Attached files
| file | filename |
|---|---|
| 10-Q - 10-Q - ZENITH NATIONAL INSURANCE CORP | a09-30794_110q.htm |
| EX-32 - EX-32 - ZENITH NATIONAL INSURANCE CORP | a09-30794_1ex32.htm |
| EX-31.2 - EX-31.2 - ZENITH NATIONAL INSURANCE CORP | a09-30794_1ex31d2.htm |
| EX-10.2 - EX-10.2 - ZENITH NATIONAL INSURANCE CORP | a09-30794_1ex10d2.htm |
| EX-10.1 - EX-10.1 - ZENITH NATIONAL INSURANCE CORP | a09-30794_1ex10d1.htm |
| EX-31.1 - EX-31.1 - ZENITH NATIONAL INSURANCE CORP | a09-30794_1ex31d1.htm |
Exhibit 99.1
ZENITH NATIONAL INSURANCE CORP AND SUBSIDIARIES
Available-For-Sale Investment Portfolio
September 30, 2009
(in thousands)
|
CUSIP |
|
Description |
|
Cost
or |
|
Fair |
|
Par
Value/ |
|
|||
|
|
|
|
|
|
|
|
|
|
|
|||
|
Corporate Debt |
|
|
|
|
|
|
|
|
|
|||
|
88579EAB1 |
|
3M CO |
|
$ |
3,000 |
|
$ |
3,013 |
|
$ |
3,000 |
|
|
008685AC3 |
|
AHOLD FINANCE USA INC |
|
4,006 |
|
4,140 |
|
3,960 |
|
|||
|
013716AR6 |
|
ALCAN ALUMINUM LTD |
|
4,830 |
|
5,188 |
|
5,000 |
|
|||
|
013817AF8 |
|
ALCOA INC |
|
6,112 |
|
6,280 |
|
6,000 |
|
|||
|
017363AD4 |
|
ALLEGHENY ENERGY SUPPLY |
|
5,166 |
|
5,297 |
|
5,000 |
|
|||
|
017363AE2 |
|
ALLEGHENY ENERGY SUPPLY |
|
4,178 |
|
4,406 |
|
4,000 |
|
|||
|
020002AR2 |
|
ALLSTATE CORPORATION |
|
10,005 |
|
10,541 |
|
10,000 |
|
|||
|
02003MBQ6 |
|
ALLSTATE LIFE GL FN TRST |
|
1,999 |
|
2,129 |
|
2,000 |
|
|||
|
023551AE4 |
|
AMERADA HESS CORP |
|
5,000 |
|
5,000 |
|
5,000 |
|
|||
|
023608AE2 |
|
AMEREN CORPORATION |
|
1,991 |
|
2,248 |
|
2,000 |
|
|||
|
024937AA2 |
|
AMERICAN CAPITAL LTD |
|
3,830 |
|
3,306 |
|
4,000 |
|
|||
|
026074AA2 |
|
AMERICAN FINANCIAL GROUP |
|
10,000 |
|
10,985 |
|
10,000 |
|
|||
|
025932203 |
|
AMERICAN FINANCIAL GROUP |
|
6,501 |
|
6,119 |
|
6,875 |
|
|||
|
02635PRT2 |
|
AMERICAN GENERAL FINANCE |
|
4,580 |
|
3,864 |
|
5,000 |
|
|||
|
02687QBE7 |
|
AMERICAN INTERNATIONAL GROUP |
|
10,051 |
|
9,251 |
|
10,000 |
|
|||
|
026874AT4 |
|
AMERICAN INTERNATIONAL GROUP |
|
14,471 |
|
12,492 |
|
15,000 |
|
|||
|
031162AN0 |
|
AMGEN INC |
|
1,897 |
|
1,995 |
|
2,000 |
|
|||
|
031162AJ9 |
|
AMGEN INC |
|
9,746 |
|
10,819 |
|
10,000 |
|
|||
|
032479AC1 |
|
ANADARKO FINANCE CO |
|
1,030 |
|
1,063 |
|
1,000 |
|
|||
|
032511AU1 |
|
ANADARKO PETROLEUM CORP |
|
2,002 |
|
2,055 |
|
2,000 |
|
|||
|
00184AAB1 |
|
AOL TIME WARNER |
|
7,348 |
|
8,016 |
|
7,500 |
|
|||
|
00184AAF2 |
|
AOL TIME WARNER |
|
3,111 |
|
3,302 |
|
3,000 |
|
|||
|
037389AS2 |
|
AON CORPORATION |
|
8,280 |
|
8,494 |
|
8,000 |
|
|||
|
037411AQ8 |
|
APACHE CORP |
|
2,054 |
|
2,205 |
|
2,000 |
|
|||
|
046353AC2 |
|
ASTRAZENECA PLC |
|
5,160 |
|
5,480 |
|
5,000 |
|
|||
|
00206RAF9 |
|
AT&T INC |
|
5,336 |
|
5,331 |
|
5,000 |
|
|||
|
054303AM4 |
|
AVON PRODUCTS INC |
|
2,002 |
|
2,013 |
|
2,000 |
|
|||
|
054303AS1 |
|
AVON PRODUCTS INC |
|
5,740 |
|
5,963 |
|
5,750 |
|
|||
|
064057BA9 |
|
BANK OF NEW YORK CO INC. |
|
1,028 |
|
1,098 |
|
1,000 |
|
|||
|
06406HBJ7 |
|
BANK OF NEW YORK MELLON |
|
3,175 |
|
3,194 |
|
3,000 |
|
