|
For the fiscal year ended: |
Commission File Number: |
STRUCTURED PRODUCTS CORP.,
(Exact name of registrant as specified in its charter)
|
Delaware |
13-3692801 |
388 Greenwich Street
New York, New York 10013
(Address of principal executive offices) (zip code)
Registrant's telephone number including area code:
212-816-7496
Securities registered pursuant to Section 12(b) of the Act:
|
Title of Each Class |
Name of Each Exchange on Which Registered |
|
TIERS Corporate Bond-Backed Certificates, Series IBM 1997-4, Amortizing Class Certificates |
|
New York Stock Exchange |
TIERS Corporate Bond-Backed Certificates, Series BLS 1997-6, Amortizing Class Certificates |
|
New York Stock Exchange |
TIERS Corporate Bond-Backed Certificates, Series APA 1997-8, Amortizing Class Certificates |
|
New York Stock Exchange |
TIERS Tens Certificates, Series LTR 1998-4 |
|
New York Stock Exchange |
TIERS Corporate Bond-Backed Certificates, Series MOT 1998-5, Amortizing Class Certificates |
|
New York Stock Exchange |
TIERS Corporate Bond-Backed Certificates, Series C 1998-6, Amortizing Class Certificates |
|
New York Stock Exchange |
CorTS Trust For J.C. Penney Debentures, Corporate-Backed Trust Securities |
|
New York Stock Exchange |
1
CorTS Trust For BellSouth Debentures, Corporate-Backed Trust Securities |
|
New York Stock Exchange |
CorTS Trust For Xerox Capital Trust I, Corporate-Backed Trust Securities |
|
New York Stock Exchange |
CorTS Trust For Southern Company Capital Trust I, Corporate-Backed Trust Securities |
|
New York Stock Exchange |
CorTS Trust For Countrywide Capital I, Corporate-Backed Trust Securities |
|
New York Stock Exchange |
TIERS Callable Principal-Protected Asset Backed Trust Certificates, Series S&P 1999-2 |
|
American Stock Exchange |
TIERS Principal-Protected Trust Certificates, Series Nasdaq 2000-3 |
|
American Stock Exchange |
TIERS Principal-Protected Trust Certificates, Series Telecom 2000-7 |
|
American Stock Exchange |
TIERS Principal-Protected Trust Certificates, Series PXT 2000-11 |
|
New York Stock Exchange |
TIERS Principal-Protected Trust Certificates, Series Semiconductor 2000-14 |
|
American Stock Exchange |
TIERS Principal-Protected Trust Certificates, Series Telecom 2000-13 |
|
American Stock Exchange |
Credit-Enhanced CorTS Trust For Aon Capital A, Credit-Enhanced Corporate-Backed Trust Securities |
|
New York Stock Exchange |
TIERS Principal-Protected Trust Certificates, Series Nasdaq 2000-15 |
|
American Stock Exchange |
CorTS Trust For Allstate Financing II, Corporate-Backed Trust Securities |
|
New York Stock Exchange |
CorTS Trust For PECO Energy Capital Trust III, Corporate-Backed Trust Securities |
|
New York Stock Exchange |
CorTS Trust For SAFECO Capital Trust I, Corporate-Backed Trust Securities |
|
New York Stock Exchange |
CorTS Trust For Fleet Capital Trust II, Corporate-Backed Trust Securities |
|
New York Stock Exchange |
CorTS Trust For First Union Institutional Capital I, Corporate-Backed Trust Securities |
|
New York Stock Exchange |
CorTS Trust For Provident Financing Trust I, UnumProvident Corporate-Backed Trust Securities |
|
New York Stock Exchange |
CorTS Trust II For Countrywide Capital I, Corporate-Backed Trust Securities |
|
New York Stock Exchange |
2
CorTS Trust For Ford Debentures, Corporate-Backed Trust Securities |
|
New York Stock Exchange |
CorTS Trust For IBM Debentures, Corporate-Backed Trust Securities |
|
New York Stock Exchange |
CorTS Trust II For Provident Financing Trust I, UnumProvident Corporate-Backed Trust Securities |
|
New York Stock Exchange |
CorTS Trust II For BellSouth Debentures, Corporate-Backed Trust Securities |
|
New York Stock Exchange |
CorTS Trust For Chrysler Debentures, Daimler Chrysler Corporate-Backed Trust Securities |
|
New York Stock Exchange |
CorTS Trust II For IBM Debentures, Corporate-Backed Trust Securities |
|
New York Stock Exchange |
CorTS Trust For BellSouth Capital Funding Debentures, Corporate-Backed Trust Securities |
|
New York Stock Exchange |
CorTS Trust For Sherwin-Williams Debentures, Corporate-Backed Trust Securities |
|
New York Stock Exchange |
CorTS Trust For U S West Communications Debentures, Corporate-Backed Trust Securities |
|
New York Stock Exchange |
CorTS Trust II For First Union Capital I, Corporate-Backed Trust Securities Class A Certificates |
|
New York Stock Exchange |
CorTS Trust For Worldcom Notes, Worldcom, Inc. Corporate-Backed Trust Securities |
|
New York Stock Exchange |
