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EX-99.1 - EX-99.1 - BPZ RESOURCES, INC.a09-32167_1ex99d1.htm

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 


 

FORM 8-K

 


 

CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (Date of earliest event reported) October 19, 2009

 


 

BPZ Resources, Inc.

(Exact name of registrant as specified in its charter)

 


 

Texas

 

001-12697

 

33-0502730

(State or Other Jurisdiction of

 

(Commission File Number)

 

(I.R.S. Employer Identification No.)

Incorporation)

 

 

 

 

 

580 Westlake Park Blvd., Suite 525

Houston, Texas 77079

(Address of Principal Executive Offices)

 

(281) 556-6200

(Registrant’s Telephone Number, Including Area Code)

 

N/A

(Former Name or Former Address, if Changed Since Last Report)

 


 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

o    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o    Soliciting material pursuant to Rule 14a-12 under the exchange Act (17 CFR 240.14a-12)

 

o    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 



 

Item 3.01               Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.

 

On October 19, 2009, BPZ Resources, Inc. (the “Company”) provided written notice to the NYSE Amex that the Company intends to transfer its listing to the New York Stock Exchange (“NYSE”) and, as such, the Company will voluntarily cease trading on the NYSE Amex, with its last day of trading on the NYSE Amex to be October 23, 2009.  The Company’s common stock, no par value per share, has been approved for listing on the NYSE and is expected to commence trading on or about October 26, 2009 under the Company’s current stock symbol “BPZ”.

 

A copy of the Company’s press release is attached hereto as Exhibit 99.1 and is incorporated herein by reference.

 

Item 9.01               Financial Statements and Exhibits.

 

(d)           Exhibits.

 

Exhibit No.

 

Description

 

 

 

Exhibit 99.1

 

BPZ Resources, Inc. Press Release, dated October 20, 2009, and furnished with this report

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

BPZ RESOURCES, INC.

 

 

(Registrant)

 

 

 

Dated: October 23, 2009

 

By:

/s/ Heath W. Cleaver

 

 

Name:

Heath W. Cleaver

 

 

Title:

Vice President — Chief Accounting Officer

 

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INDEX TO EXHIBITS

 

Exhibit No.

 

Description

 

 

 

Exhibit 99.1

 

BPZ Resources, Inc. Press Release, dated October 20, 2009, and furnished with this report

 

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