|||
|
073902CE6 |
|
BEAR STEARNS COMPANIES |
|
5,103 |
|
5,169 |
|
5,000 |
|
|||
|
079860AJ1 |
|
BELLSOUTH CORP |
|
1,002 |
|
1,066 |
|
1,000 |
|
|||
|
084423AK8 |
|
BERKLEY (WR) CORP |
|
1,536 |
|
1,561 |
|
1,550 |
|
|||
|
084423AJ1 |
|
BERKLEY (WR) CORP |
|
7,961 |
|
8,154 |
|
8,204 |
|
|||
|
084664BD2 |
|
BERKSHIRE HATHAWAY FINANCE |
|
5,136 |
|
5,297 |
|
5,000 |
|
|||
|
055451AD0 |
|
BHP BILLITON FIN USA LTD |
|
1,008 |
|
1,079 |
|
1,000 |
|
|||
|
055451AG3 |
|
BHP BILLITON FIN USA LTD |
|
5,050 |
|
5,526 |
|
5,000 |
|
|||
|
10112RAF1 |
|
BOSTON PROPERTIES LP |
|
854 |
|
1,064 |
|
1,050 |
|
|||
|
05565QBF4 |
|
BP CAPITAL MARKETS PLC |
|
8,473 |
|
8,763 |
|
8,000 |
|
|||
|
054937AD9 |
|
BRANCH BANKING & TRUST |
|
2,455 |
|
2,607 |
|
2,500 |
|
|||
|
134429AM1 |
|
CAMPBELL SOUP CO |
|
5,659 |
|
5,902 |
|
5,500 |
|
|||
|
134429AR0 |
|
CAMPBELL SOUP CO |
|
4,516 |
|
4,909 |
|
4,500 |
|
|||
|
14170TAC5 |
|
CAREFUSION CORP |
|
1,352 |
|
1,350 |
|
1,315 |
|
|||
|
14912L2W0 |
|
CATERPILLAR FINANCIAL SERVICES |
|
742 |
|
766 |
|
740 |
|
|||
|
149123BP5 |
|
CATERPILLAR INC |
|
2,999 |
|
3,444 |
|
3,000 |
|
|||
|
CUSIP |
|
Description |
|
Cost
or |
|
Fair |
|
Par
Value/ |
|
|
166754AC5 |
|
CHEVRON PHILLIPS |
|
5,148 |
|
5,316 |
|
5,000 |
|
|
171232AF8 |
|
CHUBB CORP |
|
5,031 |
|
5,394 |
|
5,000 |
|
|
172967CQ2 |
|
CITIGROUP INC |
|
9,633 |
|
9,516 |
|
10,000 |
|
|
12572QAA3 |
|
CME GROUP INC |
|
7,176 |
|
7,567 |
|
7,000 |
|
|
12572QAD7 |
|
CME GROUP INC |
|
999 |
|
1,094 |
|
1,000 |
|
|
191216AL4 |
|
COCA-COLA COMPANY |
|
5,164 |
|
5,182 |
|
5,000 |
|
|
19416QDB3 |
|
COLGATE PALMOLIVE CO. |
|
2,000 |
|
2,186 |
|
2,000 |
|
|
205887BA9 |
|
CONAGRA INC |
|
218 |
|
230 |
|
211 |
|
|
20825RAB7 |
|
CONOCOPHIL AU |
|
4,877 |
|
5,430 |
|
5,000 |
|
|
20825CAM6 |
|
CONOCOPHILLIPS |
|
5,279 |
|
5,277 |
|
5,000 |
|
|
20825VAA0 |
|
CONOCOPHILLIPS CANADA |
|
5,418 |
|
5,837 |
|
5,400 |
|
|
209111DZ3 |
|
CONSOLIDATED EDISON |
|
4,072 |
|
4,336 |
|
4,000 |
|
|
209111EC3 |
|
CONSOLIDATED EDISON |
|
4,813 |
|
5,109 |
|
5,000 |
|
|
209615BX0 |
|
CONSOLIDATED NATURAL GAS |
|
10,233 |
|
10,782 |
|
10,000 |
|
|
21701RAB4 |
|
COORS BREWING CO |
|
424 |
|
449 |
|
411 |
|
|
224044BE6 |
|
COX COMMUNICATIONS INC |
|
2,032 |
|
2,231 |
|
2,000 |
|
|
126650BD1 |
|
CVS CORP |
|
5,009 |
|
5,346 |
|
5,000 |
|
|
23331AAT6 |
|
D.R. HORTON INC |
|
1,960 |
|
1,930 |
|
2,000 |
|
|
23383FBU8 |
|
DAIMLER FINANCE NA LLC |
|
2,039 |
|
2,101 |
|
2,000 |
|
|
25179SAC4 |
|
DEVON FINANCING CORP ULC |
|
4,118 |
|
4,352 |
|
4,000 |
|
|
254687AV8 |
|
DISNEY (WALT) CO |
|
8,461 |
|
9,170 |
|
8,500 |
|
|
260003AE8 |
|
DOVER CORP |
|
2,947 |
|
3,220 |
|
3,000 |
|
|
26054CAD5 |
|
DOW CAPITAL BV |
|
4,094 |
|
4,080 |
|
4,000 |
|
|
260543BF9 |
|
DOW CHEMICAL CO |
|
5,897 |
|
6,089 |
|
5,700 |
|
|
263534BM0 |
|
DU PONT (E I) DE NEMOURS |
|
4,973 |
|
5,109 |
|
5,000 |
|
|
263534BU2 |
|
DU PONT (E I) DE NEMOURS |
|
5,812 |
|
5,842 |
|
5,363 |
|
|
278058DF6 |
|
EATON CORP |
|
5,276 |
|
5,301 |
|