CorTS Trust II For Chrysler Debentures, DaimlerChrysler Corporate-Backed Trust Securities |
|
New York Stock Exchange |
TIERS Principal-Protected Trust Certificates, Series Nasdaq 2001-8 |
|
American Stock Exchange |
CorTS Trust For AFC Capital Trust I, Allmerica Corporate-Backed Trust Securities Class A Certificates |
|
New York Stock Exchange |
CorTS Trust III For First Union Institutional Capital II, Corporate-Backed Trust Securities Class A Certificates |
|
New York Stock Exchange |
CorTS Trust III For Provident Financing Trust I, UnumProvident Corporate-Backed Trust Securities |
|
New York Stock Exchange |
CorTS Trust III For IBM Debentures, Corporate-Backed Trust Securities |
|
New York Stock Exchange |
TIERS Principal-Protected Trust Certificates, Series S&P 2001-11 |
|
American Stock Exchange |
TIERS Principal-Protected Trust Certificates, Series FFH 2001-12 |
|
New York Stock Exchange |
3
CorTS Trust II For SAFECO Capital Trust I, Corporate-Backed Trust Securities |
|
New York Stock Exchange |
CorTS Trust For Great Western Financial II, Washington Mutual Corporate-Backed Trust Securities Class A Certificates |
|
New York Stock Exchange |
CorTS Trust II For Sherwin-Williams Debentures, Corporate-Backed Trust Securities |
|
New York Stock Exchange |
CorTS Trust II For Aon Capital A, Corporate-Backed Trust Securities Class A Certificates |
|
New York Stock Exchange |
CorTS Trust For Corning Notes, Corporate-Backed Trust Securities Class A Certificates |
|
New York Stock Exchange |
TIERS Principal-Protected Trust Certificates, Series Power 2001-13 |
|
American Stock Exchange |
TIERS Principal-Protected Trust Certificates, Series S&P 2001-19 |
|
American Stock Exchange |
CorTS Trust For BankAmerica Institutional Capital B, Bank of America Corporate-Backed Trust Securities Class A Certificates |
|
New York Stock Exchange |
TIERS Principal-Protected Trust Certificates, Series DJIA 2001-26 |
|
American Stock Exchange |
TIERS Principal-Protected Trust Certificates, Series S&P 2002-1 |
|
American Stock Exchange |
CorTS Trust III For Sherwin-Williams Debentures, Corporate-Backed Trust Securities Class A Certificates |
|
New York Stock Exchange |
CorTS Trust III For SAFECO Capital Trust I, Corporate-Backed Trust Securities |
|
New York Stock Exchange |
TIERS Principal-Protected Trust Certificates, Series DJIA 2002-5 |
|
American Stock Exchange |
CorTS Trust For SunAmerica Debentures, Corporate-Backed Trust Securities Class A Certificates |
|
New York Stock Exchange |
CorTS Trust For Bristol-Myers Squibb Debentures, Corporate-Backed Trust Securities Class A Certificates |
|
New York Stock Exchange |
CorTS Trust For W.R. Berkley Capital Trust, Corporate-Backed Trust Securities |
|
New York Stock Exchange |
CorTS Trust III For Aon Capital A, Corporate-Backed Trust Securities Class A Certificates |
|
New York Stock Exchange |
CorTS Trust For Walt Disney Notes, Corporate-Backed Trust Securities Class A Certificates |
|
New York Stock Exchange |
4
CorTS Trust For Verizon Global Funding Notes, Corporate-Backed Trust Securities Class A Certificates |
|
New York Stock Exchange |
CorTS Trust IV For IBM Debentures, Corporate-Backed Trust Securities Class A Certificates |
|
New York Stock Exchange |
CorTS Trust For Unum Notes, UNUMProvident Corporate-Backed Trust Certificates |
|
New York Stock Exchange |
TIERS Principal-Protected Minimum Return Trust Certificates, Series Nasdaq 2002-6 |
|
American Stock Exchange |
TIERS Principal-Protected Minimum Return Trust Certificates, Series S&P 2002-9 |
|
American Stock Exchange |
TIERS Principal-Protected Minimum Return Trust Certificates, Series S&P MidCap 2002-12 |
|
American Stock Exchange |
TIERS Principal-Protected Minimum Return Trust Certificates, Series S&P 2002-19 |
|
American Stock Exchange |
CorTS Trust IV For SAFECO Capital Trust I, Corporate-Backed Trust Securities |
|
New York Stock Exchange |
CorTS Trust For GE Global Insurance Notes, Corporate-Backed Trust Securities Class A Certificates |
|
New York Stock Exchange |
CorTS Trust For General Electric Capital Corporation Notes, Corporate-Backed Trust Securities Class A Certificates |
|
New York Stock Exchange |
Securities registered pursuant to Section 12(g) of the Act: |
|
|
None
Indicate by check mark whether the Registrant has (1) filed all reports required to be filed by section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the Registrant was required to have filed such reports) and (2) has been subject to such filing requirements for the past 90 days.
