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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
____
FORM 10-K
FOR ANNUAL AND TRANSITION REPORTS
PURSUANT TO SECTIONS 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
(Mark One)
[X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES
EXCHANGE ACT OF 1934
For the fiscal year ended December 31, 2002
or
[ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURI-
TIES EXCHANGE ACT OF 1934
For the transition period from ________ to ________
Commission File Numbers: 333-58390, 333-75218,
333-91780 and 333-100485
Lehman ABS Corporation, on
behalf of:
Corporate Backed Trust Certificates, Series 2001-1 Trust
Corporate Backed Trust Certificates, Series 2001-2 Trust
Corporate Backed Trust Certificates, Series 2001-3 Trust
Corporate Backed Trust Certificates, Series 2001-4 Trust
Corporate Backed Trust Certificates, Series 2001-5 Trust
Corporate Backed Trust Certificates, Series 2001-6 Trust
Corporate Backed Trust Certificates, Series 2001-7 Trust
Corporate Backed Trust Certificates, Series 2001-8 Trust
Corporate Backed Trust Certificates, Series 2001-9 Trust
Corporate Backed Trust Certificates, Series 2001-10 Trust
Corporate Backed Trust Certificates, Series 2001-11 Trust
Corporate Backed Trust Certificates, Series 2001-12 Trust
Corporate Backed Trust Certificates, Series 2001-14 Trust
Corporate Backed Trust Certificates, Series 2001-15 Trust
Corporate Backed Trust Certificates, Series 2001-16 Trust
Corporate Backed Trust Certificates, Series 2001-17 Trust
Corporate Backed Trust Certificates, Series 2001-18 Trust
Corporate Backed Trust Certificates, Series 2001-19 Trust
Corporate Backed Trust Certificates, Series 2001-20 Trust
Corporate Backed Trust Certificates, Series 2001-21 Trust
1
Corporate Backed Trust Certificates, Series 2001-22 Trust
Corporate Backed Trust Certificates, Series 2001-23 Trust
Corporate Backed Trust Certificates, Series 2001-24 Trust
Corporate Backed Trust Certificates, Series 2001-25 Trust
Corporate Backed Trust Certificates, Series 2001-26 Trust
Corporate Backed Trust Certificates, Series 2001-27 Trust
Corporate Backed Trust Certificates, Corning Debenture-Backed Series 2001-28 Trust
Corporate Backed Trust Certificates, Georgia Pacific Debenture-Backed Series 2001-29 Trust
Corporate Backed Trust Certificates, Royal Caribbean Debenture-Backed Series 2001-30 Trust
Corporate Backed Trust Certificates, Toys "R" Us Debenture-Backed Series 2001-31 Trust
Corporate Backed Trust Certificates, Liberty Media Debenture-Backed Series 2001-32 Trust
Corporate Backed Trust Certificates, AT&T Note-Backed Series 2001-33 Trust
Corporate Backed Trust Certificates, Goodyear Tire & Rubber Note-Backed Series 2001-34 Trust
Corporate Backed Trust Certificates, Corning Debenture-Backed Series 2001-35 Trust
Corporate Backed Trust Certificates, Ford Motor Co. Debenture-Backed Series 2001-36 Trust
Corporate Backed Trust Certificates, Federal Express Corporation Note-Backed Series 2001-37 Trust
Corporate Backed Trust Certificates, W.R. Berkley Capital Trust Securities-Backed Series 2002-1 Trust
Corporate Backed Trust Certificates, Royal & Sun Alliance Bond-Backed Series 2002-2 Trust
Corporate Backed Trust Certificates, Brunswick Corporation Note-Backed Series 2002-3 Trust
Corporate Backed Trust Certificates, DaimlerChrysler Debenture-Backed Series 2002-4 Trust
Callable Zero Coupon Trust Certificates, Series 2002-TVA-1
Corporate Backed Trust Certificates, General Electric Capital Services Note-Backed Series 2002-5 Trust
Corporate Backed Trust Certificates, Kinder Morgan Debenture-Backed Series 2002-6 Trust
Corporate Backed Trust Certificates, AT&T Wireless Services Note-Backed Series 2002-7 Trust
Corporate Backed Trust Certificates, BellSouth Debenture-Backed Series 2002-8 Trust
Corporate Backed Trust Certificates, News America Debenture-Backed Series 2002-9 Trust
Corporate Backed Trust Certificates, AIG Debenture-Backed Series 2002-10 Trust
Corporate Backed Trust Certificates, Royal & Sun Alliance Bond-Backed Series 2002-11 Trust
Corporate Backed Trust Certificates, Motorola Debenture-Backed Series 2002-12 Trust
Corporate Backed Trust Certificates, Motorola Debenture-Backed Series 2002-14 Trust
Corporate Backed Trust Certificates, CIT Capital Trust I Securities-Backed Series 2002-15 Trust
Corporate Backed Trust Certificates, Verizon Global Funding Corp. Note-Backed Series 2002-16 Trust
Corporate Backed Trust Certificates, American General Institutional Capital A Capital Securities-Backed Series
2002-17 Trust
Corporate Backed Trust Certificates, Bristol Myers Squibb Debenture-Backed Series 2002-18 Trust
Repackaged GE Global Insurance Floating Rate Trust Certificates, Series 2002-1 Trust
-------------------------------------------------------------------------------------------------
(Exact name of registrant as specified in its charter)
Delaware 13-3447441
- ---------------------------------------------------------------------- ----------------------------------------
(State or Other Jurisdiction, Organization or Incorporation) (I.R.S. Employer Identification No.)