5,000 |
|
|
291011AT1 |
|
EMERSON ELECTRIC CO |
|
739 |
|
802 |
|
750 |
|
|
291011AP9 |
|
EMERSON ELECTRIC CO |
|
8,258 |
|
8,881 |
|
8,000 |
|
|
518439AA2 |
|
ESTEE LAUDER COMPANIES |
|
2,054 |
|
2,138 |
|
2,000 |
|
|
303901AN2 |
|
FAIRFAX FINANCIAL HLDGS |
|
23,090 |
|
23,163 |
|
23,250 |
|
|
303901AC6 |
|
FAIRFAX FINANCIAL HLDGS |
|
8,169 |
|
8,320 |
|
8,457 |
|
|
303901AP7 |
|
FAIRFAX FINANCIAL HLDGS |
|
6,698 |
|
6,860 |
|
7,000 |
|
|
31331FAN1 |
|
FEDERAL EXPRESS |
|
7,575 |
|
7,569 |
|
7,569 |
|
|
31331FAQ4 |
|
FEDERAL EXPRESS |
|
3,192 |
|
3,351 |
|
3,103 |
|
|
5526E2AC3 |
|
FIA CREDIT SERVICES NA |
|
5,285 |
|
5,403 |
|
5,000 |
|
|
361448AH6 |
|
GATX CORP |
|
1,999 |
|
2,012 |
|
2,000 |
|
|
361477AA0 |
|
GATX CORP |
|
3,865 |
|
4,449 |
|
3,865 |
|
|
361448AG8 |
|
GATX CORP |
|
2,972 |
|
3,376 |
|
3,000 |
|
|
369550AK4 |
|
GENERAL DYNAMICS CORP |
|
8,611 |
|
9,267 |
|
8,750 |
|
|
36962GY24 |
|
GENERAL ELECTRIC CAPITAL CORP |
|
1,851 |
|
1,856 |
|
1,860 |
|
|
36962G2S2 |
|
GENERAL ELECTRIC CAPITAL CORP |
|
4,913 |
|
5,168 |
|
5,000 |
|
|
36962GWB6 |
|
GENERAL ELECTRIC CAPITAL CORP |
|
3,116 |
|
3,165 |
|
3,000 |
|
|
369604AY9 |
|
GENERAL ELECTRIC CO |
|
5,301 |
|
5,275 |
|
5,000 |
|
|
37033LFW1 |
|
GENERAL MILLS INC |
|
5,219 |
|
5,542 |
|
5,000 |
|
|
37047RAJ6 |
|
GENERAL NUTRITION CENTER |
|
850 |
|
1,173 |
|
1,325 |
|
|
CUSIP |
|
Description |
|
Cost
or |
|
Fair |
|
Par
Value/ |
|
|
38143UAW1 |
|
GOLDMAN SACHS GROUP INC |
|
10,376 |
|
10,526 |
|
10,000 |
|
|
406216AR2 |
|
HALLIBURTON CO |
|
1,008 |
|
1,042 |
|
1,000 |
|
|
4128A0AB9 |
|
HARLEY DAVIDSON |
|
3,536 |
|
3,677 |
|
3,700 |
|
|
41283DAA1 |
|
HARLEY DAVIDSON FUNDING |
|
6,201 |
|
6,993 |
|
7,000 |
|
|
416515AR5 |
|
HARTFORD FINANCIAL SVCS GRP |
|
4,910 |
|
4,660 |
|
5,000 |
|
|
42217JBE8 |
|
HCP INC |
|
6,906 |
|
6,888 |
|
6,850 |
|
|
43502@AA9 |
|
HOLDINGS GAMING BORROWER, L.P. |
|
9,517 |
|
9,517 |
|
10,000 |
|
|
437076AM4 |
|
HOME DEPOT INC |
|
14,961 |
|
15,432 |
|
15,000 |
|
|
437076AN2 |
|
HOME DEPOT INC |
|
2,029 |
|
2,078 |
|
2,000 |
|
|
438516AN6 |
|
HONEYWELL INTERNATIONAL INC |
|
5,126 |
|
5,456 |
|
5,000 |
|
|
448055AE3 |
|
HUSKY ENERGY INC |
|
499 |
|
539 |
|
500 |
|
|
459200DU2 |
|
IBM CORP |
|
7,055 |
|
7,379 |
|
7,000 |
|
|
459200AL5 |
|
IBM CORP |
|
10,069 |
|
10,697 |
|
9,200 |
|
|
459200GN5 |
|
IBM CORP |
|
4,985 |
|
5,700 |
|
5,000 |
|
|
44924EAB6 |
|
IBM INTERNATIONAL GROUP CAP |
|
3,032 |
|
3,265 |
|
3,000 |
|
|
452308AH2 |
|
ILLINOIS TOOL WORKS |
|
2,006 |
|
2,148 |
|
2,000 |
|
|
45665QAC7 |
|
INFINITY PROPERTY & CASUALTY |
|
4,937 |
|
4,493 |
|
5,000 |
|
|
456866AS1 |
|
INGERSOLL RAND PLC |
|
5,711 |
|
5,786 |
|
5,750 |
|
|
460146BU6 |
|
INTERNATIONAL PAPER CO |
|
5,967 |
|
6,077 |
|
6,000 |
|
|
450679BW4 |
|
ITT CORP |
|
998 |
|
1,043 |
|
1,000 |
|
|
24422EQP7 |
|
JOHN DEERE CAPITAL CORP |
|
3,000 |
|
3,005 |
|
3,000 |
|
|
244217BG9 |
|
JOHN DEERE CAPITAL CORP |
|
5,212 |
|
5,579 |
|
5,000 |
|
|
24422EQW2 |
|
JOHN DEERE CAPITAL CORP |
|
5,987 |