Yes X |
No |
Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained, to the best of Registrant’s knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K. [ ]
As of the date of this report, all of the common stock of the Registrant is held by Salomon Brothers Holding Company Inc.
Indicate by check mark whether the Registrant has filed all documents and reports required to be filed by Section 12, 13 or 15(d) of the Securities Exchange Act of 1934 subsequent to the distribution of securities under a plan confirmed by a court. Yes No
5
Introductory Note
Structured Products Corp. (the “Depositor”) is the depositor under the Base Trust Agreements as supplemented by the Series Supplements listed below by and between the Depositor and (except as noted below) U.S. Bank Trust National Association, formerly First Trust of New York, National Association, as Trustee (the “Trustee”), providing for the issuance of the Certificates listed below (the “Certificates”) and is the depositor for the Certificates (the “Registrant”). The Certificates do not represent obligations of or interests in the Depositor or the Trustee. Pursuant to staff administrative positions established in various no-action letters, see, e.g. Corporate Asset Backed Corporation (“CABCO”) (available August 9, 1995); Lehman Structured Assets, Inc. (available December 8, 1994), the Depositor is not required to respond to various items of Form 10-K. Such items are designated herein as “Not Applicable.”
Governing Documents |
Certificates issued thereunder |
Base Trust Agreement and Series IBM 1997-4 Supplement dated as of June 16, 1997 |
TIERS Corporate Bond-Backed Certificates, Series IBM 1997-4, Amortizing Class Certificates |
Base Trust Agreement and Series BLS 1997-6 Supplement dated as of July 7, 1997 |
TIERS Corporate Bond-Backed Certificates, Series BLS 1997-6, Amortizing Class Certificates |
Base Trust Agreement and Series APA 1997-8 Supplement dated as of September 15, 1997 |
TIERS Corporate Bond-Backed Certificates, Series APA 1997-8, Amortizing Class Certificates |
Base Trust Agreement and Series LTR 1998-4 Supplement dated as of May 18, 1998 |
TIERS Tens Certificates, Series LTR 1998-4 |
Base Trust Agreement and Series MOT 1998-5 Supplement dated as of May 19, 1998 |
TIERS Corporate Bond-Backed Certificates, Series MOT 1998-5, Amortizing Class Certificates |
Base Trust Agreement and Series C 1998-6 Supplement dated as of May 21, 1998 |
TIERS Corporate Bond-Backed Certificates, Series C 1998-6, Amortizing Class Certificates |
Base Trust Agreement dated May 21, 1999 and CorTS Supplement dated May 21, 1999 |
CorTS Trust For J.C. Penney Debentures, Corporate-Backed Trust Securities |
Base Trust Agreement dated May 21, 1999 and CorTS Supplement 1999-2 dated June 10, 1999 |
CorTS Trust For BellSouth Debentures, Corporate-Backed Trust Securities |
Base Trust Agreement dated May 21, 1999 and CorTS Supplement 1999-3 dated October 20, 1999 |
CorTS Trust For Xerox Capital Trust I, Corporate-Backed Trust Securities |
Base Trust Agreement dated May 21, 1999 and CorTS Supplement 1999-4 dated October 28, 1999 |
CorTS Trust For Southern Company Capital Trust I, Corporate-Backed Trust Securities |
Base Trust Agreement dated May 21, 1999 and CorTS Supplement 1999-5 dated November 16, 1999 |
CorTS Trust For Countrywide Capital I, Corporate-Backed Trust Securities |
Base Corporate Trust Agreement dated December 9, 1999 and TIERS Callable Asset Backed Supplement Series S&P 1999-2 dated December 9, 1999 (with respect to which Base Trust Agreement and Series Supplement The Bank of New York Trust Company (Cayman) Limited is the trustee) |
TIERS Principal-Protected Trust Certificates, Series S&P 1999-2 |
6
Base Corporate Trust Agreement dated April 6, 2000 and TIERS Asset Backed Supplement Series Nasdaq 2000-3 dated April 12, 2000 (with respect to which Base Trust Agreement and Series Supplement The Bank of New York Trust Company (Cayman) Limited is the trustee) |
TIERS Principal-Protected Trust Certificates, Series Nasdaq 2000-3 |
Base Corporate Trust Agreement dated July 31, 2000 and TIERS Asset Backed Supplement Series Telecom 2000-7 dated July 31, 2000 |
TIERS Principal-Protected Trust Certificates, Series Telecom 2000-7 |