745 Seventh Avenue, New York, New York 10019
----------------------------------------------------- --------------------------------
(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code: (212) 526-7000
Securities registered pursuant to Section 12(b) of the Act:
Title of Class Name of Registered Exchange
- -------------- ----------------------------
Corporate Backed Trust Certificates, Series 2001-1 Trust New York Stock Exchange ("NYSE")
Corporate Backed Trust Certificates, Series 2001-2 Trust NYSE
Corporate Backed Trust Certificates, Series 2001-3 Trust NYSE
Corporate Backed Trust Certificates, Series 2001-4 Trust NYSE
Corporate Backed Trust Certificates, Series 2001-5 Trust NYSE
2
Corporate Backed Trust Certificates, Series 2001-6 Trust NYSE
Corporate Backed Trust Certificates, Series 2001-7 Trust NYSE
Corporate Backed Trust Certificates, Series 2001-8 Trust NYSE
Corporate Backed Trust Certificates, Series 2001-9 Trust NYSE
Corporate Backed Trust Certificates, Series 2001-10 Trust NYSE
Corporate Backed Trust Certificates, Series 2001-11 Trust NYSE
Corporate Backed Trust Certificates, Series 2001-12 Trust NYSE
Corporate Backed Trust Certificates, Series 2001-14 Trust NYSE
Corporate Backed Trust Certificates, Series 2001-15 Trust NYSE
Corporate Backed Trust Certificates, Series 2001-16 Trust NYSE
Corporate Backed Trust Certificates, Series 2001-17 Trust NYSE
Corporate Backed Trust Certificates, Series 2001-18 Trust NYSE
Corporate Backed Trust Certificates, Series 2001-19 Trust NYSE
Corporate Backed Trust Certificates, Series 2001-20 Trust NYSE
Corporate Backed Trust Certificates, Series 2001-21 Trust NYSE
Corporate Backed Trust Certificates, Series 2001-22 Trust NYSE
Corporate Backed Trust Certificates, Series 2001-23 Trust NYSE
Corporate Backed Trust Certificates, Series 2001-24 Trust NYSE
Corporate Backed Trust Certificates, Series 2001-25 Trust NYSE
Corporate Backed Trust Certificates, Series 2001-26 Trust NYSE
Corporate Backed Trust Certificates, Series 2001-27 Trust NYSE
Corporate Backed Trust Certificates, Corning Debenture-Backed Series NYSE
2001-28 Trust
Corporate Backed Trust Certificates, Georgia Pacific Debenture-Backed NYSE
Series 2001-29 Trust
Corporate Backed Trust Certificates, Royal Caribbean Debenture-Backed NYSE
Series 2001-30 Trust
Corporate Backed Trust Certificates, Toys "R" Us Debenture-Backed NYSE
Series 2001-31 Trust
Corporate Backed Trust Certificates, Liberty Media Debenture-Backed NYSE
Series 2001-32 Trust
Corporate Backed Trust Certificates, AT&T Note-Backed Series 2001-33 NYSE
Trust
Corporate Backed Trust Certificates, Goodyear Tire & Rubber Note- NYSE
Backed Series 2001-34 Trust
Corporate Backed Trust Certificates, Corning Debenture-Backed Series NYSE
2001-35 Trust
Corporate Backed Trust Certificates, Ford Motor Co. Debenture-Backed NYSE
Series 2001-36 Trust
Corporate Backed Trust Certificates, Federal Express Corporation Note- NYSE
Backed Series 2001-37 Trust
Corporate Backed Trust Certificates, W.R. Berkley Capital Trust NYSE
Securities-Backed Series 2002-1 Trust
Corporate Backed Trust Certificates, Royal & Sun Alliance Bond-Backed NYSE
Series 2002-2 Trust
Corporate Backed Trust Certificates, Brunswick Corporation Note-Backed NYSE
Series 2002-3 Trust
Corporate Backed Trust Certificates, DaimlerChrysler Debenture-Backed NYSE
Series 2002-4 Trust
Callable Zero Coupon Trust Certificates, Series 2002-TVA-1 NYSE
Corporate Backed Trust Certificates, General Electric Capital Services NYSE
Note-Backed Series 2002-5 Trust
Corporate Backed Trust Certificates, Kinder Morgan Debenture-Backed NYSE
Series 2002-6 Trust
Corporate Backed Trust Certificates, AT&T Wireless Services Note- NYSE
Backed Series 2002-7 Trust
3
Corporate Backed Trust Certificates, BellSouth Debenture-Backed Series NYSE
2002-8 Trust
Corporate Backed Trust Certificates, News America Debenture-Backed NYSE
Series 2002-9 Trust
Corporate Backed Trust Certificates, AIG Debenture-Backed Series 2002- NYSE
10 Trust
Corporate Backed Trust Certificates, Royal & Sun Alliance Bond-Backed NYSE
Series 2002-11 Trust
Corporate Backed Trust Certificates, Motorola Debenture-Backed Series NYSE
2002-12 Trust
Corporate Backed Trust Certificates, Motorola Debenture-Backed Series NYSE
2002-14 Trust
Corporate Backed Trust Certificates, CIT Capital Trust I Securities- NYSE
Backed Series 2002-15 Trust
Corporate Backed Trust Certificates, Verizon Global Funding Corp. Note- NYSE
Backed Series 2002-16 Trust
Corporate Backed Trust Certificates, American General Institutional NYSE
Capital A Capital Securities-Backed Series 2002-17 Trust
Corporate Backed Trust Certificates, Bristol Myers Squibb Debenture- NYSE
Backed Series 2002-18 Trust
Repackaged GE Global Insurance Floating Rate Trust Certificates, Series NYSE
2002-1 Trust
Securities registered pursuant to Section 12(g) of the Act: None
Indicate by check mark whether the registrant: (1) Has filed all reports
required to be filed by section 13 or 15(d) of the Securities Exchange Act of
1934 during the preceding 12 months (or for such shorter period that the
registrant was required to file such reports), and (2) has been subject to
file requirements for the past 90 days
Yes [x] No [ ]
Indicate by check mark if disclosure of delinquent filers pursuant to Item 405
of Regulation S-K is not contained herein, and will not be contained, to the
best of registrant's knowledge, in definitive proxy or information statements
incorporated by reference in Part III of this Form 10-K or any amendment to
this Form 10-K. [ ]
Indicate by check mark whether the registrant is an accelerated filer (as
defined in Rule 12b-2 of the Act).