|
6,488 |
|
6,000 |
|
|
24422EQM4 |
|
JOHN DEERE CAPITAL CORP |
|
956 |
|
1,081 |
|
1,000 |
|
|
244217BK0 |
|
JOHN DEERE CAPITAL CORP |
|
4,947 |
|
5,412 |
|
5,000 |
|
|
478366AQ0 |
|
JOHNSON CONTROLS INC |
|
5,870 |
|
6,230 |
|
6,000 |
|
|
478366AM9 |
|
JOHNSON CONTROLS INC |
|
5,901 |
|
6,111 |
|
6,000 |
|
|
46625HGG9 |
|
JPMORGAN CHASE & CO |
|
5,228 |
|
5,304 |
|
5,000 |
|
|
46625HAT7 |
|
JPMORGAN CHASE & CO |
|
5,376 |
|
5,337 |
|
5,000 |
|
|
46625HAX8 |
|
JPMORGAN CHASE & CO |
|
4,877 |
|
5,088 |
|
5,000 |
|
|
48666KAM1 |
|
KB HOME |
|
4,902 |
|
4,775 |
|
5,000 |
|
|
487836AS7 |
|
KELLOGG CO |
|
2,047 |
|
2,144 |
|
2,000 |
|
|
487836AZ1 |
|
KELLOGG CO |
|
5,008 |
|
5,428 |
|
5,000 |
|
|
494550AR7 |
|
KINDER MORGAN ENERGY PARTNERS |
|
2,748 |
|
2,875 |
|
2,750 |
|
|
49926AAA3 |
|
KNOWLEDGE LEARNING CENTER |
|
8,943 |
|
8,550 |
|
9,000 |
|
|
50075NAM6 |
|
KRAFT FOODS INC |
|
999 |
|
1,003 |
|
1,000 |
|
|
50075NAH7 |
|
KRAFT FOODS INC |
|
5,132 |
|
5,437 |
|
5,000 |
|
|
50075NAQ7 |
|
KRAFT FOODS INC |
|
5,042 |
|
5,363 |
|
5,000 |
|
|
501044BX8 |
|
KROGER CO |
|
3,024 |
|
3,066 |
|
3,000 |
|
|
527288AS3 |
|
LEUCADIA NATIONAL CORP |
|
7,015 |
|
7,079 |
|
7,000 |
|
|
527288BD5 |
|
LEUCADIA NATIONAL CORP |
|
4,990 |
|
5,100 |
|
5,000 |
|
|
55608JAA6 |
|
MACQUARIE GROUP LTD |
|
1,996 |
|
2,136 |
|
2,000 |
|
|
570535AH7 |
|
MARKEL CORP |
|
6,989 |
|
7,261 |
|
7,000 |
|
|
571748AN2 |
|
MARSH & MCLENNAN COMPANY |
|
6,449 |
|
6,531 |
|
6,400 |
|
|
55259PAC0 |
|
MARSHALL & ILSLEY BANK |
|
3,484 |
|
3,101 |
|
3,500 |
|
|
57629WBH2 |
|
MASSMUTUAL GLOBAL FUNDING |
|
999 |
|
1,030 |
|
1,000 |
|
|
CUSIP |
|
Description |
|
Cost
or |
|
Fair |
|
Par
Value/ |
|
|
58013MDU5 |
|
MCDONALD’S CORP |
|
4,862 |
|
5,240 |
|
5,000 |
|
|
589331AH0 |
|
MERCK & CO INC |
|
5,185 |
|
5,223 |
|
5,000 |
|
|
59018YJ36 |
|
MERRILL LYNCH & CO |
|
17,312 |
|
18,130 |
|
17,000 |
|
|
590188JF6 |
|
MERRILL LYNCH & CO INC |
|
13,722 |
|
13,111 |
|
13,000 |
|
|
59217EAR5 |
|
MET LIFE GLOBAL FUNDING |
|
9,886 |
|
9,987 |
|
10,000 |
|
|
59217EAU8 |
|
MET LIFE GLOBAL FUNDING |
|
4,995 |
|
5,102 |
|
5,000 |
|
|
59217EBD5 |
|
MET LIFE GLOBAL FUNDING |
|
10,035 |
|
10,497 |
|
10,000 |
|
|
552953AG6 |
|
MGM GRAND INC |
|
5,319 |
|
7,065 |
|
9,000 |
|
|
617446C23 |
|
MORGAN STANLEY |
|
4,862 |
|
5,007 |
|
5,000 |
|
|
626717AB8 |
|
MURPHY OIL CORP |
|
5,864 |
|
6,060 |
|
5,700 |
|
|
636180BJ9 |
|
NATIONAL FUEL GAS CO |
|
998 |
|
1,193 |
|
1,000 |
|
|
638612AG6 |
|
NATIONWIDE FINANCIAL SERVICES |
|
3,941 |
|
3,660 |
|
4,000 |
|
|
63866EBF6 |
|
NATIONWIDE LIFE GBL FUND |
|
3,922 |
|
3,985 |
|
4,000 |
|
|
64952WAJ2 |
|
NEW YORK LIFE GLOBAL FDG |
|
10,069 |
|
10,712 |
|
10,000 |
|
|
64953BAP3 |
|
NEW YORK LIFE GLOBAL FDG |
|
4,993 |
|
5,264 |
|
5,000 |
|
|
652482BG4 |
|
NEWS AMERICA INC |
|
5,402 |
|
5,382 |
|
5,000 |
|
|
65473QAJ2 |
|
NISOURCE FINANCE CORP |
|
4,160 |
|
4,208 |
|
4,000 |
|
|
665859AJ3 |
|
NORTHERN TRUST CORP |
|
1,994 |
|
2,192 |
|
2,000 |
|
|
674599BV6 |
|