TIERS 2000-11 Base Trust Agreement and TIERS 2000-11 Series Supplement dated September 20, 2000 |
TIERS Principal-Protected Trust Certificates, Series PXT 2000-11 |
TIERS 2000-14 Base Trust Agreement and TIERS 2000-14 Series Supplement dated November 22, 2000 |
TIERS Principal-Protected Trust Certificates, Series Semiconductor 2000-14 |
TIERS 2000-13 Base Trust Agreement and TIERS 2000-13 Series Supplement dated November 29, 2000 |
TIERS Principal-Protected Trust Certificates, Series Telecom 2000-13 |
Base Trust Agreement dated December 15, 2000 and CorTS Supplement dated December 15, 2000 |
Credit-Enhanced CorTS Trust For Aon Capital A, Credit-Enhanced Corporate-Backed Trust Securities |
TIERS 2000-15 Base Trust Agreement and TIERS 2000-15 Series Supplement dated December 21, 2000 |
TIERS Principal-Protected Trust Certificates, Series Nasdaq 2000-15 |
Base Trust Agreement dated December 15, 2000 and CorTS Supplement dated December 22, 2000 |
CorTS Trust For Allstate Financing II, Corporate-Backed Trust Securities |
Base Trust Agreement dated December 15, 2000 and CorTS Supplement dated January 19, 2001 |
CorTS Trust For PECO Energy Capital Trust III, Corporate-Backed Trust Securities |
Base Trust Agreement dated December 15, 2000 and CorTS Supplement dated January 23, 2001 |
CorTS Trust For SAFECO Capital Trust I, Corporate-Backed Trust Securities |
Base Trust Agreement dated December 15, 2000 and CorTS Supplement dated January 23, 2001 |
CorTS Trust For Fleet Capital Trust II, Corporate-Backed Trust Securities |
Base Trust Agreement dated December 15, 2000 and CorTS Supplement dated January 30, 2001 |
CorTS Trust For First Union Institutional Capital I, Corporate-Backed Trust Securities |
Base Trust Agreement dated December 15, 2000 and CorTS Supplement dated February 7, 2001 |
CorTS Trust For Provident Financing Trust I, UnumProvident Corporate-Backed Trust Securities |
Base Trust Agreement dated December 15, 2000 and CorTS Supplement dated February 14, 2001 |
CorTS Trust II For Countrywide Capital I, Corporate-Backed Trust Securities |
Base Trust Agreement dated December 15, 2000 and CorTS Supplement dated February 28, 2001 |
CorTS Trust For Ford Debentures, Corporate-Backed Trust Securities |
Base Trust Agreement dated December 15, 2000 and CorTS Supplement dated February 28, 2001 |
CorTS Trust For IBM Debentures, Corporate-Backed Trust Securities |
Base Trust Agreement dated December 15, 2000 and CorTS Supplement dated March 21, 2001 |
CorTS Trust II For Provident Financing Trust I, UnumProvident Corporate-Backed Trust Securities |
7
Base Trust Agreement dated December 15, 2000 and CorTS Supplement dated March 23, 2001 |
CorTS Trust II For BellSouth Debentures, Corporate-Backed Trust Securities |
Base Trust Agreement dated December 15, 2000 and CorTS Supplement dated March 30, 2001 |
CorTS Trust For Chrysler Debentures, Daimler Chrysler Corporate-Backed Trust Securities |
Base Trust Agreement dated December 15, 2000 and CorTS Supplement dated March 30, 2001 |
CorTS Trust II For IBM Debentures, Corporate-Backed Trust Securities |
Base Trust Agreement dated December 15, 2000 and CorTS Supplement dated April 6, 2001 |
CorTS Trust For BellSouth Capital Funding Debentures, Corporate-Backed Trust Securities |
Base Trust Agreement dated December 15, 2000 and CorTS Supplement dated April 10, 2001 |
CorTS Trust For Sherwin-Williams Debentures, Corporate-Backed Trust Securities |
Base Trust Agreement dated December 15, 2000 and CorTS Supplement dated April 10, 2001 |
CorTS Trust For U S West Communications Debentures, Corporate-Backed Trust Securities |
Base Trust Agreement dated December 15, 2000 and CorTS Supplement dated April 12, 2001 |
CorTS Trust II For First Union Capital I, Corporate-Backed Trust Securities Class A Certificates |
Base Trust Agreement dated December 15, 2000 and CorTS Supplement dated April 18, 2001 |
CorTS Trust For Worldcom Notes, Worldcom, Inc. Corporate-Backed Trust Securities |
Base Trust Agreement dated December 15, 2000 and CorTS Supplement dated April 18, 2001 |
CorTS Trust II For Chrysler Debentures, DaimlerChrysler Corporate-Backed Trust Securities |