Yes [ ] No [x]
State the aggregate market value of the voting and non-voting common equity
held by non-affiliates computed by reference to the price at which the common
equity was last sold, or the average bid and asked price of such common
equity, as of the last business day of the registrant's most recently
completed second fiscal quarter:
The registrant has no voting stock or class of common stock that is
held by non-affiliates.
DOCUMENTS INCORPORATED BY REFERENCE
The distribution reports to security holders filed on Form 8-K during the
fiscal year in lieu of reports on Form 10-Q which includes the reports filed
on Form 8-K listed in Item 15(b) hereto.
Introductory Note
Lehman ABS Corporation (the "Depositor") is the Depositor under the Standard
Terms for Trust Agreements as supplemented by the Series Supplements listed
below between the Depositor and U.S. Bank Trust National Association, as
trustee (the "Trustee"), providing for the issuance of the Corporate Backed
Trust Certificates listed
4
on page 2 (the "Certificates") and is the depositor for the Certificates (the
"Registrant"). The Certificates do not represent obligations of or interests
in the Depositor or the Trustee.
- ------------------------------------------------------------- -------------------------------------------------------
Governing Documents Certificates Issued Thereunder
- ------------------------------------------------------------- -------------------------------------------------------
Standard Terms for Trust Agreements and Series Supplement, Corporate Backed Trust Certificates, Series 2001-1
Corporate Backed Trust Certificates, Series 2001-1 Trust,
dated as of January 16, 2001
- ------------------------------------------------------------- -------------------------------------------------------
Standard Terms for Trust Agreements and Series Supplement, Corporate Backed Trust Certificates, Series 2001-2
Corporate Backed Trust Certificates, Series 2001-2 Trust,
dated as of January 22, 2001
- ------------------------------------------------------------- -------------------------------------------------------
Standard Terms for Trust Agreements and Series Supplement, Corporate Backed Trust Certificates, Series 2001-3
Corporate Backed Trust Certificates, Series 2001-3 Trust,
dated as of January 25, 2001, as Supplemented by a
Supplement to the Series Supplement dated as of February
23, 2001
- ------------------------------------------------------------- -------------------------------------------------------
Standard Terms for Trust Agreements and Series Supplement, Corporate Backed Trust Certificates, Series 2001-4
Corporate Backed Trust Certificates, Series 2001-4 Trust,
dated as of January 29, 2001, as Supplemented by a
Supplement to the Series Supplement dated as of February
13, 2001
- ------------------------------------------------------------- -------------------------------------------------------
Standard Terms for Trust Agreements and Series Supplement, Corporate Backed Trust Certificates, Series 2001-5
Corporate Backed Trust Certificates, Series 2001-5 Trust,
dated as of February 2, 2001, as Supplemented by a
Supplement to the Series Supplement dated as of February
16, 2001 and a Second Supplement to Series Supplement dated
as of February 23, 2001
- ------------------------------------------------------------- -------------------------------------------------------
Standard Terms for Trust Agreements and Series Supplement, Corporate Backed Trust Certificates, Series 2001-6
Corporate Backed Trust Certificates, Series 2001-6 Trust,
dated as of March 1, 2001
- ------------------------------------------------------------- -------------------------------------------------------
Standard Terms for Trust Agreements and Series Supplement, Corporate Backed Trust Certificates, Series 2001-7
Corporate Backed Trust Certificates, Series 2001-7 Trust,
dated as of March 2, 2001
- ------------------------------------------------------------- -------------------------------------------------------
Standard Terms for Trust Agreements and Series Supplement, Corporate Backed Trust Certificates, Series 2001-8
Corporate Backed Trust Certificates, Series 2001-8 Trust,
dated as of March 8, 2001
- ------------------------------------------------------------- -------------------------------------------------------
Standard Terms for Trust Agreements and Series Supplement, Corporate Backed Trust Certificates, Series 2001-9
Corporate Backed Trust Certificates, Series 2001-9 Trust,
dated as of March 14, 2001, as Supplemented by a
Supplement to the Series Supplement dated as of March 27,
2001
- ------------------------------------------------------------- -------------------------------------------------------
Standard Terms for Trust Agreements and Series Supplement, Corporate Backed Trust Certificates, Series 2001-10
Corporate Backed Trust Certificates, Series 2001-10 Trust,
dated as of March 22, 2001
- ------------------------------------------------------------- -------------------------------------------------------
Standard Terms for Trust Agreements and Series Supplement, Corporate Backed Trust Certificates, Series 2001-11
Corporate Backed Trust Certificates, Series 2001-11 Trust,
dated as of March 28, 2001, as Supplemented by a
Supplement to the Series Supplement dated as of May 30,
2001
- ------------------------------------------------------------- -------------------------------------------------------
Standard Terms for Trust Agreements and Series Supplement, Corporate Backed Trust Certificates, Series 2001-12
Corporate Backed Trust Certificates, Series 2001-12 Trust,
dated as of April 3, 2001
- ------------------------------------------------------------- -------------------------------------------------------
Standard Terms for Trust Agreements and Series Supplement, Corporate Backed Trust Certificates, Series 2001-14
Corporate Backed Trust Certificates, Series 2001-14, dated
as of April 10, 2001
- ------------------------------------------------------------- -------------------------------------------------------
5
- ------------------------------------------------------------- -------------------------------------------------------
Governing Documents Certificates Issued Thereunder
- ------------------------------------------------------------- -------------------------------------------------------
Standard Terms for Trust Agreements and Series Supplement, Corporate Backed Trust Certificates, Series 2001-15
Corporate Backed Trust Certificates, Series 2001-15 Trust,
dated as of April 30, 2001, as Supplemented by a
Supplement to the Series Supplement dated as of May 29,
2001 and a second supplement to the Series Supplement dates
as of June 7, 2001
- ------------------------------------------------------------- -------------------------------------------------------
Standard Terms for Trust Agreements and Series Supplement, Corporate Backed Trust Certificates, Series 2001-16
Corporate Backed Trust Certificates, Series 2001-16 Trust,
dated as of May 1, 2001
- ------------------------------------------------------------- -------------------------------------------------------
Standard Terms for Trust Agreements and Series Supplement, Corporate Backed Trust Certificates, Series 2001-17