OCCIDENTAL PETROLEUM CORP |
|
13,018 |
|
13,770 |
|
12,440 |
|
|
67612WAC2 |
|
ODYSSEY RE HOLDINGS CORP |
|
6,149 |
|
6,514 |
|
6,250 |
|
|
677415CK5 |
|
OHIO POWER COMPANY |
|
4,545 |
|
4,651 |
|
4,500 |
|
|
68268NAA1 |
|
ONEOK PARTNERS LP |
|
4,029 |
|
4,214 |
|
4,000 |
|
|
68402LAE4 |
|
ORACLE CORP |
|
5,115 |
|
5,229 |
|
5,000 |
|
|
694308GD3 |
|
PACIFIC GAS & ELECTRIC |
|
6,057 |
|
6,399 |
|
6,000 |
|
|
701094AG9 |
|
PARKER-HANNIFIN CORP |
|
598 |
|
626 |
|
600 |
|
|
704549AC8 |
|
PEABODY ENERGY CORP |
|
5,912 |
|
6,060 |
|
6,000 |
|
|
10138MAF2 |
|
PEPSI BOTTLING GROUP INC |
|
4,926 |
|
5,420 |
|
5,000 |
|
|
713448BK3 |
|
PEPSICO INC |
|
5,189 |
|
5,206 |
|
5,000 |
|
|
717081CZ4 |
|
PFIZER INC |
|
8,129 |
|
8,498 |
|
8,000 |
|
|
718172AB5 |
|
PHILIP MORRIS INTERNATIONAL |
|
7,367 |
|
7,437 |
|
7,000 |
|
|
72447WAN9 |
|
PITNEY BOWES INC |
|
9,730 |
|
10,258 |
|
10,000 |
|
|
73755LAE7 |
|
POTASH CORP-SASKATCHEWAN |
|
2,993 |
|
3,246 |
|
3,000 |
|
|
737628AC1 |
|
POTLATCH CORP |
|
2,706 |
|
2,704 |
|
2,700 |
|
|
74005PAJ3 |
|
PRAXAIR INC |
|
718 |
|
770 |
|
695 |
|
|
74005PAL8 |
|
PRAXAIR INC |
|
1,437 |
|
1,566 |
|
1,500 |
|
|
74005PAS3 |
|
PRAXAIR INC |
|
9,971 |
|
10,595 |
|
10,000 |
|
|
74047PAR5 |
|
PREMCOR REFINING GROUP |
|
2,046 |
|
1,964 |
|
2,000 |
|
|
74254PLA8 |
|
PRINCIPAL LIFE INC FDG |
|
2,940 |
|
2,993 |
|
2,950 |
|
|
742718DL0 |
|
PROCTER & GAMBLE CO |
|
9,671 |
|
9,669 |
|
9,000 |
|
|
74432QAP0 |
|
PRUDENTIAL FINANCIAL INC |
|
1,544 |
|
1,768 |
|
1,700 |
|
|
74438GAE1 |
|
PRUDENTIAL HOLDINGS, LLC |
|
10,039 |
|
10,440 |
|
10,000 |
|
|
771196AQ5 |
|
ROCHE HOLDINGS INC |
|
11,980 |
|
12,973 |
|
12,000 |
|
|
786514BL2 |
|
SAFEWAY INC |
|
5,579 |
|
5,738 |
|
5,555 |
|
|
803111AK9 |
|
SARA LEE CORP |
|
7,159 |
|
7,557 |
|
7,000 |
|
|
78387GAH6 |
|
SBC COMMUNICATIONS INC |
|
5,028 |
|
5,424 |
|
5,000 |
|
|
816851AB5 |
|
SEMPRA ENERGY |
|
5,055 |
|
5,141 |
|
5,000 |
|
|
CUSIP |
|
Description |
|
Cost
or |
|
Fair |
|
Par
Value/ |
|
|
816851AN9 |
|
SEMPRA ENERGY |
|
998 |
|
1,105 |
|
1,000 |
|
|
828807AW7 |
|
SIMON PROPERTY GROUP INC |
|
5,080 |
|
5,110 |
|
5,000 |
|
|
828807BE6 |
|
SIMON PROPERTY GROUP LP |
|
4,832 |
|
5,119 |
|
5,000 |
|
|
828807BX4 |
|
SIMON PROPERTY GROUP LP |
|
4,359 |
|
5,156 |
|
5,000 |
|
|
828807BM8 |
|
SIMON PROPERTY GROUP LP |
|
4,632 |
|
4,983 |
|
5,000 |
|
|
842434CE0 |
|
SOUTHERN CAL GAS |
|
9,919 |
|
10,322 |
|
10,000 |
|
|
843646AC4 |
|
SOUTHERN POWER CO |
|
3,072 |
|
3,284 |
|
3,000 |
|
|
852061AE0 |
|
SPRINT NEXTEL CORP |
|
4,000 |
|
3,885 |
|
4,000 |
|
|
854616AK5 |
|
STANLEY WORKS |
|
4,969 |
|
5,345 |
|
5,000 |
|
|
855030AH5 |
|
STAPLES INC |
|
1,040 |
|
1,093 |
|
1,000 |
|
|
855030AJ1 |
|
STAPLES INC |
|
5,108 |
|
5,946 |
|
4,950 |
|
|
85744NAA9 |
|
STATE STREET CORP |
|
7,975 |
|
8,267 |
|
8,000 |
|
|
86764PAE9 |
|
SUNOCO INC |
|
3,077 |
|
3,564 |
|
3,000 |
|
|
87612EAM8 |
|
TARGET CORP |
|
4,161 |
|
4,180 |
|
4,000 |
|
|
88319QL27 |
|
TEXTRON FINANCIAL CORP |
|
3,988 |
|
3,930 |
|
4,000 |