TIERS 2001-8 Base Trust Agreement and TIERS 2001-8 Series Supplement dated April 24, 2001 |
TIERS Principal-Protected Trust Certificates, Series Nasdaq 2001-8 |
Base Trust Agreement dated December 15, 2000 and CorTS Supplement dated April 25, 2001 |
CorTS Trust For AFC Capital Trust I, Allmerica Corporate-Backed Trust Securities Class A Certificates |
Base Trust Agreement dated December 15, 2000 and CorTS Supplement dated April 25, 2001 |
CorTS Trust III For First Union Institutional Capital II, Corporate-Backed Trust Securities Class A Certificates |
Base Trust Agreement dated December 15, 2000 and CorTS Supplement dated April 30, 2001 |
CorTS Trust III For Provident Financing Trust I, UnumProvident Corporate-Backed Trust Securities |
Base Trust Agreement dated December 15, 2000 and CorTS Supplement dated May 9, 2001 |
CorTS Trust III For IBM Debentures, Corporate-Backed Trust Securities |
TIERS 2001-11 Base Trust Agreement and TIERS 2001-11 Series Supplement dated May 24, 2001 |
TIERS Principal-Protected Trust Certificates, Series S&P 2001-11 |
TIERS 2001-12 Base Trust Agreement and TIERS 2001-12 Series Supplement dated May 25, 2001 |
TIERS Principal-Protected Trust Certificates, Series FFH 2001-12 |
Base Trust Agreement dated December 15, 2000 and CorTS Supplement dated May 30, 2001 |
CorTS Trust II For SAFECO Capital Trust I, Corporate-Backed Trust Securities |
Base Trust Agreement dated December 15, 2000 and CorTS Supplement dated May 31, 2001 |
CorTS Trust For Great Western Financial II, Washington Mutual Corporate-Backed Trust Securities Class A Certificates |
8
Base Trust Agreement dated December 15, 2000 and CorTS Supplement dated June 11, 2001 |
CorTS Trust II For Sherwin-Williams Debentures, Corporate-Backed Trust Securities |
Base Trust Agreement dated December 15, 2000 and CorTS Supplement dated July 13, 2001 |
CorTS Trust II For Aon Capital A, Corporate-Backed Trust Securities Class A Certificates |
Base Trust Agreement dated December 15, 2000 and CorTS Supplement dated July 24, 2001 |
CorTS Trust For Corning Notes, Corporate-Backed Trust Securities Class A Certificates |
TIERS 2001-13 Base Trust Agreement and TIERS 2001-13 Series Supplement dated July 26, 2001 |
TIERS Principal-Protected Trust Certificates, Series Power 2001-13 |
TIERS 2001-19 Base Trust Agreement and TIERS 2001-19 Series Supplement dated August 23, 2001 |
TIERS Principal-Protected Trust Certificates, Series S&P 2001-19 |
Base Trust Agreement dated December 15, 2000 and CorTS Supplement dated August 31, 2001 |
CorTS Trust For BankAmerica Institutional Capital B, Bank of America Corporate-Backed Trust Securities Class A Certificates |
TIERS 2001-26 Base Trust Agreement and TIERS 2001-26 Supplement dated November 29, 2001 |
TIERS Principal-Protected Trust Certificates, Series DJIA 2001-26 |
TIERS 2002-1 Base Trust Agreement and TIERS 2002-1 Supplement dated January 30, 2002 |
TIERS Principal-Protected Trust Certificates, S&P |
Base Trust Agreement dated December 15, 2000 and CorTS Supplement dated February 1, 2002 |
CorTS Trust III For Sherwin-Williams Debentures, Corporate-Backed Trust Securities Class A Certificates |
Base Trust Agreement dated December 15, 2000 and CorTS Supplement dated April 19, 2002 |
CorTS Trust III For SAFECO Capital Trust I, Corporate-Backed Trust Securities |
TIERS 2002-5 Base Trust Agreement and TIERS 2002-5 Supplement dated April 29, 2002 |
TIERS Principal-Protected Trust Certificates, Series DJIA 2002-5 |
Base Trust Agreement dated December 15, 2000 and CorTS Supplement dated May 17, 2002 |
CorTS Trust For SunAmerica Debentures, Corporate-Backed Trust Securities Class A Certificates |
Base Trust Agreement dated December 15, 2000 and CorTS Supplement dated May 23, 2002 |
CorTS Trust For Bristol-Myers Squibb Debentures, Corporate-Backed Trust Securities Class A Certificates |
Base Trust Agreement dated December 15, 2000 and CorTS Supplement dated May 24, 2002 |
CorTS Trust For W.R. Berkley Capital Trust, Corporate-Backed Trust Securities |
Base Trust Agreement dated December 15, 2000 and CorTS Supplement dated May 31, 2002 |
CorTS Trust III For Aon Capital A, Corporate-Backed Trust Securities Class A Certificates |
