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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 10-Q

 

x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934

 

 

For the quarterly period ended June 30, 2004

 

 

OR

 

 

o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934

 

 

Commission file number 000-24187

 

 

HUDSON RIVER BANCORP, INC.

(Exact name of Registrant as Specified in its Charter)

 

 

Delaware

(State or other jurisdiction of

incorporation or organization)

14-1803212

(I.R.S. Employer

Identification No.)

 

 

One Hudson City Centre, Hudson, New York

(Address of principal executive offices)

12534

(Zip Code)

 

 

Registrant's telephone number, including area code:    (518)  828-4600

 

 

                Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15 (d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.         x YES     o NO

 

Indicate by check mark whether the registrant is an accelerated filer (as defined in Rule 12b - 2 of the Act).         x YES     o NO

 

                As of August 2, 2004 there were issued and outstanding 30,443,380 shares of the Registrant's Common Stock.

 

 

 

HUDSON RIVER BANCORP, INC.

FORM 10-Q

 

 

INDEX

 

 

 

 

 

 

Page

PART I

 

FINANCIAL INFORMATION

 

 

Item 1

 

Financial Statements (unaudited):

 

 

 

 

     Consolidated Balance Sheets at June 30, 2004 and March 31, 2004 .......................................................

 

3

 

 

     Consolidated Income Statements for the three months ended June 30, 2004 and 2003 .......................

 

4

 

 

     Consolidated Statements of Cash Flows for the three months ended June 30, 2004 and 2003 ..........

 

5

 

 

     Notes to Unaudited Consolidated Interim Financial Statements ............................................................

 

6

Item 2

 

Management’s Discussion and Analysis of Financial Condition and Results of Operations ................

 

9

Item 3

 

Quantitative and Qualitative Disclosures about Market Risk ......................................................................

 

21

Item 4

 

Controls and Procedures ....................................................................................................................................

 

21

 

 

 

 

 

PART II

 

OTHER INFORMATION

 

 

Item 1

 

Legal Proceedings................................................................................................................................................

 

21

Item 2

 

Changes in Securities, Use of Proceeds and Issuer Purchases of Equity Securities ................................

 

21

Item 3

 

Defaults Upon Senior Securities........................................................................................................................

 

22

Item 4

 

Submissions of Matters to a Vote of Security Holders .................................................................................

 

22

Item 5

 

Other Information.................................................................................................................................................

 

22

Item 6

 

Exhibits and Reports on Form 8-K.....................................................................................................................

 

22

 

 

Exhibit Index .........................................................................................................................................................

 

22

 

 

Signatures .............................................................................................................................................................

 

23

 

 

 

 

 

 

 

 

 

Item 1. Financial Statements

 

 

 

 

 

 

Hudson River Bancorp, Inc.

Consolidated Balance Sheets

(unaudited)

 

 

 

 

 

 

June 30,

 

March 31,

(In thousands, except share and per share data)

 

 

2004

 

2004

 

 

 

 

 

 

 

 

 

Assets

 

 

 

 

 

 

 

 

Cash and due from banks

 

 

 

$     58,029 

 

$     59,184 

Money market investments

 

 

 

50,347 

 

50,210 

Federal funds sold

 

 

 

263 

 

56,286 

     Cash and cash equivalents

 

 

 

108,639 

 

165,680 

 

 

 

 

 

 

 

Securities available for sale, at fair value

 

 

 

665,262 

 

650,524 

Federal Home Loan Bank of New York (FHLB) stock, at cost

 

 

21,744 

 

22,936 

 

 

 

 

 

 

 

 

 

Loans

 

 

 

 

1,698,736 

 

1,665,699 

Allowance for loan losses

 

 

 

(40,433)

 

(40,252)

     Net loans

 

 

 

 

1,658,303 

 

1,625,447 

 

 

 

 

 

 

 

 

 

Accrued interest receivable

 

 

 

9,939 

 

9,958 

Premises and equipment, net

 

 

 

27,090 

 

27,401 

Other real estate owned (OREO) and repossessed property

 

 

608 

 

497 

Goodwill

 

 

 

 

65,304 

 

65,304 

Other intangible assets, net

 

 

 

 

4,757 

 

4,981 

Other assets

 

 

 

 

48,117 

 

46,102 

     Total assets