|
|
883203BJ9 |
|
TEXTRON INC |
|
3,982 |
|
4,007 |
|
4,000 |
|
|
88732JAR9 |
|
TIME WARNER CABLE INC |
|
1,992 |
|
2,294 |
|
2,000 |
|
|
88731EAF7 |
|
TIME WARNER ENTERTAINMENT |
|
11,358 |
|
11,995 |
|
10,000 |
|
|
893521AA2 |
|
TRANSATLANTIC HOLDINGS |
|
3,214 |
|
4,506 |
|
5,000 |
|
|
8941A0AB1 |
|
TRAVELERS LIFE |
|
4,196 |
|
4,346 |
|
4,250 |
|
|
907818CN6 |
|
UNION PACIFIC CORP |
|
2,050 |
|
2,154 |
|
2,000 |
|
|
913017BD0 |
|
UNITED TECHNOLOGIES CORP |
|
510 |
|
532 |
|
500 |
|
|
913017BF5 |
|
UNITED TECHNOLOGIES CORP |
|
5,336 |
|
5,771 |
|
5,200 |
|
|
91324PBH4 |
|
UNITEDHEALTH GROUP INC |
|
1,970 |
|
2,079 |
|
2,000 |
|
|
91324PAE2 |
|
UNITEDHEALTH GROUP INC |
|
4,906 |
|
5,195 |
|
5,000 |
|
|
91159HGR5 |
|
US BANCORP |
|
10,045 |
|
10,450 |
|
10,000 |
|
|
90331HKP7 |
|
US BANK NA |
|
5,157 |
|
5,364 |
|
5,000 |
|
|
920355AD6 |
|
VALSPAR CORP |
|
1,992 |
|
2,081 |
|
2,000 |
|
|
92343VAJ3 |
|
VERIZON COMMUNICATIONS |
|
10,135 |
|
10,513 |
|
10,000 |
|
|
92344UAA3 |
|
VERIZON NEW JERSEY INC |
|
2,026 |
|
2,150 |
|
2,000 |
|
|
92345NAA8 |
|
VERIZON VIRGINIA INC |
|
12,691 |
|
13,505 |
|
13,000 |
|
|
925524BB5 |
|
VIACOM INC |
|
2,500 |
|
2,696 |
|
2,500 |
|
|
92976GAB7 |
|
WACHOVIA BANK NA |
|
4,890 |
|
5,074 |
|
5,000 |
|
|
929903AJ1 |
|
WACHOVIA CORP |
|
4,912 |
|
5,078 |
|
5,000 |
|
|
931422AD1 |
|
WALGREEN CO |
|
5,179 |
|
5,390 |
|
5,000 |
|
|
931142BV4 |
|
WAL-MART STORES INC |
|
4,074 |
|
4,168 |
|
4,000 |
|
|
931142BT9 |
|
WAL-MART STORES INC |
|
6,044 |
|
6,476 |
|
6,000 |
|
|
931142AS2 |
|
WAL-MART STORES INC |
|
2,075 |
|
2,334 |
|
2,000 |
|
|
93884PDD9 |
|
WASHINGTON GAS LIGHT |
|
3,000 |
|
3,110 |
|
3,000 |
|
|
92933DAA8 |
|
WEA FINANCE LLC |
|
4,952 |
|
5,389 |
|
5,000 |
|
|
94973VAJ6 |
|
WELLPOINT INC |
|
749 |
|
773 |
|
750 |
|
|
94973VAK3 |
|
WELLPOINT INC |
|
4,895 |
|
5,099 |
|
5,000 |
|
|
949746CL3 |
|
WELLS FARGO & COMPANY |
|
4,959 |
|
5,269 |
|
5,000 |
|
|
94975CAL1 |
|
WELLS FARGO FINANCIAL |
|
5,082 |
|
5,309 |
|
5,000 |
|
|
962166BP8 |
|
WEYERHAEUSER CO |
|
2,051 |
|
2,084 |
|
2,000 |
|
|
964152AA0 |
|
WHITE MOUNTAINS RE GROUP |
|
4,995 |
|
4,406 |
|
5,000 |
|
|
CUSIP |
|
Description |
|
Cost
or |
|
Fair |
|
Par
Value/ |
|
|||
|
96946RAA3 |
|
WILLIAM COS INC |
|
4,030 |
|
4,106 |
|
4,000 |
|
|||
|
976843BC5 |
|
WISCONSIN PUBLIC SERVICE |
|
5,021 |
|
5,329 |
|
5,000 |
|
|||
|
982526AA3 |
|
WRIGLEY (WM) JR CO |
|
8,979 |
|
9,090 |
|
12,000 |
|
|||
|
983024AA8 |
|
WYETH |
|
11,972 |
|
12,450 |
|
11,500 |
|
|||
|
983130AD7 |
|
WYNN LAS VEGAS LLC |
|
29,645 |
|
28,950 |
|
30,000 |
|
|||
|
984121BL6 |
|
XEROX CORP |
|
5,003 |
|
5,148 |
|
5,000 |
|
|||
|
984121BN2 |
|
XEROX CORP |
|
3,041 |
|
3,200 |
|
3,000 |
|
|||
|
984121BY8 |
|
XEROX CORP |
|
500 |
|
568 |
|
500 |
|
|||
|
Subtotal Corporate Debt |
|
|
|
$ |
1,215,754 |
|
$ |
1,260,675 |
|
$ |
1,218,348 |
|
|
|
|
|
|
|
|
|
|
|
|
|||
|
State and Local Government Debt |
|
|
|
|
|
|
|
|
|
|||
|
005482F66 |
|
ADAMS & ARAPAHOE CNTYS CO |
|
$ |
3,219 |
|
$ |