Corporate Backed Trust Certificates, Series 2001-17 Trust,
dated as of May 2, 2001
- ------------------------------------------------------------- -------------------------------------------------------
Standard Terms for Trust Agreements and Series Supplement, Corporate Backed Trust Certificates, Series 2001-18
Corporate Backed Trust Certificates, Series 2001-18 Trust,
dated as of May 8, 2001, as Supplemented by a Supplement
to the Series Supplement dated as of July 18, 2001 and a
second supplement to the Series Supplement dated as of
August 17, 2001
- ------------------------------------------------------------- -------------------------------------------------------
Standard Terms for Trust Agreements and Series Supplement, Corporate Backed Trust Certificates, Series 2001-19
Corporate Backed Trust Certificates, Series 2001-19 Trust,
dated as of May 11, 2001
- ------------------------------------------------------------- -------------------------------------------------------
Standard Terms for Trust Agreements and Series Supplement, Corporate Backed Trust Certificates, Series 2001-20
Corporate Backed Trust Certificates, Series 2001-20 Trust,
dated as of May 22, 2001
- ------------------------------------------------------------- -------------------------------------------------------
Standard Terms for Trust Agreements and Series Supplement, Corporate Backed Trust Certificates, Series 2001-21
Corporate Backed Trust Certificates, Series 2001-21 Trust,
dated as of May 24, 2001
- ------------------------------------------------------------- -------------------------------------------------------
Standard Terms for Trust Agreements and Series Supplement, Corporate Backed Trust Certificates, Series 2001-22
Corporate Backed Trust Certificates, Series 2001-22 Trust,
dated as of May 24, 2001, as Supplemented by a Supplement
to the Series Supplement dated as of June 29, 2001 and a
second supplement to the Series Supplement dated as of
August 15, 2001
- ------------------------------------------------------------- -------------------------------------------------------
Standard Terms for Trust Agreements and Series Supplement, Corporate Backed Trust Certificates, Series 2001-23
Corporate Backed Trust Certificates, Series 2001-23 Trust,
dated as of June 1, 2001
- ------------------------------------------------------------- -------------------------------------------------------
Standard Terms for Trust Agreements and Series Supplement, Corporate Backed Trust Certificates, Series 2001-24
Corporate Backed Trust Certificates, Series 2001-24 Trust,
dated as of June 8, 2001
- ------------------------------------------------------------- -------------------------------------------------------
Standard Terms for Trust Agreements and Series Supplement, Corporate Backed Trust Certificates, Series 2001-25
Corporate Backed Trust Certificates, Series 2001-25 Trust,
dated as of June 14, 2001
- ------------------------------------------------------------- -------------------------------------------------------
Standard Terms for Trust Agreements and Series Supplement, Corporate Backed Trust Certificates, Series 2001-26
Corporate Backed Trust Certificates, Series 2001-26 Trust,
dated as of June 21, 2001
- ------------------------------------------------------------- -------------------------------------------------------
Standard Terms for Trust Agreements and Series Supplement, Corporate Backed Trust Certificates, Series 2001-27
Corporate Backed Trust Certificates, Series 2001-27 Trust,
dated as of June 28, 2001
- ------------------------------------------------------------- -------------------------------------------------------
Standard Terms for Trust Agreements and Series Supplement, Corporate Backed Trust Certificates, Corning
Corporate Backed Trust Certificates, Corning Debenture-Backed Series 2001-28
Debenture-Backed Series 2001-28 Trust, dated as of July 24,
2001
- ------------------------------------------------------------- -------------------------------------------------------
6
- ------------------------------------------------------------- -------------------------------------------------------
Governing Documents Certificates Issued Thereunder
- ------------------------------------------------------------- -------------------------------------------------------
Standard Terms for Trust Agreements and Series Supplement, Corporate Backed Trust Certificates, Georgia Pacific
Corporate Backed Trust Certificates, Georgia Pacific Debenture-Backed Series 2001-29
Debenture-Backed Series 2001-29 Trust, dated as of July 26,
2001
- ------------------------------------------------------------- -------------------------------------------------------
Standard Terms for Trust Agreements and Series Supplement, Corporate Backed Trust Certificates, Royal Caribbean
Corporate Backed Trust Certificates Royal Caribbean Debenture-Backed Series 2001-30
Debenture-Backed Series 2001-30 Trust, dated as of July 27,
2001
- ------------------------------------------------------------- -------------------------------------------------------
Standard Terms for Trust Agreements and Series Supplement, Corporate Backed Trust Certificates, Toys "R" Us
Corporate Backed Trust Certificates, Toys "R" Us Debenture-Backed Series 2001-31
Debenture-Backed Series 2001-31 Trust, dated as of July 31,
2001
- ------------------------------------------------------------- -------------------------------------------------------
Standard Terms for Trust Agreements and Series Supplement, Corporate Backed Trust Certificates, Liberty Media
Corporate Backed Trust Certificates, Liberty Media Debenture-Backed Series 2001-32
Debenture-Backed Series 2001-32 Trust, dated as of August
29, 2001
- ------------------------------------------------------------- -------------------------------------------------------
Standard Terms for Trust Agreements and Series Supplement, Corporate Backed Trust Certificates, AT&T Note-Backed
Corporate Backed Trust Certificates, AT&T Note-Backed Series 2001-33
Series 2001-33 Trust, dated as of September 5, 2001
- ------------------------------------------------------------- -------------------------------------------------------
Standard Terms for Trust Agreements and Series Supplement, Corporate Backed Trust Certificates, Goodyear Tire &
Corporate Backed Trust Certificates, Goodyear Tire & Rubber Rubber Note-Backed Series 2001-34
Note-Backed Series 2001-34 Trust, dated as of September 6,
2001, as Supplemented by a Supplement to the Series
Supplement dated as of September 19, 2001 and a second
supplement to the Series Supplement, dated as of October
22, 2001
- ------------------------------------------------------------- -------------------------------------------------------
Standard Terms for Trust Agreements and Series Supplement, Corporate Backed Trust Certificates, Corning
Corporate Backed Trust Certificates, Corning Debenture-Backed Series 2001-35
Debenture-Backed Series 2001-35 Trust, dated as of
September 21, 2001
- ------------------------------------------------------------- -------------------------------------------------------
Standard Terms for Trust Agreements and Series Supplement, Corporate Backed Trust Certificates, Ford Motor Co.