Base Trust Agreement dated December 15, 2000 and CorTS Supplement dated June 14, 2002 |
CorTS Trust For Walt Disney Notes, Corporate-Backed Trust Securities Class A Certificates |
Base Trust Agreement dated December 15, 2000 and CorTS Supplement dated June 28, 2002 |
CorTS Trust For Verizon Global Funding Notes, Corporate-Backed Trust Securities Class A Certificates |
Base Trust Agreement dated December 15, 2000 and CorTS Supplement dated July 12, 2002 |
CorTS Trust IV For IBM Debentures, Corporate-Backed Trust Securities Class A Certificates |
Base Trust Agreement dated December 15, 2000 and CorTS Supplement dated July 26, 2002 |
CorTS Trust For Unum Notes, UNUMProvident Corporate-Backed Trust Certificates |
9
TIERS 2002-6 Base Trust Agreement and TIERS 2002-6 Supplement dated July 30, 2002 |
TIERS Principal-Protected Minimum Return Trust Certificates, Series Nasdaq 2002-6 |
TIERS 2002-9 Base Trust Agreement and TIERS 2002-9 Supplement dated August 29, 2002 |
TIERS Principal-Protected Minimum Return Trust Certificates, S&P 2002-9 |
TIERS 2002-12 Base Trust Agreement and TIERS 2002-12 Supplement dated September 26, 2002 |
TIERS Principal-Protected Minimum Return Trust Certificates, Series S&P MidCap 2002-12 |
TIERS 2002-19 Base Trust Agreement dated September 26, 2002 and TIERS 2002-19 Supplement dated November 26, 2002 |
TIERS Principal-Protected Minimum Return Trust Certificates, Series S&P 2002-19 |
Base Trust Agreement dated December 15, 2000 and CorTS Supplement dated August 7, 2002 |
CorTS Trust IV For SAFECO Capital Trust I, Corporate-Backed Trust Securities |
Base Trust Agreement dated December 15, 2000 and CorTS Supplement dated October 31, 2002 |
CorTS Trust For GE Global Insurance Notes, Corporate-Backed Trust Securities Class A Certificates |
Base Trust Agreement dated December 15, 2000 and CorTS Supplement dated December 27, 2002 |
CorTS Trust For General Electric Capital Corporation Notes, Corporate-Backed Trust Securities Class A Certificates |
| Item 1. |
Business Not Applicable. |
| Item 2. |
Properties Not Applicable. |
| Item 3. |
Legal Proceedings None |
| Item 4. |
Submission of Matters To A Vote of Security Holders None |
| Item 5. |
Market for Registrant's Common Equity and Related Stockholder
Matters |
The following Certificates are listed on the exchange identified below: |
|
Title of Each Class |
Name of Each Exchange on Which Registered |
|
TIERS Corporate Bond-Backed Certificates, Series IBM 1997-4, Amortizing Class Certificates |
|
New York Stock Exchange |
TIERS Corporate Bond-Backed Certificates, Series BLS 1997-6, Amortizing Class Certificates |
|
New York Stock Exchange |
TIERS Corporate Bond-Backed Certificates, Series APA 1997-8, Amortizing Class Certificates |
|
New York Stock Exchange |
10
TIERS Tens Certificates, Series LTR 1998-4 |
|
New York Stock Exchange |
TIERS Corporate Bond-Backed Certificates, Series MOT 1998-5, Amortizing Class Certificates |
|
New York Stock Exchange |
TIERS Corporate Bond-Backed Certificates, Series C 1998-6, Amortizing Class Certificates |
|
New York Stock Exchange |
CorTS Trust For J.C. Penney Debentures, Corporate-Backed Trust Securities |
|
New York Stock Exchange |
CorTS Trust For BellSouth Debentures, Corporate-Backed Trust Securities |
|
New York Stock Exchange |
CorTS Trust For Xerox Capital Trust I, Corporate-Backed Trust Securities |
|
New York Stock Exchange |
CorTS Trust For Southern Company Capital Trust I, Corporate-Backed Trust Securities |
|
New York Stock Exchange |
CorTS Trust For Countrywide Capital I, Corporate-Backed Trust Securities |
|
New York Stock Exchange |
TIERS Callable Principal-Protected Asset Backed Trust Certificates, Series S&P 1999-2 |
|
American Stock Exchange |
TIERS Principal-Protected Trust Certificates, Series Nasdaq 2000-3 |
|
American Stock Exchange |
TIERS Principal-Protected Trust Certificates, Series Telecom 2000-7 |
|
American Stock Exchange |
TIERS Principal-Protected Trust Certificates, Series PXT 2000-11 |
|
New York Stock Exchange |
TIERS Principal-Protected Trust Certificates, Series Semiconductor 2000-14 |
|
American Stock Exchange |
TIERS Principal-Protected Trust Certificates, Series Telecom 2000-13 |
|
American Stock Exchange |