3,377 |
|
$ |
3,000 |
|
|
041790L61 |
|
ARLINGTON TEXAS |
|
1,057 |
|
1,128 |
|
1,000 |
|
|||
|
13034PBX4 |
|
CALIFORNIA HSG FIN AGY REV |
|
1,000 |
|
1,022 |
|
1,000 |
|
|||
|
13033WUP6 |
|
CALIFORNIA INFRASTRUCTURE |
|
1,583 |
|
1,603 |
|
1,530 |
|
|||
|
13033WTX1 |
|
CALIFORNIA INFRASTRUCTURE |
|
1,079 |
|
1,092 |
|
1,045 |
|
|||
|
13062PWZ1 |
|
CALIFORNIA STATE |
|
954 |
|
974 |
|
945 |
|
|||
|
167592QH0 |
|
CHICAGO ILL O HARE INTL ARPT |
|
968 |
|
1,017 |
|
1,000 |
|
|||
|
167664XK2 |
|
CHICAGO ILL PUB BLDG COMM REV |
|
3,178 |
|
3,402 |
|
3,000 |
|
|||
|
181108RS2 |
|
CLARK CNTY WASH PUB UTIL DIST |
|
3,157 |
|
3,345 |
|
3,000 |
|
|||
|
20772F6N5 |
|
CONNECTICUT STATE |
|
3,178 |
|
3,396 |
|
3,000 |
|
|||
|
2131833N4 |
|
COOK CNTY ILL |
|
3,231 |
|
3,365 |
|
3,000 |
|
|||
|
235416UJ1 |
|
DALLAS TEX WTRWKS & SWR S |
|
2,122 |
|
2,246 |
|
2,000 |
|
|||
|
251129J37 |
|
DETROIT MICH CITY SCH DIST |
|
1,053 |
|
1,052 |
|
1,000 |
|
|||
|
303820G81 |
|
FAIRFAX CNTY VA |
|
2,045 |
|
2,165 |
|
2,000 |
|
|||
|
403760DA6 |
|
GWINNETT CNTY GA WTR & SEW AUT |
|
3,151 |
|
3,334 |
|
3,000 |
|
|||
|
414004LG4 |
|
HARRIS CNTY TEX |
|
2,080 |
|
2,172 |
|
2,000 |
|
|||
|
4424366E6 |
|
HOUSTON TEX WTR & SWR SYS REV |
|
981 |
|
1,031 |
|
935 |
|
|||
|
4424366F3 |
|
HOUSTON TEX WTR & SWR SYS REV |
|
1,117 |
|
1,161 |
|
1,065 |
|
|||
|
4424362S9 |
|
HOUSTON TEX WTR & SWR SYS REV |
|
3,186 |
|
3,418 |
|
3,000 |
|
|||
|
452151DD2 |
|
ILLINOIS ST |
|
3,188 |
|
3,313 |
|
3,000 |
|
|||
|
452151MS9 |
|
ILLINOIS ST |
|
3,143 |
|
3,352 |
|
3,000 |
|
|||
|
495289JC5 |
|
KING CNTY WASH SWR REV |
|
2,107 |
|
2,231 |
|
2,000 |
|
|||
|
544495FN9 |
|
LOS ANGELES CALIF WTR & PWR |
|
2,076 |
|
2,247 |
|
2,000 |
|
|||
|
556547EX1 |
|
MADISON & JERSEY CNTYS ILL SD |
|
3,225 |
|
3,407 |
|
3,000 |
|
|||
|
574192SH4 |
|
MARYLAND ST |
|
2,260 |
|
2,463 |
|
2,085 |
|
|||
|
576004FA8 |
|
MASSACHUSETTS ST SPL OBLIG |
|
3,132 |
|
3,383 |
|
3,000 |
|
|||
|
576004FB6 |
|
MASSACHUSETTS ST SPL OBLIG |
|
3,203 |
|
3,413 |
|
3,000 |
|
|||
|
590536CB2 |
|
MESA ARIZ STR & HWY REV |
|
2,005 |
|
2,114 |
|
2,000 |
|
|||
|
6775183J9 |
|
OHIO STATE |
|
3,105 |
|
3,266 |
|
3,000 |
|
|||
|
696617XJ3 |
|
PALM DESERT CALIF FING AUTH |
|
4,023 |
|
4,088 |
|
3,835 |
|
|||
|
709141D36 |
|
PENNSYLVANIA ST |
|
3,173 |
|
3,349 |
|
3,000 |
|
|||
|
736688EW8 |
|
PORTLAND ORE CMNTY COLLEGE |
|
3,171 |
|
3,290 |
|
3,000 |
|
|||
|
785849SK7 |
|
SACRAMENTO CALIF CITY FING AUT |
|
1,030 |
|
1,081 |
|
1,000 |
|
|||
|
79575DLN8 |
|
SALT RIVER PROJ ARIZ AGRIC IMP |
|
3,134 |
|
3,310 |
|
3,000 |
|
|||
|
7962364F1 |
|
SAN ANTONIO TEX |
|
2,970 |
|
3,170 |
|
2,800 |
|
|||
|
CUSIP |
|
Description |
|
Cost
or |
|
Fair |
|
Par
Value/ |
|
|||
|
7962363U9 |
|
SAN ANTONIO TEX |
|
249 |
|
268 |
|
235 |
|
|||
|
796253WA6 |
|
SAN ANTONIO TEX ELEC & GAS |
|
3,156 |
|
3,431 |
|
3,000 |
|
|||
|
798153DW9 |
|
SAN JOSE CALIF FING AUTH LEASE |
|
3,097 |
|
3,189 |
|
3,000 |
|
|||
|
798147XL3 |
|
SAN JOSE CALIF REDEV AGY TAX |
