
name, former address and former fiscal year,
if
changed since last report)
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Indicate
by check mark whether the registrant (1) has filed all reports required to be
filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the
preceding 12 months (or for such shorter period that the registrant was required
to file such reports), and (2) has been subject to such filing requirements for
the past 90 days. Yes þ No ¨
Indicate
by check mark whether the registrant has submitted electronically and posted on
its corporate Web site, if any, every Interactive Data File required to be
submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this
chapter) during the preceding 12 months (or for such shorter period that the
registrant was required to submit and post such files). Yes þ No ¨
Indicate
by check mark whether the registrant is a large accelerated filer, an
accelerated filer, a non-accelerated filer, or a smaller reporting company. See
the definitions of “large accelerated filer,” “accelerated filer” and “smaller
reporting company” in Rule 12b-2 of the Exchange Act. (Check one):
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Large
accelerated filer þ
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Accelerated
filer ¨
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Non-accelerated
filer ¨
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Smaller
reporting company ¨
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Indicate
by check mark whether the registrant is a shell company (as defined in Rule
12b-2 of the Exchange Act). Yes ¨ No þ
There
were 10,647,495,000 shares of common stock with a par value of $0.06 per share
outstanding at September 25, 2009.
(1)
Explanatory
Note
This
amendment (Form 10-Q/A) is being filed for the sole purpose of furnishing an
amended Interactive Data File on Exhibit 101, originally filed with our Form
10-Q for the period ended September 30, 2009, which was filed on November 2,
2009. The Interactive Data File furnished in the Form 10-Q as originally filed
contained an error in the number of common shares outstanding on the entity
information page and errors in a table in the Investment Securities note (Note
3) to the condensed, consolidated financial statements caused by technical
transmission failures.
No other
changes have been made to the Form 10-Q. This Form 10-Q/A does not reflect
events that may have occurred subsequent to the original filing date, and does
not modify or update any related disclosures made in the Form 10-Q.
Pursuant
to Rule 406T of Regulation S-T, the Interactive Data Files on Exhibit 101 hereto
are deemed not filed or part of a registration statement or prospectus for
purposes of Sections 11 or 12 of the Securities Act of 1933, as amended, are
deemed not filed for purposes of Section 18 of the Securities and Exchange Act
of 1934, as amended, and otherwise are not subject to liability under those
sections.
(2)
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Exhibit
10
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Amended
and Restated Income Maintenance Agreement, dated October 29, 2009, between
the Registrant and General Electric Capital Corporation (Incorporated by
reference to Exhibit 10 to General Electric Capital Corporation’s
Quarterly Report on Form 10-Q for the fiscal quarter ended September 30,
2009 (File No. 001-06461)).(1)
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Exhibit
11
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Computation
of Per Share Earnings*.(1)
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Exhibit
12(a)
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Computation
of Ratio of Earnings to Fixed Charges.(1)
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Exhibit
12(b)
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Computation
of Ratio of Earnings to Combined Fixed Charges and Preferred Stock
Dividends.(1)
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Exhibit
31(a)
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Certification
Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange
Act of 1934, as Amended.(1)
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Exhibit
31(b)
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Certification
Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange
Act of 1934, as Amended.(1)
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Exhibit
32
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Certification
Pursuant to 18 U.S.C. Section 1350.(1)
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Exhibit
99(a)
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Financial
Measures That Supplement Generally Accepted Accounting
Principles.(1)
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Exhibit
99(b)
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Computation
of Ratio of Earnings to Fixed Charges (Incorporated by reference to
Exhibit 12 to General Electric Capital Corporation’s Quarterly Report on
Form 10-Q for the fiscal quarter ended September 30, 2009 (File No.
001-06461)).(1)
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Exhibit
101
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The
following materials from General Electric Company’s Quarterly Report on
Form 10-Q for the quarter ended September 30, 2009, formatted in XBRL
(eXtensible Business Reporting Language): (i) the Condensed Statement of
Earnings for the three and nine months ended September 30, 2009 and 2008,
(ii) the Condensed Statement of Financial Position at September 30, 2009
and December 31, 2008, (iii) the Condensed Statement of Cash Flows for the
nine months ended September 30, 2009 and 2008, (iv) the Summary of
Operating Segments, tagged as block text, and (v) the Notes to condensed,
Consolidated Financial Statements, tagged as blocks of
text**.
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| (1) | Filed or incorporated by reference in General Electric Company's Form 10-Q filed on November 2, 2009. | |
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*
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Data
required by Financial Accounting Standards Board Accounting Standards
Codification 260, Earnings Per Share, is
provided in Note 13 to the condensed, consolidated financial
statements in this Report.
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**
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Pursuant
to Rule 406T of Regulation S-T, the Interactive Data Files on Exhibit 101
hereto are deemed not filed or part of a registration statement or
prospectus for purposes of Sections 11 or 12 of the Securities Act of
1933, as amended, are deemed not filed for purposes of Section 18 of the
Securities and Exchange Act of 1934, as amended, and otherwise are not
subject to liability under those sections.
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(3)
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has
duly caused this report to be signed on its behalf by the undersigned thereunto
duly authorized.
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General
Electric Company
(Registrant)
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November
6, 2009
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/s/
Jamie S. Miller
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Date
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Jamie
S. Miller
Vice
President and Controller
Duly
Authorized Officer and Principal Accounting Officer
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(4)