Credit-Enhanced CorTS Trust For Aon Capital A, Credit-Enhanced Corporate-Backed Trust Securities |
|
New York Stock Exchange |
TIERS Principal-Protected Trust Certificates, Series Nasdaq 2000-15 |
|
American Stock Exchange |
CorTS Trust For Allstate Financing II, Corporate-Backed Trust Securities |
|
New York Stock Exchange |
CorTS Trust For PECO Energy Capital Trust III, Corporate-Backed Trust Securities |
|
New York Stock Exchange |
11
CorTS Trust For SAFECO Capital Trust I, Corporate-Backed Trust Securities |
|
New York Stock Exchange |
CorTS Trust For Fleet Capital Trust II, Corporate-Backed Trust Securities |
|
New York Stock Exchange |
CorTS Trust For First Union Institutional Capital I, Corporate-Backed Trust Securities |
|
New York Stock Exchange |
CorTS Trust For Provident Financing Trust I, UnumProvident Corporate-Backed Trust Securities |
|
New York Stock Exchange |
CorTS Trust II For Countrywide Capital I, Corporate-Backed Trust Securities |
|
New York Stock Exchange |
CorTS Trust For Ford Debentures, Corporate-Backed Trust Securities |
|
New York Stock Exchange |
CorTS Trust For IBM Debentures, Corporate-Backed Trust Securities |
|
New York Stock Exchange |
CorTS Trust II For Provident Financing Trust I, UnumProvident Corporate-Backed Trust Securities |
|
New York Stock Exchange |
CorTS Trust II For BellSouth Debentures, Corporate-Backed Trust Securities |
|
New York Stock Exchange |
CorTS Trust For Chrysler Debentures, Daimler Chrysler Corporate-Backed Trust Securities |
|
New York Stock Exchange |
CorTS Trust II For IBM Debentures, Corporate-Backed Trust Securities |
|
New York Stock Exchange |
CorTS Trust For BellSouth Capital Funding Debentures, Corporate-Backed Trust Securities |
|
New York Stock Exchange |
CorTS Trust For Sherwin-Williams Debentures, Corporate-Backed Trust Securities |
|
New York Stock Exchange |
CorTS Trust For U S West Communications Debentures, Corporate-Backed Trust Securities |
|
New York Stock Exchange |
CorTS Trust II For First Union Capital I, Corporate-Backed Trust Securities Class A Certificates |
|
New York Stock Exchange |
CorTS Trust For Worldcom Notes, Worldcom, Inc. Corporate-Backed Trust Securities |
|
New York Stock Exchange |
CorTS Trust II For Chrysler Debentures, Daimler Chrysler Corporate-Backed Trust Securities |
|
New York Stock Exchange |
TIERS Principal-Protected Trust Certificates, Series Nasdaq 2001-8 |
|
American Stock Exchange |
CorTS Trust For AFC Capital Trust I, Allmerica Corporate-Backed Trust Securities Class A Certificates |
|
New York Stock Exchange |
12
CorTS Trust III For First Union Institutional Capital II, Corporate-Backed Trust Securities Class A Certificates |
|
New York Stock Exchange |
CorTS Trust III For Provident Financing Trust I, UnumProvident Corporate-Backed Trust Securities |
|
New York Stock Exchange |
CorTS Trust III For IBM Debentures, Corporate-Backed Trust Securities |
|
New York Stock Exchange |
TIERS Principal-Protected Trust Certificates, Series S&P 2001-11 |
|
American Stock Exchange |
TIERS Principal-Protected Trust Certificates, Series FFH 2001-12 |
|
New York Stock Exchange |
CorTS Trust II For SAFECO Capital Trust I, Corporate-Backed Trust Securities |
|
New York Stock Exchange |
CorTS Trust For Great Western Financial II, Washington Mutual Corporate-Backed Trust Securities Class A Certificates |
|
New York Stock Exchange |
CorTS Trust II For Sherwin-Williams Debentures, Corporate-Backed Trust Securities |
|
New York Stock Exchange |
CorTS Trust II For Aon Capital A, Corporate-Backed Trust Securities Class A Certificates |
|
New York Stock Exchange |
CorTS Trust For Corning Notes, Corporate-Backed Trust Securities Class A Certificates |
|
New York Stock Exchange |
TIERS Principal-Protected Trust Certificates, Series Power 2001-13 |
|
American Stock Exchange |
TIERS Principal-Protected Trust Certificates, Series S&P 2001-19 |
|
American Stock Exchange |
CorTS Trust For BankAmerica Institutional Capital B, Bank of America Corporate-Backed Trust Securities Class A Certificates |
|
New York Stock Exchange |
TIERS Principal-Protected Trust Certificates, Series DJIA 2001-26 |
|
American Stock Exchange |
TIERS Principal-Protected Trust Certificates, Series S&P 2002-1 |
|