Corporate Backed Trust Certificates, Ford Motor Co. Debenture-Backed Series 2001-36
Debenture-Backed Series 2001-36 Trust, dated as of November
15, 2001, as Supplemented by a Supplement to the Series
Supplement dated as of December 20, 2001
- ------------------------------------------------------------- -------------------------------------------------------
Standard Terms for Trust Agreements and Series Supplement, Corporate Backed Trust Certificates, Federal Express
Corporate Backed Trust Certificates, Federal Express Corporation Note-Backed Series 2001-37
Corporation Note-Backed Series 2001-37 Trust, dated as of
December 27, 2001
- ------------------------------------------------------------- -------------------------------------------------------
Standard Terms for Trust Agreements and Series Supplement, Corporate Backed Trust Certificates, W.R. Berkley
Corporate Backed Trust Certificates, W.R. Berkley Capital Capital Trust Securities-Backed Series 2002-1
Trust Securities-Backed Series 2002-1 Trust, dated as of
January 23, 2002
- ------------------------------------------------------------- -------------------------------------------------------
Standard Terms for Trust Agreements and Series Supplement, Corporate Backed Trust Certificates, Royal & Sun
Corporate Backed Trust Certificates, Royal & Sun Alliance Alliance Bond-Backed Series 2002-2
Bond-Backed Series 2002-2 Trust, dated as of February 21,
2002
- ------------------------------------------------------------- -------------------------------------------------------
Standard Terms for Trust Agreements and Series Supplement, Corporate Backed Trust Certificates, Brunswick
Corporate Backed Trust Certificates, Brunswick Corporation Corporation Note-Backed Series 2002-3
Note-Backed Series 2002-3 Trust, dated as of March 7, 2002
- ------------------------------------------------------------- -------------------------------------------------------
7
- ------------------------------------------------------------- -------------------------------------------------------
Governing Documents Certificates Issued Thereunder
- ------------------------------------------------------------- -------------------------------------------------------
Standard Terms for Trust Agreements and Series Supplement, Corporate Backed Trust Certificates, DaimlerChrysler
Corporate Backed Trust Certificates, DaimlerChrysler Debenture-Backed Series 2002-4
Debenture-Backed Series 2002-4 Trust, dated as of March 21,
2002
- ------------------------------------------------------------- -------------------------------------------------------
Standard Terms for Trust Agreements and Series Supplement, Callable Zero Coupon Trust Certificates, Series
Callable Zero Coupon Trust Certificates, Series 2002-TVA-1 2002-TVA-1
Trust, dated as of March 25, 2002
- ------------------------------------------------------------- -------------------------------------------------------
Standard Terms for Trust Agreements and Series Supplement, Corporate Backed Trust Certificates, General Electric
Corporate Backed Trust Certificates, General Electric Capital Services Note-Backed Series 2002-5
Capital Services Note-Backed Series 2002-5 Trust, dated as
of April 2, 2002
- ------------------------------------------------------------- -------------------------------------------------------
Standard Terms for Trust Agreements and Series Supplement, Corporate Backed Trust Certificates, Kinder Morgan
Corporate Backed Trust Certificates, Kinder Morgan Debenture-Backed Series 2002-6
Debenture-Backed Series 2002-6 Trust, dated as of April 16,
2002
- ------------------------------------------------------------- -------------------------------------------------------
Standard Terms for Trust Agreements and Series Supplement, Corporate Backed Trust Certificates, AT&T Wireless
Corporate Backed Trust Certificates, AT&T Wireless Services Services Note-Backed Series 2002-7
Note-Backed Series 2002-7 Trust, dated as of May 1, 2002
- ------------------------------------------------------------- -------------------------------------------------------
Standard Terms for Trust Agreements and Series Supplement, Corporate Backed Trust Certificates, BellSouth
Corporate Backed Trust Certificates, BellSouth Debenture-Backed Series 2002-8
Debenture-Backed Series 2002-8 Trust, dated as of May 23,
2002
- ------------------------------------------------------------- -------------------------------------------------------
Standard Terms for Trust Agreements and Series Supplement, Corporate Backed Trust Certificates, News America
Corporate Backed Trust Certificates, News America Debenture-Backed Series 2002-9
Debenture-Backed Series 2002-9 Trust, dated as of June 3,
2002
- ------------------------------------------------------------- -------------------------------------------------------
Standard Terms for Trust Agreements and Series Supplement, Corporate Backed Trust Certificates, AIG
Corporate Backed Trust Certificates, AIG Debenture-Backed Debenture-Backed Series 2002-10
Series 2002-10 Trust, dated as of June 6, 2002
- ------------------------------------------------------------- -------------------------------------------------------
Standard Terms for Trust Agreements and Series Supplement, Corporate Backed Trust Certificates, Royal & Sun
Corporate Backed Trust Certificates, Royal & Sun Alliance Alliance Bond-Backed Series 2002-11
Bond-Backed Series 2002-11 Trust, dated as of June 7, 2002
- ------------------------------------------------------------- -------------------------------------------------------
Standard Terms for Trust Agreements and Series Supplement, Corporate Backed Trust Certificates, Motorola
Corporate Backed Trust Certificates, Motorola Debenture-Backed Series 2002-12