|
5,208 |
|
5,369 |
|
5,000 |
|
|||
|
798147XN9 |
|
SAN JOSE CALIF REDEV AGY TAX |
|
3,744 |
|
3,807 |
|
3,525 |
|
|||
|
833085SJ3 |
|
SNOHOMISH CNTY WASH |
|
3,787 |
|
4,033 |
|
3,670 |
|
|||
|
791434TD5 |
|
ST LOUIS CNTY MO ROCKWOOD SD |
|
3,184 |
|
3,373 |
|
3,000 |
|
|||
|
930863XQ3 |
|
WAKE CNTY NORTH CAROLINA |
|
2,006 |
|
2,164 |
|
2,000 |
|
|||
|
93974AA61 |
|
WASHINGTON ST SER B |
|
2,068 |
|
2,233 |
|
2,000 |
|
|||
|
93974AXW9 |
|
WASHINGTON ST SER B |
|
2,072 |
|
2,243 |
|
2,000 |
|
|||
|
969871LM2 |
|
WILLIAMSON CNTY TENN |
|
3,143 |
|
3,304 |
|
3,000 |
|
|||
|
9770565Q9 |
|
WISCONSIN ST |
|
3,190 |
|
3,385 |
|
3,000 |
|
|||
|
Subtotal State and Local Government Debt |
|
|
|
$ |
118,188 |
|
$ |
124,576 |
|
$ |
112,670 |
|
|
|
|
|
|
|
|
|
|
|
|
|||
|
Mortgage-Backed Securities |
|
|
|
|
|
|
|
|
|
|||
|
05947U5E4 |
|
BACM |
|
$ |
9,732 |
|
$ |
10,100 |
|
$ |
12,469 |
|
|
Subtotal Mortgage-Backed Securities |
|
|
|
$ |
9,732 |
|
$ |
10,100 |
|
$ |
12,469 |
|
|
|
|
|
|
|
|
|
|
|
|
|||
|
Foreign Government Debt |
|
|
|
|
|
|
|
|
|
|||
|
46513EHJ4 |
|
STATE OF ISRAEL |
|
$ |
2,670 |
|
$ |
2,697 |
|
$ |
2,500 |
|
|
Subtotal Foreign Government Debt |
|
|
|
$ |
2,670 |
|
$ |
2,697 |
|
$ |
2,500 |
|
|
|
|
|
|
|
|
|
|
|
|
|||
|
Redeemable Preferred Stocks |
|
|
|
|
|
|
|
|
|
|||
|
055188205 |
|
BAC CAP TRUST II |
|
$ |
3,600 |
|
$ |
3,056 |
|
144 |
|
|
|
08449Q203 |
|
BERKLEY (W.R.) CORP |
|
905 |
|
854 |
|
36 |
|
|||
|
42307T306 |
|
HEINZ(H.J) CO. |
|
22,370 |
|
22,611 |
|
220 |
|
|||
|
Subtotal Redeemable Preferred Stocks |
|
|
|
$ |
26,875 |
|
$ |
26,521 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|||
|
U.S. Government Debt |
|
|
|
|
|
|
|
|
|
|||
|
912828FX3 |
|
U S TREASURY NOTES |
|
$ |
2,006 |
|
$ |
2,011 |
|
$ |
2,000 |
|
|
912828JL5 |
|
U S TREASURY NOTES |
|
2,026 |
|
2,032 |
|
2,000 |
|
|||
|
912828KU3 |
|
U S TREASURY NOTES |
|
200 |
|
201 |
|
200 |
|
|||
|
912828LV0 |
|
U S TREASURY NOTES |
|
50,054 |
|
50,101 |
|
50,000 |
|
|||
|
Subtotal U.S. Government Debt |
|
|
|
$ |
54,286 |
|
$ |
54,345 |
|
$ |
54,200 |
|
|
|
|
|
|
|
|
|
|
|
|
|||
|
Equity Securities |
|
|
|
|
|
|
|
|
|
|||
|
31943X102 |
|
1st CENTURY BANCSHARES INC |
|
$ |
346 |
|
$ |
302 |
|
74 |
|
|
|
203485107 |
|
COMMUNITY BANK OF THE BAY |
|
32 |
|
32 |
|
8 |
|
|||
|
22282E102 |
|
COVANTA HOLDING CORP |
|
1 |
|
1 |
|
51 |
|
|||
|
G4413Q108 |
|
HERON INTERNATIONAL LIMITED |
|
26,405 |
|
30,457 |
|
5,292 |
|
|||
|
589400100 |
|
MERCURY GENERAL CORP |
|
1,216 |
|
1,357 |
|
38 |
|
|||
|
6399123*3 |
|
NEIGHBORHOOD BANCORP |
|
250 |
|
250 |
|
17 |
|
|||
|
639912104 |
|
NEIGHBORHOOD BANCORP |
|
200 |
|
240 |
|
20 |
|
|||
|
Subtotal Equity Securities |
|
|
|
$ |
28,450 |
|
$ |
32,639 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|||
|
Short-Term Investments |
|
|
|
$ |
479,333 |
|
$ |
479,352 |
|
N/A |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
TOTAL AVAILABLE-FOR-SALE INVESTMENT PORTFOLIO |
|
|
|
$ |
1,935,288 |
|
$ |
1,990,905 |
|
|
|
|