American Stock Exchange |
CorTS Trust III For Sherwin-Williams Debentures, Corporate-Backed Trust Securities Class A Certificates |
|
New York Stock Exchange |
CorTS Trust III For SAFECO Capital Trust I, Corporate-Backed Trust Securities |
|
New York Stock Exchange |
TIERS Principal-Protected Trust Certificates, Series DJIA 2002-5 |
|
New York Stock Exchange |
13
CorTS Trust For SunAmerica Debentures, Corporate-Backed Trust Securities Class A Certificates |
|
New York Stock Exchange |
CorTS Trust For Bristol-Myers Squibb Debentures, Corporate-Backed Trust Securities Class A Certificates |
|
New York Stock Exchange |
CorTS Trust For W.R. Berkley Capital Trust, Corporate-Backed Trust Securities |
|
New York Stock Exchange |
CorTS Trust III For Aon Capital A, Corporate-Backed Trust Securities Class A Certificates |
|
New York Stock Exchange |
CorTS Trust For Walt Disney Notes, Corporate-Backed Trust Securities Class A Certificates |
|
New York Stock Exchange |
CorTS Trust For Verizon Global Funding Notes, Corporate-Backed Trust Securities Class A Certificates |
|
New York Stock Exchange |
CorTS Trust IV For IBM Debentures, Corporate-Backed Trust Securities Class A Certificates |
|
New York Stock Exchange |
CorTS Trust For Unum Notes, UNUMProvident Corporate-Backed Trust Certificates |
|
New York Stock Exchange |
TIERS Principal-Protected Minimum Return Trust Certificates, Series Nasdaq 2002-6 |
|
American Stock Exchange |
TIERS Principal-Protected Minimum Return Trust Certificates, Series S&P 2002-9 |
|
American Stock Exchange |
TIERS Principal-Protected Minimum Return Trust Certificates, Series S&P MidCap 2002-12 |
|
American Stock Exchange |
TIERS Principal-Protected Minimum Return Trust Certificates, Series S&P 2002-19 |
|
American Stock Exchange |
CorTS Trust IV For SAFECO Capital Trust I, Corporate-Backed Trust Securities |
|
New York Stock Exchange |
CorTS Trust For GE Global Insurance Notes, Corporate-Backed Trust Securities Class A Certificates |
|
New York Stock Exchange |
CorTS Trust For General Electric Capital Corporation Notes, Corporate-Backed Trust Securities Class A Certificates |
|
New York Stock Exchange |
| Item 6. |
Selected Financial Data Not Applicable |
| Item 7. |
Management's Discussion and Analysis of Financial Condition and Results of
Operations Not Applicable |
| Item 7A. |
Quantitative and Qualitative Disclosures About Market Risk Not Applicable |
| Item 8. |
Financial Statements and Supplementary Data Not Applicable |
| Item 9. |
Changes In and Disagreements With Accountants on Accounting and
Financial Disclosure None |
14
| Item 10. |
Directors and Executive Officers of the Registrant Not Applicable |
| Item 11. |
Executive Compensation Not Applicable |
| Item 12. |
Security Ownership of Certain Beneficial Owners and Management (a) Not Applicable (b) Not Applicable (c) Not Applicable |
| Item 13. |
Certain Relationships and Related Transactions None |
| Item 14. |
Controls and Procedures None |
| Item 15. | Exhibits, Financial Schedules and Reports on Form 8-K |
| (a) |
The following documents are also filed as part of this
Report: 3. Exhibits: |
| i) ii) iii) iv) v) vi) vii) |
Report of Aston Bell & Associates concerning TIERS Corporate Bond-Backed Certificates Trust IBM 1997-4 Report of Aston Bell & Associates concerning TIERS Corporate Bond-Backed Certificates Trust BLS 1997-6 Report of Aston Bell & Associates concerning TIERS Corporate Bond-Backed Certificates Trust APA 1997-8 Report of Aston Bell & Associates concerning TIERS Tens Certificates Trust LTR 1998-4 Report of Aston Bell & Associates concerning TIERS Corporate Bond-Backed Certificates Trust MOT 1998-5 Report of Aston Bell & Associates concerning TIERS Corporate Bond-Backed Certificates Trust C 1998-6 No accountant's report is required to be filed for these trusts: CorTS Trust For J.C. Penney Debentures CorTS Trust For BellSouth Debentures CorTS Trust For Xerox Capital Trust I CorTS Trust For Southern Company Capital Trust I CorTS Trust For Countrywide Capital I |
15
|
TIERS Callable Principal-Protected Asset Backed
Certificates Trust Series S&P 1999-2 TIERS Principal-Protected Asset Backed Certificates Trust Series Nasdaq 2000-3 TIERS Principal-Protec |