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EX-99.1 - EX-99.1 - BAXANO SURGICAL, INC.g21033exv99w1.htm
EX-99.2 - EX-99.2 - BAXANO SURGICAL, INC.g21033exv99w2.htm
 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): October 29, 2009
TRANS1 INC.
(Exact name of registrant as specified in its charter)
         
Delaware   001-33744   33-0909022
(State or other jurisdiction of   (Commission File Number)   (IRS Employer Identification No.)
incorporation)        
411 Landmark Drive
Wilmington, NC 28412-6303

(Address of principal executive offices)
(Zip Code)
(910) 332-1700
(Registrant’s telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425).
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 

 


 

Item 2.02 Results of Operations and Financial Condition.
     On October 29, 2009, TranS1 Inc. (the “Company”) issued a press release to report its financial results for the third fiscal quarter ended September 30, 2009. The release is furnished herewith as Exhibit 99.1 and incorporated herein by this reference.
     Also on October 29, 2009, following the issuance of the press release referred to above, the Company conducted a conference call to discuss its financial results for the third fiscal quarter ended September 30, 2009. A copy of the transcript of the conference call is furnished herewith as Exhibit 99.2 and incorporated herein by this reference.
     The information in this Current Report on Form 8-K, including Exhibits 99.1 and 99.2, are being furnished pursuant to Item 2.02 and shall not be deemed “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liability of that section, nor shall they be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, except as shall be expressly set forth by specific reference in such a filing.
Item 9.01 Financial Statements and Exhibits.
     (d) Exhibits.
     
Exhibit Number   Description
99.1
  Press release, dated October 29, 2009.
 
   
99.2
  Conference call transcript, dated October 29, 2009.

 


 

Signatures
     Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
         
  TRANS1 INC.
 
 
November 3, 2009  By:   /s/ Michael Luetkemeyer    
    Michael Luetkemeyer   
    Chief Financial Officer   

 


 

         
EXHIBIT INDEX
     
Exhibit Number   Description
99.1
  Press release, dated October 29, 2009.
 
   
99.2
  Conference call transcript, dated October 29, 2009.