Debenture-Backed Series 2002-12 Trust, dated as of June 18,
2002, as Supplemented by a Supplement to the Series
Supplement dated as of June 21, 2002
- ------------------------------------------------------------- -------------------------------------------------------
Standard Terms for Trust Agreements and Series Supplement, Corporate Backed Trust Certificates, Motorola
Corporate Backed Trust Certificates, Motorola Debenture-Backed Series 2002-14
Debenture-Backed Series 2002-14 Trust, dated as of July 19,
2002
- ------------------------------------------------------------- -------------------------------------------------------
Standard Terms for Trust Agreements and Series Supplement, Corporate Backed Trust Certificates, CIT Capital
Corporate Backed Trust Certificates, CIT Capital Trust I Trust I Securities-Backed Series 2002-15
Securities-Backed Series 2002-15 Trust, dated as of July
24, 2002
- ------------------------------------------------------------- -------------------------------------------------------
Standard Terms for Trust Agreements and Series Supplement, Corporate Backed Trust Certificates, Verizon Global
Corporate Backed Trust Certificates, Verizon Global Funding Funding Corp. Note-Backed Series 2002-16
Corp. Note-Backed Series 2002-16 Trust, dated as of July 30,
2002
- ------------------------------------------------------------- -------------------------------------------------------
8
- ------------------------------------------------------------- -------------------------------------------------------
Governing Documents Certificates Issued Thereunder
- ------------------------------------------------------------- -------------------------------------------------------
Standard Terms for Trust Agreements and Series Supplement, Corporate Backed Trust Certificates, American General
Corporate Backed Trust Certificates, American General Institutional Capital A Capital Securities-Backed
Institutional Capital A Capital Securities-Backed Series Series 2002-17
2002-17 Trust, dated as of October 23, 2002
- ------------------------------------------------------------- -------------------------------------------------------
Standard Terms for Trust Agreements and Series Supplement, Corporate Backed Trust Certificates, Bristol Myers
Corporate Backed Trust Certificates, Bristol Myers Squibb Squibb Debenture-Backed Series 2002-18
Debenture-Backed Series 2002-18 Trust, dated as of October
31, 2002
- ------------------------------------------------------------- -------------------------------------------------------
Standard Terms for Trust Agreements and Series Supplement, Repackaged GE Global Insurance Floating Rate Trust
Repackaged GE Global Insurance Floating Rate Trust Certificates, Series 2002-1
Certificates, Series 2002-1 Trust, dated as of November 15,
2002
- ------------------------------------------------------------- -------------------------------------------------------
PART I
Item 1. Business.
- -----------------
Not Applicable
Item 2. Properties.
- -------------------
Not Applicable
Item 3. Legal Proceedings.
- ---------------------------
None
Item 4. Submission of Matters To A Vote of Security Holders.
- -------------------------------------------------------------
Not Applicable
PART II
Item 5. Market for Registrant's Common Equity and Related Stockholder Matters.
- -------------------------------------------------------------------------------
The publicly offered Certificates representing investors' interest in
the Trusts are represented by one or more physical Certificates registered in
the name of "Cede & Co.", the nominee of The Depository Trust Company. The
Certificates are listed on the New York Stock Exchange.
Item 6. Selected Financial Data.
- ---------------------------------
Not Applicable
Item 7. Management's Discussion and Analysis of Financial Condition and
Results of Operations.
- --------------------------------------------------------------------------
Not Applicable
Item 7A. Quantitative and Qualitative Disclosures About Market Risk.
- --------------------------------------------------------------------
Not Applicable
Item 8. Financial Statements and Supplementary Data.
- -----------------------------------------------------
Not Applicable
Item 9. Changes In and Disagreements With Accountants on Accounting and
Financial Disclosure.
- -------------------------------------------------------------------------
Not Applicable
PART III
Item 10. Directors and Executive Officers of the Registrant.
- ------------------------------------------------------------
Not Applicable
9
Item 11. Executive Compensation.
- --------------------------------
Not Applicable
Item 12. Security Ownership of Certain Beneficial Owners and Management and
Related Stockholder Matters.
- ----------------------------------------------------------------------------
(a) Not Applicable
(b) Not Applicable
(c) Not Applicable
Item 13. Certain Relationships and Related Transactions.
- --------------------------------------------------------
None
Item 14. Controls and Procedures.
- ---------------------------------
Not Applicable
PART IV
Item 15. Exhibits, Financial Statements, Schedules and Reports on Form 8-K.
- ---------------------------------------------------------------------------
(a) The following documents have been filed as part of this
report.
Trustee's Distribution Statements documented on Form 8-K of Corporate
Backed Trust Certificates Series to the Certificate Holders for period of
January 1, 2002 through and including December 31, 2002 have been filed with
the Securities and Exchange Commission and are hereby incorporated by
reference. Filing dates are listed in Item 15 (b) below.
(b) The following reports on Form 8-K were filed during the
period covered by this report:
- -------------------------------------------------------------------------------- ------------------- ---------------
Trust Description Distribution Date Filed on
- -------------------------------------------------------------------------------- ------------------- ---------------
Corporate Backed Trust Certificates, Series 2001-1 01/15/2002 06/14/2002
07/15/2002 10/09/2002
- -------------------------------------------------------------------------------- ------------------- ---------------
Corporate Backed Trust Certificates, Series 2001-2 02/01/2002 06/14/2002
08/01/2002 12/23/2002
- -------------------------------------------------------------------------------- ------------------- ---------------
Corporate Backed Trust Certificates, Series 2001-3 12/15/2001 06/14/2002
06/15/2002 07/25/2002
12/15/2002 01/15/2003
- -------------------------------------------------------------------------------- ------------------- ---------------
Corporate Backed Trust Certificates, Series 2001-4 01/15/2002 06/14/2002
07/15/2002 10/09/2002
- -------------------------------------------------------------------------------- ------------------- ---------------
Corporate Backed Trust Certificates, Series 2001-5 12/01/2001 06/14/2002
06/01/2002 07/25/2002
12/01/2002 01/07/2003
- -------------------------------------------------------------------------------- ------------------- ---------------
Corporate Backed Trust Certificates, Series 2001-6 12/15/2001 06/14/2002
06/15/2002 07/25/2002
12/15/2002 01/15/2003
- -------------------------------------------------------------------------------- ------------------- ---------------
Corporate Backed Trust Certificates, Series 2001-7 01/15/2002 06/14/2002
07/15/2002 10/09/2002
- -------------------------------------------------------------------------------- ------------------- ---------------
Corporate Backed Trust Certificates, Series 2001-8 12/15/2001 06/14/2002
06/15/2002 07/25/2002
12/15/2002 01/15/2003
- -------------------------------------------------------------------------------- ------------------- ---------------
Corporate Backed Trust Certificates, Series 2001-9 02/01/2002 06/14/2002
08/01/2002 12/23/2002
- -------------------------------------------------------------------------------- ------------------- ---------------
Corporate Backed Trust Certificates, Series 2001-10 04/01/2002 06/14/2002
10/01/2002 12/23/2002
- -------------------------------------------------------------------------------- ------------------- ---------------
10
- -------------------------------------------------------------------------------- ------------------- ---------------
Corporate Backed Trust Certificates, Series 2001-11 01/01/2002 06/14/2002
07/01/2002 10/09/2002
- -------------------------------------------------------------------------------- ------------------- ---------------
Corporate Backed Trust Certificates, Series 2001-12 04/15/2002 06/14/2002
10/15/2002 12/23/2002
- -------------------------------------------------------------------------------- ------------------- ---------------
Corporate Backed Trust Certificates, Series 2001-14 04/30/2002 06/14/2002
10/30/2002 12/23/2002
- -------------------------------------------------------------------------------- ------------------- ---------------
Corporate Backed Trust Certificates, Series 2001-15 01/15/2002 06/14/2002
07/15/2002 10/09/2002
- -------------------------------------------------------------------------------- ------------------- ---------------
Corporate Backed Trust Certificates, Series 2001-16 11/15/2001 06/14/2002
05/15/2002 06/14/2002
11/15/2002 01/07/2003
- -------------------------------------------------------------------------------- ------------------- ---------------
Corporate Backed Trust Certificates, Series 2001-17 02/15/2002 06/14/2002
- -------------------------------------------------------------------------------- ------------------- ---------------
Corporate Backed Trust Certificates, Series 2001-18 02/01/2002 06/14/2002
08/01/2002 12/23/2002
- -------------------------------------------------------------------------------- ------------------- ---------------
Corporate Backed Trust Certificates, Series 2001-19 12/15/2001 06/14/2002
06/15/2002 07/25/2002
12/15/2002 01/15/2003
- -------------------------------------------------------------------------------- ------------------- ---------------
Corporate Backed Trust Certificates, Series 2001-20 12/01/2001 06/14/2002
06/01/2002 07/25/2002
12/01/2002 01/07/2003
- -------------------------------------------------------------------------------- ------------------- ---------------
Corporate Backed Trust Certificates, Series 2001-21 03/15/2002 03/20/2003
09/15/2002 12/23/2002
- -------------------------------------------------------------------------------- ------------------- ---------------
Corporate Backed Trust Certificates, Series 2001-22 12/01/2001 06/14/2002
06/01/2002 07/25/2002
12/01/2002 01/07/2003
- -------------------------------------------------------------------------------- ------------------- ---------------
Corporate Backed Trust Certificates, Series 2001-23 12/01/2001 06/14/2002
06/01/2002 07/25/2002
12/01/2002 01/07/2003
- -------------------------------------------------------------------------------- ------------------- ---------------
Corporate Backed Trust Certificates, Series 2001-24 12/15/2001 06/14/2002
06/15/2002 07/25/2002
12/15/2002 01/15/2003
- -------------------------------------------------------------------------------- ------------------- ---------------
Corporate Backed Trust Certificates, Series 2001-25 12/01/2001 06/14/2002
06/01/2002 07/25/2002
12/01/2002 01/07/2003
- -------------------------------------------------------------------------------- ------------------- ---------------
Corporate Backed Trust Certificates, Series 2001-26 03/15/2002 06/06/2002
09/15/2002 12/23/2002
- -------------------------------------------------------------------------------- ------------------- ---------------
Corporate Backed Trust Certificates, Series 2001-27 04/15/2002 06/14/2002
10/15/2002 12/23/2002
- -------------------------------------------------------------------------------- ------------------- ---------------
Corporate Backed Trust Certificates, Corning Debenture-Backed Series 2001-28 03/15/2002 06/06/2002
09/15/2002 12/23/2002
- -------------------------------------------------------------------------------- ------------------- ---------------
Corporate Backed Trust Certificates, Georgia Pacific Debenture-Backed Series 04/30/2002 06/14/2002
2001-29 10/30/2002 12/23/2002
- -------------------------------------------------------------------------------- ------------------- ---------------
Corporate Backed Trust Certificates, Royal Caribbean Debenture-Backed Series 03/15/2002 03/20/2003
2001-30 09/15/2002 12/23/2002
- -------------------------------------------------------------------------------- ------------------- ---------------
Corporate Backed Trust Certificates, Toys "R" Us Debenture-Backed Series 03/01/2002 06/06/2002
2001-31 09/01/2002 12/23/2002
- -------------------------------------------------------------------------------- ------------------- ---------------
Corporate Backed Trust Certificates, Liberty Media Debenture-Backed Series 02/01/2002 06/14/2002
2001-32 08/01/2002 12/23/2002
- -------------------------------------------------------------------------------- ------------------- ---------------
Corporate Backed Trust Certificates, AT&T Note-Backed Series 2001-33 03/15/2002 03/20/2003
09/15/2002 12/23/2002
- -------------------------------------------------------------------------------- ------------------- ---------------
Corporate Backed Trust Certificates, Goodyear Tire & Rubber Note-Backed Series 03/15/2002 03/20/2003
2001-34 09/15/2002 12/23/2002
- -------------------------------------------------------------------------------- ------------------- ---------------
Corporate Backed Trust Certificates, Corning Debenture-Backed Series 2001-35 03/01/2002 06/06/2002
09/01/2002 12/23/2002
- -------------------------------------------------------------------------------- ------------------- ---------------
11
- -------------------------------------------------------------------------------- ------------------- ---------------
Corporate Backed Trust Certificates, Ford Motor Co. Debenture-Backed Series 05/15/2002 06/14/2002
2001-36 11/15/2002 01/07/2003
- -------------------------------------------------------------------------------- ------------------- ---------------
Corporate Backed Trust Certificates, Federal Express Corporation Note-Backed 01/01/2002 06/14/2002
Series 2001-37 07/01/2002 10/09/2002
- -------------------------------------------------------------------------------- ------------------- ---------------
Corporate Backed Trust Certificates, W.R. Berkley Capital Trust 06/15/2002 07/25/2002
Securities-Backed Series 2002-1 12/15/2002 01/15/2003
- -------------------------------------------------------------------------------- ------------------- ---------------
Corporate Backed Trust Certificates, Royal & Sun Alliance Bond-Backed Series 04/15/2002 06/14/2002
2002-2 10/15/2002 12/23/2002
- -------------------------------------------------------------------------------- ------------------- ---------------
Corporate Backed Trust Certificates, Brunswick Corporation Note-Backed Series 08/01/2002 12/23/2002
2002-3
- -------------------------------------------------------------------------------- ------------------- ---------------
Corporate Backed Trust Certificates, DaimlerChrysler Debenture-Backed Series 08/01/2002 12/23/2002
2002-4
- -------------------------------------------------------------------------------- ------------------- ---------------
Corporate Backed Trust Certificates, General Electric Capital Services 08/15/2002 12/23/2002
Note-Backed Series 2002-5
- -------------------------------------------------------------------------------- ------------------- ---------------
Corporate Backed Trust Certificates, Kinder Morgan Debenture-Backed Series 09/01/2002 12/23/2002
2002-6
- -------------------------------------------------------------------------------- ------------------- ---------------
Corporate Backed Trust Certificates, AT&T Wireless Services Note-Backed Series 09/01/2002 12/23/2002
2002-7
- -------------------------------------------------------------------------------- ------------------- ---------------
Corporate Backed Trust Certificates, BellSouth Debenture-Backed Series 2002-8 06/01/2002 07/25/2002
12/01/2002 01/07/2003
- -------------------------------------------------------------------------------- ------------------- ---------------
Corporate Backed Trust Certificates, News America Debenture-Backed Series 12/01/2002 01/07/2003
2002-9
- -------------------------------------------------------------------------------- ------------------- ---------------
Corporate Backed Trust Certificates, AIG Debenture-Backed Series 2002-10 07/31/2002 03/20/2003
- -------------------------------------------------------------------------------- ------------------- ---------------
Corporate Backed Trust Certificates, Royal & Sun Alliance Bond-Backed Series 10/15/2002 12/23/2002
2002-11
- -------------------------------------------------------------------------------- ------------------- ---------------
Corporate Backed Trust Certificates, Motorola Debenture-Backed Series 2002-12 10/01/2002 12/23/2002
- -------------------------------------------------------------------------------- ------------------- ---------------
Corporate Backed Trust Certificates, Motorola Debenture-Backed Series 2002-14 11/15/2002 01/07/2003
- -------------------------------------------------------------------------------- ------------------- ---------------
Corporate Backed Trust Certificates, CIT Capital Trust I Securities-Backed 08/15/2002 12/23/2002
Series 2002-15
- -------------------------------------------------------------------------------- ------------------- ---------------
Corporate Backed Trust Certificates, Verizon Global Funding Corp. Note-Backed 12/01/2002 01/07/2003
Series 2002-16
- -------------------------------------------------------------------------------- ------------------- ---------------
Corporate Backed Trust Certificates, American General Institutional Capital A 12/01/2002 01/07/2003
Capital Securities-Backed Series 2002-17
- -------------------------------------------------------------------------------- ------------------- ---------------
(c) See item 15(a) above.
(d) Not Applicable.
12
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934,
the registrant has duly caused this report to be signed on its behalf by the
undersigned thereunto duly authorized.
Lehman ABS Corporation, As Depositor for the
Trusts (the "Registrant")
Dated: March 31, 2003 By: /s/ Rene Canezin
------------------------------------------
Name: Rene Canezin
Title: Senior Vice President
13
CERTIFICATION
I, Rene Canezin, certify that:
1. I have reviewed this annual report on Form 10-K, and all reports on
Form 8-K containing distribution or servicing reports filed in respect
of periods included in the year covered by this annual report, of
Lehman ABS Corporation;
2. Based on my knowledge, the information in these reports, taken as a
whole, does not contain any untrue statement of a material fact or omit
to state a material fact necessary to make the statements made, in
light of the circumstances under which such statements were made, not
misleading as of the last day of the period covered by this annual
report;
3. Based on my knowledge, the distribution or servicing information
required to be provided to the depositor by the trustee under the
pooling and servicing or similar agreement for inclusion in these
reports is included in these reports; and
4. I am responsible for reviewing the activities performed by the
depositor and the trustee under the pooling and servicing or similar
agreement and based upon my knowledge and the annual compliance review
required under that agreement, and except as disclosed in the reports,
the depositor and trustee have each fulfilled its obligations under
that agreement.
In giving the certifications above, I have reasonably relied on information
provided to me by the following unaffiliated party: U.S. Bank Trust National
Association, as trustee.
Date: March 31, 2003
/s/ Rene Canezin
- --------------------------------------
Rene Canezin, Senior Vice President